DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••• C•••••• M••••••••• L••
Latest filing Jul 29, 2026
First filing on the tape Aug 30, 2021 · 12 filings
SEC status approved since Sep 29, 2021
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
25
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.4B as of Jul 29, 2026
Mar 31, 2022$825M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Mar 31, 20220 then
Employees (5.A)12 as of Jul 29, 2026
Mar 31, 20228 then
Private funds25 as of Jul 29, 2026
Mar 31, 202217 then
RAUM +51% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $54.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +51%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.3B, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
29 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••• C•••••• F••• I•• L••• | Venture Capital Fund | $227M | 81 | Apr 1, 2021 |
| S••• C•••••• F••• I••• L••• | Venture Capital Fund | $189M | 340 | Apr 1, 2021 |
| S••• C•••••• F••• I• L••• | Venture Capital Fund | $66.9M | 33 | Apr 1, 2021 |
| S••• C•••••• J••••• S••• L• | Venture Capital Fund | $28.8M | 12 | Mar 31, 2022 |
| S••• C•••••• B••• S••••• L• | Venture Capital Fund | $13.6M | 2 | Mar 31, 2022 |
| S••• C•••••• R•••• S••• L• | Venture Capital Fund | $13.0M | 15 | Mar 31, 2022 |
| S••• C•••••• J••••• S••••• L• | Venture Capital Fund | $11.7M | 2 | Mar 31, 2023 |
| S••• C•••••• W••••••••• S••• L• | Venture Capital Fund | $10.0M | 2 | Mar 31, 2023 |
| S••• C•••••• I••••••• S••• L•• | Venture Capital Fund | $9.8M | 5 | Apr 1, 2021 |
| S••• C•••••• Y•••• S••• L• | Venture Capital Fund | $7.5M | 2 | Mar 31, 2023 |
| S••• C•••••• B••• S••••• L• | Venture Capital Fund | $5.0M | 2 | Mar 31, 2022 |
| S••• C•••••• B•••••••• S••• L• | Venture Capital Fund | $5.0M | 3 | Mar 31, 2023 |
| S••• C•••••• P••••••• S••• L• | Venture Capital Fund | $4.0M | 11 | Mar 31, 2022 |
| S••• C•••••• S••••••••• S••• L• | Venture Capital Fund | $4.0M | 2 | Mar 31, 2022 |
| S••• C•••••• B••• S••••• L• | Venture Capital Fund | $3.9M | 10 | Mar 31, 2022 |
| S••• C•••••• F••••••• S••• L• | Venture Capital Fund | $3.4M | 2 | Mar 31, 2023 |
| S••• C•••••• G•••• R••••••• S••• L• | Venture Capital Fund | $3.2M | 5 | Mar 31, 2022 |
| S••• C•••••• A••••••• S•• L•• | Venture Capital Fund | $3.0M | 5 | Aug 30, 2021 |
| S••• C•••••• K••••• S••• L• | Venture Capital Fund | $2.0M | 2 | Mar 31, 2022 |
| S••• C•••••• X• S••• L• | Venture Capital Fund | $1.8M | 28 | Mar 31, 2023 |
| S••• C•••••• H•••• I••••••• S•• L•• | Venture Capital Fund | $1.0M | 3 | Aug 30, 2021 |
| S••• C•••••• V•••• S••• L• | Venture Capital Fund | $1.0M | 3 | Mar 31, 2023 |
| S••• C•••••• P••• S•• L•• | Venture Capital Fund | $606,923 | 4 | Aug 30, 2021 |
| S••• O••••••••• F••• I• L• | Venture Capital Fund | $0 | 0 | Mar 31, 2023 |
| S••• C•••••• F••• I•• L• | Venture Capital Fund | $0 | 5 | Mar 26, 2024 |
| S••• C•••••• Q•••••••• S••• L• | Venture Capital Fund | $0 | 1 | Mar 31, 2023 |
| S••• C•••••• V••• S••• L• | Venture Capital Fund | $0 | 1 | Mar 31, 2022 |
| S••• C•••••• B••• S••••• L• | Venture Capital Fund | $0 | 1 | Mar 31, 2023 |
| S••• C•••••• N••••••• S••• L• | Venture Capital Fund | $0 | 1 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- R•••••••• A••••• R••• · Managing Director, Membercontrolsince 09/2016 · owns 75% or more
- B••••••• A•••• · Chief Compliance Officersince 10/2023 · owns less than 5%
Related persons
Schedule D 7.A
- S••• C•••••• B•••••••• S•• •••• L••pooled vehicle sponsorn
- S••• C•••••• B••• S•• ••• L••pooled vehicle sponsorn
- S••• C•••••• F••••••• S•• •••• L••pooled vehicle sponsorn
- S••• C•••••• F••• I• P••••••• L••pooled vehicle sponsorn
- S••• C•••••• F••• I• P••••••• L••pooled vehicle sponsorn
- S••• C•••••• F••• I•• P••••••• L••pooled vehicle sponsorn
- S••• C•••••• F••• I• P•••••••• L••pooled vehicle sponsorn
- S••• C•••••• G•••• R••••••• S•• ••• L••pooled vehicle sponsorn
- S••• C•••••• J••••• S•• ••• L••pooled vehicle sponsorn
- S••• C•••••• K••••• S•• ••• L••pooled vehicle sponsorn
- S••• C•••••• P••••••• S•• ••• L••pooled vehicle sponsorn
- S••• C•••••• R•••• S•• ••• L••pooled vehicle sponsorn
- S••• C•••••• S••••••••• S•• ••• L••pooled vehicle sponsorn
- S••• C•••••• S•• M••••••••• L••pooled vehicle sponsorn
- S••• C•••••• V•••• S•• •••• L••pooled vehicle sponsorn
- S••• C•••••• W••••••••• S•• •••• L••pooled vehicle sponsorn
- S••• C•••••• X• S•• •••• L••pooled vehicle sponsorn
- S••• C•••••• Y•••• S•• •••• L••pooled vehicle sponsorn
- S••• O••••••••• F••• I• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 26 to 25Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 26 to 25Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $907M to $1.3BMar 28, 2025 to Mar 30, 2026
- Employees · 13 to 12Mar 28, 2025 to Mar 30, 2026
- Private funds · 26 to 25Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $907M to $1.4BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $907M to $1.4BMar 28, 2025 to Mar 30, 2026
- RAUM · $907M to $1.4BMar 28, 2025 to Mar 30, 2026
- Accounts · 25 to 26Mar 26, 2024 to Mar 28, 2025
- Advisory employees · 6 to 5Mar 26, 2024 to Mar 28, 2025
- Pooled vehicle clients · 25 to 26Mar 26, 2024 to Mar 28, 2025
- Assets in custody · $856M to $907MMar 26, 2024 to Mar 28, 2025
- Employees · 8 to 13Mar 26, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 28, 2025
- HQ city · unset to Mar 26, 2024 to Mar 28, 2025
- HQ state · unset to Mar 26, 2024 to Mar 28, 2025
- Private funds · 25 to 26Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $856M to $907MMar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $856M to $907MMar 26, 2024 to Mar 28, 2025
- RAUM · $856M to $907MMar 26, 2024 to Mar 28, 2025
- Accounts · 28 to 25Oct 4, 2023 to Mar 26, 2024
- Advisory employees · 7 to 6Oct 4, 2023 to Mar 26, 2024
- Pooled vehicle clients · 28 to 25Oct 4, 2023 to Mar 26, 2024
- Assets in custody · $895M to $856MOct 4, 2023 to Mar 26, 2024
- Private funds · 28 to 25Oct 4, 2023 to Mar 26, 2024
- Discretionary RAUM · $895M to $856MOct 4, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $895M to $856MOct 4, 2023 to Mar 26, 2024
- RAUM · $895M to $856MOct 4, 2023 to Mar 26, 2024
- Assets in custody · $947M to $895MMar 31, 2023 to Jun 20, 2023
- Discretionary RAUM · $947M to $895MMar 31, 2023 to Jun 20, 2023
- Pooled vehicle RAUM · $947M to $895MMar 31, 2023 to Jun 20, 2023
- RAUM · $947M to $895MMar 31, 2023 to Jun 20, 2023
- Accounts · 17 to 28May 12, 2022 to Mar 31, 2023
- Pooled vehicle clients · 17 to 28May 12, 2022 to Mar 31, 2023
- Assets in custody · $825M to $947MMay 12, 2022 to Mar 31, 2023
- Private funds · 17 to 28May 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $825M to $947MMay 12, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $825M to $947MMay 12, 2022 to Mar 31, 2023
- RAUM · $825M to $947MMay 12, 2022 to Mar 31, 2023
Signals
3 dated events
- Soma Capital Management Llc reported RAUM $1.4B, up 51% from $907.1M (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Soma Capital Management Llc reported RAUM $825.3M, up 266% from $225.5M (2021-08-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Soma Capital Management Llc filed its initial SEC registration (Form ADV)Aug 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Soma Capital Management LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/soma-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- somacap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (650) 714-6220reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026