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SEC-registered adviser
Q•• M••••••••• L••
Latest filing Apr 22, 2026
First filing on the tape Mar 30, 2020 · 10 filings
SEC status approved since Apr 30, 2020
RAUM
$174M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$174M as of Apr 22, 2026
Mar 26, 2021$186M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 22, 2026
Mar 26, 20210 then
Employees (5.A)4 as of Apr 22, 2026
Mar 26, 20214 then
Private funds2 as of Apr 22, 2026
Mar 26, 20211 then
RAUM -6.1% over the last fiscal year-9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $87.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$174M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Q••••••• F•••••• P•••••••• L• | Private Equity Fund | $99.9M | 63 | Mar 30, 2020 |
| Q•• I•• L• | Private Equity Fund | $71.4M | 41 | Mar 29, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• G••••• D•••• · Membercontrolsince 11/2015 · owns 10% to 25%
- W••••••• D••••• R••• · Managercontrolsince 11/2015 · owns 10% to 25%
- Z••••••• A•••••• S••••• · Manager And Chief Compliance Officercontrolsince 11/2015 · owns 10% to 25%
- F•••••••• L•••• A•• · Partnercontrolsince 12/2011 · owns 25% to 50% of F••••••• F••••• I••••••••• F•••• L•
- F•••••••• R••••••• L•• · Partnercontrolsince 12/2011 · owns 25% to 50% of F••••••• F••••• I••••••••• F•••• L•
- R••••••••• H•••••• E••• · Membercontrolsince 11/2015 · owns 25% to 50% of Q••••••• M•••••••• I••••••••• L••
- Y••••• M••••••• D•••• · Trusteecontrolsince 10/1999 · owns F of T•• W••••••• 2••• T••••
- Y••••• S•••••• K•• · Trusteecontrolsince 06/2004 · owns F of S••••• K•• Y•••• I••••••••• T••••
- S•••••• D••••• •••• · Membersince 11/2015 · owns less than 5%
- C••••••••• N•••••••• A•••••• · Membersince 11/2015 · owns F of Q••••••• M•••••••• I••••••••• L••
Entity owners
- M••• C•••• C••••••• L• · Managerdirect · owns 10% to 25%
- Q••••••• M•••••••• I••••••••• L•• · Managerdirect · owns 50% to 75%
- F••••••• F••••• I••••••••• F•••• L• · Memberindirect · owns 25% to 50% of Q••••••• M•••••••• I••••••••• L••
- Q••••••• H•••••••• L••• · Memberindirect · owns 25% to 50% of Q••••••• M•••••••• I••••••••• L••
- S••••• K•• Y•••• I••••••••• T•••• · Partnerindirect · owns 25% to 50% of Q••••••• H•••••••• L•••
- T•• W••••••• 2••• T•••• · Partnerindirect · owns 50% to 75% of Q••••••• H•••••••• L•••
Related persons
Schedule D 7.A
- Q•• G• I•• L•pooled vehicle sponsorn
- Q•• I• M••••••••• L••pooled vehicle sponsorn
- Q••••••• F•••••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $186M to $174MMar 13, 2026 to Apr 22, 2026
- Pooled vehicle RAUM · $186M to $174MMar 13, 2026 to Apr 22, 2026
- RAUM · $186M to $174MMar 13, 2026 to Apr 22, 2026
- Accounts · 3 to 2Mar 18, 2025 to Mar 13, 2026
- Advisory employees · 6 to 3Mar 18, 2025 to Mar 13, 2026
- Pooled vehicle clients · 3 to 2Mar 18, 2025 to Mar 13, 2026
- Employees · 8 to 4Mar 18, 2025 to Mar 13, 2026
- Discretionary RAUM · $186M to $186MMar 18, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $186M to $186MMar 18, 2025 to Mar 13, 2026
- RAUM · $186M to $186MMar 18, 2025 to Mar 13, 2026
- Employees · 6 to 8Mar 5, 2024 to Mar 18, 2025
- Financial planning clients · unset to Mar 5, 2024 to Mar 18, 2025
- Discretionary RAUM · $184M to $186MMar 5, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $184M to $186MMar 5, 2024 to Mar 18, 2025
- RAUM · $184M to $186MMar 5, 2024 to Mar 18, 2025
- Discretionary RAUM · $235M to $184MMar 9, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $235M to $184MMar 9, 2023 to Mar 5, 2024
- RAUM · $235M to $184MMar 9, 2023 to Mar 5, 2024
- Assets in custody · 166133215.0 to unsetMar 29, 2022 to Mar 3, 2023
- Custody of client assets · true to falseMar 29, 2022 to Mar 3, 2023
- Discretionary RAUM · $217M to $235MMar 29, 2022 to Mar 3, 2023
- Pooled vehicle RAUM · $217M to $235MMar 29, 2022 to Mar 3, 2023
- RAUM · $217M to $235MMar 29, 2022 to Mar 3, 2023
- Accounts · 2 to 3Jun 24, 2021 to Mar 29, 2022
- Advisory employees · 4 to 6Jun 24, 2021 to Mar 29, 2022
- Pooled vehicle clients · 2 to 3Jun 24, 2021 to Mar 29, 2022
- Assets in custody · unset to 166133215.0Jun 24, 2021 to Mar 29, 2022
- Custody of client assets · false to trueJun 24, 2021 to Mar 29, 2022
- Employees · 4 to 6Jun 24, 2021 to Mar 29, 2022
- Private funds · 1 to 2Jun 24, 2021 to Mar 29, 2022
- Discretionary RAUM · $186M to $217MJun 24, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $186M to $217MJun 24, 2021 to Mar 29, 2022
- RAUM · $186M to $217MJun 24, 2021 to Mar 29, 2022
- Discretionary RAUM · $263M to $186MMar 30, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $263M to $186MMar 30, 2020 to Mar 26, 2021
- RAUM · $263M to $186MMar 30, 2020 to Mar 26, 2021
Signals
3 dated events
- Reed David Weinreb (Manager) appeared on Schedule A of Q•• M••••••••• L••Mar 26, 2021 · Control person joined · fact
- David Grant Herlitz (Member) appeared on Schedule A of Q•• M••••••••• L••Mar 26, 2021 · Control person joined · fact
- Q•• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Q•• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- Q•• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- quadrantfinance.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (214) 855-2954reportedpublic record, Form ADV, Apr 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026