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Former SEC-registered adviser

G••••• S•••••• A••••••• L••

Former SEC-registered adviserBeijing, CRD 285707SEC 801-108734IAPD
Latest filing Jun 23, 2020
First filing on the tape Nov 21, 2016 · 7 filings
RAUM
$445,522
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$445,522 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$445,522 as of May 14, 2020
Mar 30, 2018$3.6M then
HNW client RAUM$218,253 as of May 14, 2020
Mar 30, 2018$2.8M then
State-registered IARs (5.B.3)0 as of May 14, 2020
Mar 30, 20180 then
Employees (5.A)5 as of May 14, 2020
Mar 30, 20185 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 23, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$54,563derivedHNW RAUM over HNW clients
Average account
$21,215derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$227,26951%
  • High-net-worth individuals$218,25349%
Individual clients
17reported
HNW clients
4reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
21reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $445,522 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L••• G•••••• · Chief Compliance Officercontrol
        since 10/2016 · owns less than 5%
      • L••• G•••••• · Sole Shareholdercontrol
        since 10/2016 · owns 75% or more of G••••• S•••••• I••••••••• L•••
      Entity owners
      • G••••• S•••••• I••• L•• · Managing Member
        direct · owns 75% or more
      • G••••• S•••••• I••••••••• L••• · Sole Shareholder
        indirect · owns 75% or more of G••••• S•••••• Ifa LLC
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 55 to 21
        Mar 30, 2018 to May 14, 2020
      • HNW clients · 22 to 4
        Mar 30, 2018 to May 14, 2020
      • Individual clients · 33 to 17
        Mar 30, 2018 to May 14, 2020
      • Discretionary RAUM · $3.6M to $445,522
        Mar 30, 2018 to May 14, 2020
      • HNW RAUM · $2.8M to $218,253
        Mar 30, 2018 to May 14, 2020
      • Individual RAUM · $796,630 to $227,269
        Mar 30, 2018 to May 14, 2020
      • RAUM · $3.6M to $445,522
        Mar 30, 2018 to May 14, 2020
      • Wrap assets (manager) · $3.6M to $445,522
        Mar 30, 2018 to May 14, 2020
      • Accounts · 0 to 55
        Mar 28, 2017 to Mar 30, 2018
      • HNW clients · unset to 22.0
        Mar 28, 2017 to Mar 30, 2018
      • Individual clients · unset to 33.0
        Mar 28, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Mar 28, 2017 to Mar 30, 2018
      • Discretionary RAUM · $0 to $3.6M
        Mar 28, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 2769541.0
        Mar 28, 2017 to Mar 30, 2018
      • Individual RAUM · unset to 796630.0
        Mar 28, 2017 to Mar 30, 2018
      • Pension RAUM · unset to 0.0
        Mar 28, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 0.0
        Mar 28, 2017 to Mar 30, 2018
      • RAUM · $0 to $3.6M
        Mar 28, 2017 to Mar 30, 2018
      • Wrap assets (manager) · unset to 3566171.0
        Mar 28, 2017 to Mar 30, 2018
      • Wrap assets (sponsor) · unset to 0.0
        Mar 28, 2017 to Mar 30, 2018
      Signals
      1 dated events
      • G••••• S•••••• A••••••• L•• filed its initial SEC registration (Form ADV)
        Nov 21, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026