DFX Intelligence
RIA Intelligence
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SEC-registered adviser
C••••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 9, 2022 · 6 filings
SEC status approved since Apr 8, 2022
RAUM
$211M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$211M as of Mar 31, 2026
Mar 24, 2023$133M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 24, 20231 then
Employees (5.A)4 as of Mar 31, 2026
Mar 24, 20234 then
Private funds2 as of Mar 31, 2026
Mar 24, 20232 then
RAUM +21% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $35.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$211M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••• S••••• G••••• M••••• F•••• L• | Hedge Fund | $95.8M | 6 | Mar 9, 2022 |
| C••••••• S•••••••• O••••••••• F••• I• L• | Hedge Fund | $34.0M | 1 | Mar 9, 2022 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• D•••••• S•••••• · Principal, Managing Member, Chief Investment Officercontrolsince 03/2013 · owns 75% or more
- W•••• W••••••• H•••••• · Chief Compliance Officercontrolsince 08/2016 · owns 25% to 50%
Related persons
Schedule D 7.A
- F••••••• S••••• G••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-26, no on the filing of 2026-03-31peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Accounts · 4 to 6Mar 26, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 6Mar 26, 2025 to Mar 31, 2026
- Assets in custody · 174179789.0 to unsetMar 26, 2025 to Mar 31, 2026
- Custody of client assets · true to falseMar 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $174M to $211MMar 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $174M to $211MMar 26, 2025 to Mar 31, 2026
- RAUM · $174M to $211MMar 26, 2025 to Mar 31, 2026
- Advisory employees · 2 to 3Mar 27, 2024 to Mar 26, 2025
- Assets in custody · $130M to $174MMar 27, 2024 to Mar 26, 2025
- Employees · 3 to 4Mar 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $130M to $174MMar 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $130M to $174MMar 27, 2024 to Mar 26, 2025
- RAUM · $130M to $174MMar 27, 2024 to Mar 26, 2025
- Advisory employees · 3 to 2Mar 24, 2023 to Mar 27, 2024
- Assets in custody · $104M to $130MMar 24, 2023 to Mar 27, 2024
- Employees · 4 to 3Mar 24, 2023 to Mar 27, 2024
- State-registered IARs · 1 to 0Mar 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $133M to $130MMar 24, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $133M to $130MMar 24, 2023 to Mar 27, 2024
- RAUM · $133M to $130MMar 24, 2023 to Mar 27, 2024
- Accounts · 2 to 4Feb 24, 2023 to Mar 24, 2023
- Advisory employees · 4 to 3Feb 24, 2023 to Mar 24, 2023
- Pooled vehicle clients · 2 to 4Feb 24, 2023 to Mar 24, 2023
- Assets in custody · $127M to $104MFeb 24, 2023 to Mar 24, 2023
- Employees · 6 to 4Feb 24, 2023 to Mar 24, 2023
- Discretionary RAUM · $127M to $133MFeb 24, 2023 to Mar 24, 2023
- Pooled vehicle RAUM · $127M to $133MFeb 24, 2023 to Mar 24, 2023
- RAUM · $127M to $133MFeb 24, 2023 to Mar 24, 2023
- HQ city · WASHINGTON to NASHVILLEMar 9, 2022 to Feb 24, 2023
- HQ state · DC to TNMar 9, 2022 to Feb 24, 2023
Signals
1 dated events
- C••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/callaway-capital-management-llcreportedpublic record, Form ADV, Sep 21, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 202-866-0901reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026