DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Broad Reach Investment Management Llp
Latest filing Jun 29, 2026
First filing on the tape Jun 21, 2022 · 9 filings
SEC status approved since Jul 21, 2022
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$2.6B as of Jun 29, 2026
May 19, 2023$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
May 19, 20230 then
Employees (5.A)29 as of Jun 29, 2026
May 19, 202318 then
Private funds3 as of Jun 29, 2026
May 19, 20232 then
RAUM +127% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $366MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +64%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.93 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Broad Reach Explorer Master Fund LP | Hedge Fund | $771M | 48 | May 6, 2020 |
| Broad Reach Master Fund LP | Hedge Fund | $749M | 36 | Nov 18, 2016 |
| Broad Reach Frontier Opportunity Master Fund LP | Hedge Fund | $121M | 16 | Jun 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- James Wickens Bradley · Owner, Partner, Chief Investment Officercontrolsince 02/2016 · owns 50% to 75%
- Ramsay Stuart Mckay · Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
- Cesar Paulo Remiao · Partnersince 02/2016 · owns 10% to 25%
- Thomas Edward Steel · Partner, Chief Operating Officer, Chief Risk Officersince 08/2016 · owns 10% to 25%
- Alan Daniel Worth · Partnersince 10/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
- Broad Reach Gp Limitedpooled vehicle sponsorn
- Broad Reach Investment Management (US) LLCinvestment adviserbanky
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 8 to 7May 13, 2026 to Jun 29, 2026
- Advisory employees · 7 to 11May 13, 2026 to Jun 29, 2026
- Pooled vehicle clients · 7 to 6May 13, 2026 to Jun 29, 2026
- Employees · 26 to 29May 13, 2026 to Jun 29, 2026
- Discretionary RAUM · $3.0B to $2.6BMay 13, 2026 to Jun 29, 2026
- Pooled vehicle RAUM · $2.8B to $2.4BMay 13, 2026 to Jun 29, 2026
- RAUM · $3.0B to $2.6BMay 13, 2026 to Jun 29, 2026
- Advisory employees · 6 to 7Jun 20, 2025 to May 13, 2026
- Employees · 24 to 26Jun 20, 2025 to May 13, 2026
- Accounts · 7 to 8Jun 26, 2024 to Jun 20, 2025
- Advisory employees · 5 to 6Jun 26, 2024 to Jun 20, 2025
- Employees · 23 to 24Jun 26, 2024 to Jun 20, 2025
- Financial planning clients · unset to Jun 26, 2024 to Jun 20, 2025
- HQ state · unset to Jun 26, 2024 to Jun 20, 2025
- Discretionary RAUM · $1.8B to $3.0BJun 26, 2024 to Jun 20, 2025
- Pooled vehicle RAUM · $1.6B to $2.8BJun 26, 2024 to Jun 20, 2025
- RAUM · $1.8B to $3.0BJun 26, 2024 to Jun 20, 2025
- Advisory employees · 4 to 5Oct 5, 2023 to Jun 26, 2024
- Pooled vehicle clients · 6 to 7Oct 5, 2023 to Jun 26, 2024
- Employees · 18 to 23Oct 5, 2023 to Jun 26, 2024
- Private funds · 2 to 3Oct 5, 2023 to Jun 26, 2024
- Discretionary RAUM · $1.1B to $1.8BOct 5, 2023 to Jun 26, 2024
- Pooled vehicle RAUM · $943M to $1.6BOct 5, 2023 to Jun 26, 2024
- RAUM · $1.1B to $1.8BOct 5, 2023 to Jun 26, 2024
- Assets in custody · 1129147802.0 to unsetJun 14, 2023 to Oct 5, 2023
- Custody of client assets · true to falseJun 14, 2023 to Oct 5, 2023
- Assets in custody · unset to 1129147802.0May 19, 2023 to Jun 14, 2023
- Custody of client assets · false to trueMay 19, 2023 to Jun 14, 2023
- Accounts · 6 to 7Jun 24, 2022 to May 19, 2023
- Advisory employees · 5 to 4Jun 24, 2022 to May 19, 2023
- Assets in custody · 759051362.0 to unsetJun 24, 2022 to May 19, 2023
- Custody of client assets · true to falseJun 24, 2022 to May 19, 2023
- Employees · 16 to 18Jun 24, 2022 to May 19, 2023
- Other offices · 0 to 1Jun 24, 2022 to May 19, 2023
- Discretionary RAUM · $759M to $1.1BJun 24, 2022 to May 19, 2023
- Pooled vehicle RAUM · $759M to $943MJun 24, 2022 to May 19, 2023
- RAUM · $759M to $1.1BJun 24, 2022 to May 19, 2023
- Related adviser · false to trueJun 24, 2022 to May 19, 2023
- Related bank · false to trueJun 24, 2022 to May 19, 2023
- Private funds · 4 to 2Jun 21, 2022 to Jun 24, 2022
Signals
4 dated events
- Broad Reach Investment Management Llp reported RAUM $3.0B, up 60% from $1.8B (2024-06-26 to 2025-06-20)Jun 20, 2025 · RAUM change · derived
- Broad Reach Investment Management Llp reported RAUM $1.8B, up 64% from $1.1B (2023-10-05 to 2024-06-26)Jun 26, 2024 · RAUM change · derived
- Broad Reach Investment Management Llp reported RAUM $1.1B, up 49% from $759.1M (2022-06-24 to 2023-05-19)May 19, 2023 · RAUM change · derived
- Broad Reach Investment Management Llp filed its initial SEC registration (Form ADV)Jun 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Broad Reach Investment Management LLP · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/broad-reach-investment-management-llpreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BROADREACHLLP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +44 20 7531 2460reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026