DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Standard Advisory Services Limited

Former SEC-registered adviserBirkirkara, CRD 285859SEC 801-108707IAPD
Latest filing Apr 2, 2019
First filing on the tape Nov 15, 2016 · 9 filings
RAUM
$4.3B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$4.3B as of Apr 2, 2019
Mar 31, 2017$0 then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Apr 2, 2019
Mar 31, 20170 then
Employees (5.A)7 as of Apr 2, 2019
Mar 31, 20170 then
Private funds: no history
RAUM +119% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 2, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.4BderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+119%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Insurance companies$4.3B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Analise Bezzina Attard · Chief Financial Officercontrol
        since 07/2018 · owns less than 5%
      • Raymond Busuttil · Director / Investment Committee Membercontrol
        since 11/2017 · owns less than 5%
      • Nmn Miguel Cassar · Chief Compliance Officercontrol
        since 11/2018 · owns less than 5%
      • Joseph Grioli · Director / Money Laundering Reporting Officercontrol
        since 02/2016 · owns less than 5%
      • Erich Christopher Herwig · Directorcontrol
        since 05/2018 · owns less than 5%
      • Nmi Adrian Mallia · Portfolio Manager/ Investment Advisor / Investment Advisory Committee Membercontrol
        since 04/2017 · owns less than 5%
      • Thomas Schildhammer · Ceo/Directorcontrol
        since 03/2018 · owns less than 5%
      • Jean Claude Uhlenhaut · Company Secretarycontrol
        since 04/2016 · owns less than 5%
      • Alexandre Mark Vella · Portfolio Manager/Investment Adviser/Investment Committee Membercontrol
        since 02/2018 · owns less than 5%
      • Evan Greg Lindberg · Sole Shareholdercontrol
        since 11/2015 · owns 75% or more of Malta Insurance Holding LLC
      Entity owners
      • Standard Malta Holdings Limited · Majority Shareholder
        direct · owns 75% or more
      • Malta Insurance Holding LLC · Sole Shareholder
        indirect · owns 75% or more of Standard Malta Holdings Limited
      Related persons
      Schedule D 7.A
      • Bankers Life Insurance Company
        real estaten
      • Bankers Reinsurance Company Limited
        real estaten
      • Colorado Bankers Life Insurance Company
        real estaten
      • Gb Life Luxembourg Sa
        real estaten
      • Nederlandse Algemeene Maatschappij Van Levensverzekeringen Conservatrix N.V.
        real estaten
      • Northstar Financial Services (Bermuda) Limited
        real estaten
      • Ominia Limited
        real estaten
      • Pavonia Life Insurance Company
        real estaten
      • Pb Investment Company Limited
        real estaten
      • Pb Investment Holdings Ltd
        real estaten
      • Private Bankers Life And Annuity Company Limited
        real estaten
      • Sng Holdings & Reinsurance Limited (Barbados)/ Southland National Holdings, Inc. (Delaware) (Dual-Chartered Entity)
        real estaten
      • Southland National Insurance Corporation
        real estaten
      • Southland National Reinsurance Corporation
        real estaten
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 3
        Nov 16, 2018 to Apr 2, 2019
      • Charity clients · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • Corporate clients · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • HNW clients · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • Individual clients · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • Pension plan clients · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • Pooled vehicle clients · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • Employees · 8 to 7
        Nov 16, 2018 to Apr 2, 2019
      • Discretionary RAUM · $45.2M to $0
        Nov 16, 2018 to Apr 2, 2019
      • HNW RAUM · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • Individual RAUM · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • Non-discretionary RAUM · $1.9B to $4.3B
        Nov 16, 2018 to Apr 2, 2019
      • Pension RAUM · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • Pooled vehicle RAUM · unset to 0.0
        Nov 16, 2018 to Apr 2, 2019
      • RAUM · $2.0B to $4.3B
        Nov 16, 2018 to Apr 2, 2019
      • Assets in custody · 1983078068.0 to unset
        May 2, 2018 to Aug 7, 2018
      • Custody of client assets · true to false
        May 2, 2018 to Aug 7, 2018
      • Advisory employees · 2 to 3
        Jan 8, 2018 to Mar 29, 2018
      • Assets in custody · $1.5B to $2.0B
        Jan 8, 2018 to Mar 29, 2018
      • Employees · 3 to 8
        Jan 8, 2018 to Mar 29, 2018
      • HQ city · VALLETTA to BIRKIRKARA
        Jan 8, 2018 to Mar 29, 2018
      • Discretionary RAUM · $0 to $45.2M
        Jan 8, 2018 to Mar 29, 2018
      • Non-discretionary RAUM · $1.7B to $1.9B
        Jan 8, 2018 to Mar 29, 2018
      • RAUM · $1.7B to $2.0B
        Jan 8, 2018 to Mar 29, 2018
      • Accounts · 0 to 5
        Mar 31, 2017 to Jan 8, 2018
      • Advisory employees · 0 to 2
        Mar 31, 2017 to Jan 8, 2018
      • Assets in custody · unset to 1475846010.0
        Mar 31, 2017 to Jan 8, 2018
      • Custody of client assets · false to true
        Mar 31, 2017 to Jan 8, 2018
      • Employees · 0 to 3
        Mar 31, 2017 to Jan 8, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Jan 8, 2018
      • Non-discretionary RAUM · $0 to $1.7B
        Mar 31, 2017 to Jan 8, 2018
      • RAUM · $0 to $1.7B
        Mar 31, 2017 to Jan 8, 2018
      • Accounts · unset to 0.0
        Dec 13, 2016 to Mar 31, 2017
      • Discretionary RAUM · unset to 0.0
        Dec 13, 2016 to Mar 31, 2017
      • Non-discretionary RAUM · unset to 0.0
        Dec 13, 2016 to Mar 31, 2017
      • RAUM · unset to 0.0
        Dec 13, 2016 to Mar 31, 2017
      Signals
      2 dated events
      • Standard Advisory Services Limited reported RAUM $4.3B, up 119% from $2.0B (2018-11-16 to 2019-04-02)
        Apr 2, 2019 · RAUM change · derived
      • Standard Advisory Services Limited filed its initial SEC registration (Form ADV)
        Nov 15, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026