DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

1•••••• C•••••• L••

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 285866SEC 801-111931websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Sep 26, 2017 · 16 filings
SEC status approved since Nov 15, 2017
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$2.7B as of Mar 31, 2026
Mar 5, 2018$344M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 5, 20180 then
Employees (5.A)21 as of Mar 31, 2026
Mar 5, 20186 then
Private funds4 as of Mar 31, 2026
Mar 5, 20182 then
RAUM +28% over the last fiscal year-0.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$386MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+28%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.7B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      7 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      1•••••• O••••••••• I••••••••• F••• L•••Hedge Fund$1.9B16Mar 27, 2019
      1•••••• O••••••••• F••• L•••no longer reportedHedge Fund$280M6Sep 26, 2017
      1•••••• I••••• S•••••••• L•••Hedge Fund$148M1Mar 31, 2022
      1•••••• I••••• F••• L•••no longer reportedHedge Fund$114M7Sep 26, 2017
      1•••••• I••••• A•••••••• F••• L•••Hedge Fund$87.5M2Dec 1, 2021
      1•••••• I••••• F••• L•••Hedge Fund$78.4M23Mar 31, 2022
      1•••••• V••••••• 1• L•••Venture Capital Fund$24.7M45Mar 31, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• R••• A•••• · Managing Membercontrol
        since 06/2016 · owns 25% to 50%
      • M••••••• A••••• · Ccocontrol
        since 06/2019 · owns less than 5%
      • W•••••• G••••• · Managing Membercontrol
        since 06/2016 · owns 25% to 50%
      • Z••••• S•••• · Managing Membercontrol
        since 08/2016 · owns 75% or more of E•••••••• I••••••••• L••
      Entity owners
      • E•••••••• I••••••••• L•• · Member
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • 1•••••• C•••••• G• L••
        pooled vehicle sponsorn
      • 1•••••• I••••• A•••••••• G• L••
        pooled vehicle sponsorn
      • 1•••••• I••••• G• L••
        pooled vehicle sponsorn
      • 1•••••• V••••••• 1• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $2.1B to $2.7B
        Apr 11, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $2.1B to $2.7B
        Apr 11, 2025 to Mar 31, 2026
      • RAUM · $2.1B to $2.7B
        Apr 11, 2025 to Mar 31, 2026
      • Accounts · 10 to 7
        Mar 28, 2024 to Apr 11, 2025
      • Advisory employees · 18 to 15
        Mar 28, 2024 to Apr 11, 2025
      • Pooled vehicle clients · 10 to 7
        Mar 28, 2024 to Apr 11, 2025
      • Employees · 23 to 21
        Mar 28, 2024 to Apr 11, 2025
      • Financial planning clients · 0 to 0
        Mar 28, 2024 to Apr 11, 2025
      • HQ city · PIEDMONT to SAN FRANCISCO
        Mar 28, 2024 to Apr 11, 2025
      • Other offices · 0 to 1
        Mar 28, 2024 to Apr 11, 2025
      • Private funds · 5 to 4
        Mar 28, 2024 to Apr 11, 2025
      • Discretionary RAUM · $2.3B to $2.1B
        Mar 28, 2024 to Apr 11, 2025
      • Pooled vehicle RAUM · $2.3B to $2.1B
        Mar 28, 2024 to Apr 11, 2025
      • RAUM · $2.3B to $2.1B
        Mar 28, 2024 to Apr 11, 2025
      • Advisory employees · 17 to 18
        Jul 17, 2023 to Mar 28, 2024
      • Employees · 22 to 23
        Jul 17, 2023 to Mar 28, 2024
      • Discretionary RAUM · $2.8B to $2.3B
        Jul 17, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $2.8B to $2.3B
        Jul 17, 2023 to Mar 28, 2024
      • RAUM · $2.8B to $2.3B
        Jul 17, 2023 to Mar 28, 2024
      • Advisory employees · 21 to 17
        Apr 29, 2022 to Mar 30, 2023
      • Employees · 24 to 22
        Apr 29, 2022 to Mar 30, 2023
      • Discretionary RAUM · $3.0B to $2.8B
        Apr 29, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $3.0B to $2.8B
        Apr 29, 2022 to Mar 30, 2023
      • RAUM · $3.0B to $2.8B
        Apr 29, 2022 to Mar 30, 2023
      • Discretionary RAUM · $3.0B to $3.0B
        Mar 31, 2022 to Apr 29, 2022
      • Pooled vehicle RAUM · $3.0B to $3.0B
        Mar 31, 2022 to Apr 29, 2022
      • RAUM · $3.0B to $3.0B
        Mar 31, 2022 to Apr 29, 2022
      • Accounts · 2 to 10
        Dec 1, 2021 to Mar 31, 2022
      • Advisory employees · 9 to 21
        Dec 1, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 2 to 10
        Dec 1, 2021 to Mar 31, 2022
      • Employees · 17 to 24
        Dec 1, 2021 to Mar 31, 2022
      • Private funds · 2 to 5
        Dec 1, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.7B to $3.0B
        Dec 1, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.7B to $3.0B
        Dec 1, 2021 to Mar 31, 2022
      • RAUM · $1.7B to $3.0B
        Dec 1, 2021 to Mar 31, 2022
      • Private funds · 1 to 2
        Mar 30, 2021 to Dec 1, 2021
      • Accounts · 3 to 2
        Mar 30, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 3 to 2
        Mar 30, 2020 to Mar 30, 2021
      • Assets in custody · 114413166.0 to unset
        Mar 30, 2020 to Mar 30, 2021
      • Custody of client assets · true to false
        Mar 30, 2020 to Mar 30, 2021
      Signals
      7 dated events
      • 1•••••• C•••••• L•• reported RAUM $2.7B, up 28% from $2.1B (2025-04-11 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • 1•••••• C•••••• L•• reported RAUM $3.0B, up 74% from $1.7B (2021-12-01 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • 1•••••• C•••••• L•• reported RAUM $1.8B, up 96% from $924.7M (2019-06-26 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • Anjali Mecklai (Cco) appeared on Schedule A of 1•••••• C•••••• L••
        Jun 26, 2019 · Control person joined · fact
      • Insuk Dean Shin (Chief Compliance Officer) no longer on Schedule A of 1•••••• C•••••• L•• (listed 2019-03-27, absent 2019-06-26)
        Jun 26, 2019 · Control person left · inference
      • 1•••••• C•••••• L•• reported RAUM $924.7M, up 169% from $344.1M (2018-05-21 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      • 1•••••• C•••••• L•• filed its initial SEC registration (Form ADV)
        Sep 26, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      1SHARPE.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      510-788-5000reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026