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Former SEC-registered adviser

T•••• H•••• P••••••• L••

Former SEC-registered adviserLondon, CRD 285867SEC 801-121904IAPD
Latest filing Sep 27, 2023
First filing on the tape Jun 29, 2021 · 4 filings
RAUM
$493M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$493M gross assets
History
4 filings and snapshots on the tape
RAUM$493M as of Jun 30, 2023
Jun 15, 2022$512M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2023
Jun 15, 20220 then
Employees (5.A)9 as of Jun 30, 2023
Jun 15, 202210 then
Private funds2 as of Jun 30, 2023
Jun 15, 20222 then
RAUM -3.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 27, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$82.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$493M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$493M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$493M for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••• H•••• M••••• F••• L••••••Hedge Fund$312M17Nov 21, 2016
      T•••• H•••• L••• O••••••••• M••••• F••• L••••••Hedge Fund$182M10Jun 29, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••••• P••••• N•• · Partner, Ciocontrol
        since 11/2015 · owns 10% to 25%
      • D••••••• A••••••••• N•• · Ownercontrol
        since 03/2015 · owns 25% to 50% of F•••• S••
      • D••••••• A••••••••• N•• · Ownercontrol
        since 11/2015 · owns 75% or more of T•••• H•••• C•••••• L••
      • D••••••• M•••••• · Ownercontrol
        since 03/2015 · owns 25% to 50% of F•••• S••
      • F••• P••••• C•••••• · Partner, Cco, Coo
        since 11/2015 · owns less than 5%
      • H••••••• P••••••• G•••••• · Partner, Cro
        since 11/2015 · owns 10% to 25%
      • J••••• R••••••• G••••• · Partner
        since 11/2015 · owns less than 5%
      Entity owners
      • F•••• C•••••• L•• · Corporate Partner
        direct · owns 10% to 25%
      • T•••• H•••• C•••••• L•• · Corporate Partner
        direct · owns 5% to 10%
      • F•••• S•••• · Owner
        indirect · owns 50% to 75% of F•••• C•••••• L••
      • F•••• S•• · Owner
        indirect · owns 50% to 75% of F•••• S••••
      Related persons
      Schedule D 7.A
      • T•••• H•••• F••• G• L••••••
        bankpooled vehicle sponsory
      • T•••• H•••• L••• O••••••••• F••• G• L••••••
        bankpooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $512M to $493M
        Jun 15, 2022 to Jun 30, 2023
      • Employees · 10 to 9
        Jun 15, 2022 to Jun 30, 2023
      • Discretionary RAUM · $512M to $493M
        Jun 15, 2022 to Jun 30, 2023
      • Pooled vehicle RAUM · $512M to $493M
        Jun 15, 2022 to Jun 30, 2023
      • RAUM · $512M to $493M
        Jun 15, 2022 to Jun 30, 2023
      • Advisory employees · 6 to 7
        Jun 29, 2021 to Jun 15, 2022
      • Assets in custody · $1.3B to $512M
        Jun 29, 2021 to Jun 15, 2022
      • Private funds · 4 to 2
        Jun 29, 2021 to Jun 15, 2022
      • Discretionary RAUM · $1.3B to $512M
        Jun 29, 2021 to Jun 15, 2022
      • Pooled vehicle RAUM · $1.3B to $512M
        Jun 29, 2021 to Jun 15, 2022
      • RAUM · $1.3B to $512M
        Jun 29, 2021 to Jun 15, 2022
      Signals
      4 dated events
      • Michele D•••••• (Owner) appeared on Schedule A of T•••• H•••• P••••••• L••
        Sep 27, 2023 · Control person joined · fact
      • Nmn A••••••••• D•••••• (Owner) appeared on Schedule A of T•••• H•••• P••••••• L••
        Sep 27, 2023 · Control person joined · fact
      • T•••• H•••• P••••••• L•• reported RAUM $512.4M, down 60% from $1.3B (2021-06-29 to 2022-06-15)
        Jun 15, 2022 · RAUM change · derived
      • T•••• H•••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 29, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026