DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Harbor Group International, LLC
Latest filing Apr 20, 2026
First filing on the tape Nov 23, 2016 · 24 filings
SEC status approved since Jan 3, 2017
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
293
46 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
74
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$3.8B as of Apr 20, 2026
Mar 29, 2018$820M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 20, 2026
Mar 29, 20180 then
Employees (5.A)293 as of Apr 20, 2026
Mar 29, 201874 then
Private funds74 as of Apr 20, 2026
Mar 29, 201880 then
RAUM -10% over the last fiscal year+11% a year over threeIARs 0 to 0offices 4 to 3
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $39.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 96 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 96reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 96 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
200 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hgi Kf And Loan Portfolio, LLCno longer reported | Private Equity Fund | $7.7B | 1 | Mar 31, 2022 |
| Hgi Multifamily Credit Fund, LP | Private Equity Fund | $1.2B | 52 | Mar 31, 2022 |
| Hgi Credit Fund I Holdings, LP | Private Equity Fund | $235M | 4 | Mar 25, 2021 |
| Hgi Multifamilycredit Select Fund, LPno longer reported | Private Equity Fund | $124M | 443 | Mar 31, 2022 |
| Hgi Opportunity Select Fund Vii, LLCno longer reported | Private Equity Fund | $123M | 451 | Mar 29, 2019 |
| Hgi Credit Fund I, LLCno longer reported | Private Equity Fund | $105M | 176 | Mar 25, 2021 |
| Hgi Opportunity Select Fund Vi, LLCno longer reported | Private Equity Fund | $103M | 413 | Mar 29, 2018 |
| Hgi Md Fund, LLCno longer reported | Real Estate Fund | $86.4M | 11 | Nov 23, 2016 |
| Hg Boston, LLCno longer reported | Private Equity Fund | $84.2M | 1 | Mar 28, 2020 |
| Hgi B Holdings, LP | Private Equity Fund | $82.7M | 2 | Mar 31, 2022 |
| Hg Garden State, LPno longer reported | Private Equity Fund | $60.1M | 6 | Mar 31, 2022 |
| Garden State Select, LPno longer reported | Private Equity Fund | $39.2M | 208 | Mar 31, 2022 |
| Hgi Aif Select II, LLC | Private Equity Fund | $31.0M | 65 | Mar 30, 2017 |
| Boston Investor Holdings, LLCno longer reported | Private Equity Fund | $25.2M | 99 | Mar 28, 2020 |
| Hgi Multifamily Credit Feeder I, LPno longer reported | Private Equity Fund | $25.2M | 1 | Mar 31, 2023 |
| Hgi Opportunity Fund Xii, LLCno longer reported | Private Equity Fund | $21.4M | 93 | Mar 29, 2019 |
| Image Capital Boston, LLCno longer reported | Private Equity Fund | $21.2M | 1 | Mar 28, 2020 |
| Md Pension Funds, LLCno longer reported | Private Equity Fund | $20.0M | 14 | Mar 31, 2022 |
| Hgi Wre Ks12, LLC | Private Equity Fund | $19.6M | 10 | Mar 28, 2020 |
| Md Study Funds, LLCno longer reported | Private Equity Fund | $19.6M | 8 | Mar 31, 2022 |
| Image Garden State, LPno longer reported | Private Equity Fund | $18.1M | 2 | Mar 31, 2022 |
| Ne-Sw Debt Holdings, LP | Private Equity Fund | $17.3M | 60 | Mar 31, 2022 |
| Hgi-K E 79th Street Mezz, LP | Private Equity Fund | $17.2M | 2 | Mar 31, 2023 |
| Hgi Kf67-Ks12 Select, LLC | Private Equity Fund | $17.1M | 77 | Mar 28, 2020 |
| Hgi Kf98 Holdings, LP | Private Equity Fund | $17.0M | 26 | Mar 31, 2022 |
| Hgi Kf117, LLC | Private Equity Fund | $16.2M | 85 | Mar 31, 2022 |
| Hgi Opportunity Select Fund V, LLCno longer reported | Private Equity Fund | $16.0M | 309 | Nov 23, 2016 |
| Brooklyn Multifamily Mezzanine Holdings, LLCno longer reported | Private Equity Fund | $15.9M | 87 | Nov 23, 2016 |
| Hgi Debt Portfolio 9-17, LLC | Private Equity Fund | $15.8M | 94 | Mar 29, 2018 |
| Hgi Debt Portfolio Select 9-17, LLC | Private Equity Fund | $14.2M | 115 | Mar 29, 2018 |
| E 79th Street Mezz Select, LP | Private Equity Fund | $13.8M | 134 | Mar 31, 2023 |
| Hgi US Property Fund Xi, LLCno longer reported | Private Equity Fund | $13.8M | 93 | Mar 29, 2019 |
| Hg Sf Boston, LLCno longer reported | Private Equity Fund | $12.9M | 11 | Mar 28, 2020 |
| Hg Js Boston, LLCno longer reported | Private Equity Fund | $12.9M | 1 | Mar 28, 2020 |
| Hgi Bc Kf67-Ks12, LLC | Private Equity Fund | $12.5M | 4 | Mar 28, 2020 |
| Hgi Aif V, LLCno longer reported | Private Equity Fund | $12.5M | 66 | Mar 30, 2017 |
| Hg 850 Mezzanine, LLCno longer reported | Private Equity Fund | $12.4M | 1 | Mar 29, 2019 |
| Hgi Kfb V, LLC | Private Equity Fund | $11.9M | 71 | Mar 29, 2024 |
| Hgi Aif Kw-03, LLCno longer reported | Private Equity Fund | $11.4M | 192 | Mar 29, 2018 |
| Hgi Sf Kf98, LLC | Private Equity Fund | $11.4M | 46 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Roger Christopher Gruszczynski · Chief Legal Officer/ Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- Richard Thomas Jr. Litton · Presidentcontrolsince 07/2007 · owns less than 5%
- (Nmn) Saul Lubetski · Vice Chairman / Directorcontrolsince 07/2007 · owns less than 5%
- (Nmn) Pinchas Mendlovic · Directorcontrolsince 07/2007 · owns less than 5%
- Ian Jacob Slone · Directorcontrolsince 04/2021 · owns less than 5%
- Eric Jordan Slone · Chairman / Chief Executive Officer / Directorcontrolsince 07/2007 · owns less than 5%
- Ramey Carla Stoner · Chief Financial Officer / Treasurer / Secretarycontrolsince 01/2013 · owns less than 5%
- (Nmn) Jay Zwiebel · Directorcontrolsince 12/2020 · owns less than 5%
- Eric Jordan Slone · Shareholdercontrolsince 02/1993 · owns 50% to 75% of Harbor Group Capital Corp
Entity owners
- Hgi Holdings, LLC · Memberdirect · owns 75% or more
- Harbor Group Capital Corp · Memberindirect · owns 25% to 50% of Hgi Holdings, LLC
Related persons
Schedule D 7.A
- Amberwestwood Holdings Managing Co. Gp, LLCinvestment adviserpooled vehicle sponsorn
- Boston Holdings Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Bronx 1000 Holdings Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Brooklyn Harlem Holdings Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Casa Real Preferred Holdings Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Garden State Holdings Managing Co. Gp, LPinvestment adviserpooled vehicle sponsorn
- Harbor Group Insurance Agency, LLCreal estatey
- Harbor Group Management Co., LLCinvestment companyn
- Hg Boston Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hg Development Finance Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif I Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif II Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif III Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif IV Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif K30 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif K34 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif K39 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif K41 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif K45 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif K50 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif Kf12 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif Kf16 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif Kf50 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif Kf54 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif Kw-03 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif Kx03 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif Sb-37 Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif V Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi Aif Vii Managing Co., LLCinvestment adviserpooled vehicle sponsorn
- Hgi B Managing Co., LLCinvestment adviserpooled vehicle sponsorn
Advisers that list Harbor Group International, LLC as a related person
- 168303 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY27 employees
- Ramat Gan, Israel6 employees
- Baltimore, MD3 employees
What changed
consecutive filings, newest first
- Accounts · 128 to 96Apr 30, 2025 to Mar 28, 2026
- Advisory employees · 57 to 46Apr 30, 2025 to Mar 28, 2026
- Pooled vehicle clients · 128 to 96Apr 30, 2025 to Mar 28, 2026
- Assets in custody · $1.8B to $1.5BApr 30, 2025 to Mar 28, 2026
- Employees · 291 to 293Apr 30, 2025 to Mar 28, 2026
- Other offices · 4 to 3Apr 30, 2025 to Mar 28, 2026
- Private funds · 106 to 74Apr 30, 2025 to Mar 28, 2026
- Discretionary RAUM · $4.2B to $3.8BApr 30, 2025 to Mar 28, 2026
- Pooled vehicle RAUM · $4.2B to $3.8BApr 30, 2025 to Mar 28, 2026
- RAUM · $4.2B to $3.8BApr 30, 2025 to Mar 28, 2026
- Accounts · 123 to 128Oct 31, 2024 to Apr 30, 2025
- Advisory employees · 50 to 57Oct 31, 2024 to Apr 30, 2025
- Pooled vehicle clients · 123 to 128Oct 31, 2024 to Apr 30, 2025
- Assets in custody · $1.8B to $1.8BOct 31, 2024 to Apr 30, 2025
- Employees · 277 to 291Oct 31, 2024 to Apr 30, 2025
- Financial planning clients · unset to Oct 31, 2024 to Apr 30, 2025
- Other offices · 3 to 4Oct 31, 2024 to Apr 30, 2025
- Private funds · 101 to 106Oct 31, 2024 to Apr 30, 2025
- Discretionary RAUM · $3.8B to $4.2BOct 31, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $3.8B to $4.2BOct 31, 2024 to Apr 30, 2025
- RAUM · $3.8B to $4.2BOct 31, 2024 to Apr 30, 2025
- Other offices · 2 to 3Mar 29, 2024 to Oct 31, 2024
- Accounts · 140 to 123Jul 28, 2023 to Mar 29, 2024
- Advisory employees · 52 to 50Jul 28, 2023 to Mar 29, 2024
- Pooled vehicle clients · 140 to 123Jul 28, 2023 to Mar 29, 2024
- Assets in custody · $824M to $1.8BJul 28, 2023 to Mar 29, 2024
- Employees · 129 to 277Jul 28, 2023 to Mar 29, 2024
- Private funds · 124 to 101Jul 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.8B to $3.8BJul 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.8B to $3.8BJul 28, 2023 to Mar 29, 2024
- RAUM · $2.8B to $3.8BJul 28, 2023 to Mar 29, 2024
- Accounts · 161 to 140Jan 24, 2023 to Mar 31, 2023
- Advisory employees · 57 to 52Jan 24, 2023 to Mar 31, 2023
- BD registered reps · 3 to 0Jan 24, 2023 to Mar 31, 2023
- Pooled vehicle clients · 161 to 140Jan 24, 2023 to Mar 31, 2023
- Assets in custody · $0 to $824MJan 24, 2023 to Mar 31, 2023
- Employees · 128 to 129Jan 24, 2023 to Mar 31, 2023
- Private funds · 159 to 124Jan 24, 2023 to Mar 31, 2023
- Discretionary RAUM · $1.9B to $2.8BJan 24, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $1.9B to $2.8BJan 24, 2023 to Mar 31, 2023
Signals
14 dated events
- Harbor Group International, Llc reported RAUM $3.8B, up 37% from $2.8B (2023-07-28 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Maria Natasha Kassian (Chief Compliance Officer) no longer on Schedule A of Harbor Group International, Llc (listed 2023-06-21, absent 2023-07-28)Jul 28, 2023 · Control person left · inference
- Harbor Group International, Llc reported RAUM $2.8B, up 42% from $1.9B (2023-01-24 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Maria Natasha Kassian (Chief Compliance Officer) appeared on Schedule A of Harbor Group International, LlcJan 24, 2023 · Control person joined · fact
- Louis Geoffrey Butler (Chief Compliance Officer) no longer on Schedule A of Harbor Group International, Llc (listed 2022-03-31, absent 2022-07-25)Jul 25, 2022 · Control person left · inference
- Roger Christopher Gruszczynski (Chief Compliance Officer / Chief Legal Officer) appeared on Schedule A of Harbor Group International, LlcJul 25, 2022 · Control person joined · fact
- Harbor Group International, Llc reported RAUM $1.9B, up 55% from $1.2B (2022-01-07 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Ian Jacob Slone (Director) appeared on Schedule A of Harbor Group International, LlcMar 31, 2022 · Control person joined · fact
- Louis Geoffrey Butler (Chief Compliance Officer) appeared on Schedule A of Harbor Group International, LlcJan 7, 2022 · Control person joined · fact
- Ward Lucinda Klevecz (Chief Compliance Officer) no longer on Schedule A of Harbor Group International, Llc (listed 2021-03-25, absent 2022-01-07)Jan 7, 2022 · Control person left · inference
- Joel David Zwiebel (Vice Chairman / Director) no longer on Schedule A of Harbor Group International, Llc (listed 2020-05-05, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- Kay Herbert Bangel (Director) no longer on Schedule A of Harbor Group International, Llc (listed 2019-04-03, absent 2020-03-28)Mar 28, 2020 · Control person left · inference
- Harbor Group International, Llc reported RAUM $820.4M, up 33% from $616.3M (2017-05-18 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Harbor Group International, Llc filed its initial SEC registration (Form ADV)Nov 23, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Harbor Group International, LLC · Independent Sponsorsshared crd · capital_provider
- Harbor Group International, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/harborgroupinternationalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- hgilending.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 757-640-0800reportedpublic record, Form ADV, Apr 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Harbor Group International, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…