DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•• W••••• M•••••••••
Legal name P•• W••••• M••••••••• I•••
Latest filing May 13, 2026
First filing on the tape Oct 22, 2021 · 12 filings
SEC status approved since Nov 22, 2021
RAUM
$198M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$198M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$49.6M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$198M as of May 13, 2026
Mar 1, 2022$130M then
HNW client RAUM$144M as of May 13, 2026
Mar 1, 2022$70.0M then
State-registered IARs (5.B.3)4 as of May 13, 2026
Mar 1, 20223 then
Employees (5.A)4 as of May 13, 2026
Mar 1, 20224 then
Private funds: no history
RAUM +20% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $49.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 111derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $255,932derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$144M73%
- Individuals$53.8M27%
- Pension and profit-sharing plans$271,4210.1%
- Corporations and businesses$60,0210.0%
- Individual clients
- 299reported
- HNW clients
- 144reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 775reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• R••••• D•••Chartered Financial Consultant | Hawthorn Woods, Il | Feb 10, 2017 | 41 y | 2 |
| P•••••• G•••••••Certified Financial Planner | Hawthorn Woods, Il | Feb 10, 2017 | 29 y | 1 |
| G••••• G• M•••••••Certified Financial Planner | Hawthorn Woods, Il | Feb 10, 2020 | 11 y | 0 |
| R••• T• Z•••• | Hawthorn Woods, Il | Apr 4, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• R••••• D••• from M••••• S•••••• C•••••••••Feb 10, 2017 · Other
- P•••••• G••••••• from A• G• E•••••• • S•••• I•••Feb 10, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• P•••••• · Managing Member, Chief Compliance Officercontrolsince 01/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hawthorn Woods, Il · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 696 to 775Oct 23, 2025 to Feb 2, 2026
- Corporate clients · 0.0 to unsetOct 23, 2025 to Feb 2, 2026
- HNW clients · 121 to 144Oct 23, 2025 to Feb 2, 2026
- Individual clients · 279 to 299Oct 23, 2025 to Feb 2, 2026
- Pension plan clients · 0.0 to unsetOct 23, 2025 to Feb 2, 2026
- Discretionary RAUM · $165M to $198MOct 23, 2025 to Feb 2, 2026
- HNW RAUM · $116M to $144MOct 23, 2025 to Feb 2, 2026
- Individual RAUM · $48.8M to $53.8MOct 23, 2025 to Feb 2, 2026
- Pension RAUM · $240,831 to $271,421Oct 23, 2025 to Feb 2, 2026
- RAUM · $165M to $198MOct 23, 2025 to Feb 2, 2026
- Accounts · 654 to 696Apr 4, 2024 to Feb 19, 2025
- HNW clients · 104 to 121Apr 4, 2024 to Feb 19, 2025
- Individual clients · 280 to 279Apr 4, 2024 to Feb 19, 2025
- Financial planning clients · 101-250 to 101-250Apr 4, 2024 to Feb 19, 2025
- Discretionary RAUM · $139M to $165MApr 4, 2024 to Feb 19, 2025
- HNW RAUM · $90.3M to $116MApr 4, 2024 to Feb 19, 2025
- Individual RAUM · $48.6M to $48.8MApr 4, 2024 to Feb 19, 2025
- Pension RAUM · $0 to $240,831Apr 4, 2024 to Feb 19, 2025
- RAUM · $139M to $165MApr 4, 2024 to Feb 19, 2025
- Accounts · 622 to 654Jan 31, 2023 to Feb 21, 2024
- Advisory employees · 3 to 4Jan 31, 2023 to Feb 21, 2024
- BD registered reps · 3 to 4Jan 31, 2023 to Feb 21, 2024
- HNW clients · 42 to 104Jan 31, 2023 to Feb 21, 2024
- Individual clients · 234 to 280Jan 31, 2023 to Feb 21, 2024
- State-registered IARs · 3 to 4Jan 31, 2023 to Feb 21, 2024
- Discretionary RAUM · $126M to $139MJan 31, 2023 to Feb 21, 2024
- HNW RAUM · $79.8M to $90.3MJan 31, 2023 to Feb 21, 2024
- Individual RAUM · $45.8M to $48.6MJan 31, 2023 to Feb 21, 2024
- RAUM · $126M to $139MJan 31, 2023 to Feb 21, 2024
- Wrap assets (manager) · 0.0 to unsetJan 31, 2023 to Feb 21, 2024
- Wrap assets (sponsor) · 0.0 to unsetJan 31, 2023 to Feb 21, 2024
- Accounts · 560 to 622Sep 30, 2022 to Jan 31, 2023
- HNW clients · 34 to 42Sep 30, 2022 to Jan 31, 2023
- Individual clients · 202 to 234Sep 30, 2022 to Jan 31, 2023
- Financial planning clients · 51-100 to 101-250Sep 30, 2022 to Jan 31, 2023
- Discretionary RAUM · $130M to $126MSep 30, 2022 to Jan 31, 2023
- HNW RAUM · $70.0M to $79.8MSep 30, 2022 to Jan 31, 2023
- Individual RAUM · $60.3M to $45.8MSep 30, 2022 to Jan 31, 2023
- RAUM · $130M to $126MSep 30, 2022 to Jan 31, 2023
- Accounts · 537 to 560Nov 10, 2021 to Mar 1, 2022
Signals
1 dated events
- P•• W••••• M••••••••• filed its initial SEC registration (Form ADV)Oct 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pmgwealthmanagementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- plantoriseabove.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 847-550-6100reportedpublic record, Form ADV, May 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026