DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

O••••• • G••• C•••••• M••••••••• L••

Former SEC-registered adviserCRD 285905SEC 801-108688IAPD

Latest filing Oct 18, 2021

First filing on the tape Nov 11, 2016 · 14 filings

RAUM

$8.6M

reported, Item 5.F

Discretionary

76%

of RAUM

Private clients

100%

$8.6M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$4.3M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$8.6M as of Mar 31, 2021

Mar 6, 2017$637,000 then

HNW client RAUM$6.8M as of Mar 31, 2021

Mar 29, 2018$4.7M then

State-registered IARs (5.B.3)2 as of Mar 31, 2021

Mar 6, 20172 then

Employees (5.A)4 as of Mar 31, 2021

Mar 6, 20174 then

Private funds: no history

RAUM -22% over the last fiscal year+15% a year over threeIARs 2 to 2offices 1 to 0

Practice profile

derived from the filing of Oct 18, 2021; every figure names its basis

RAUM per advisor: $4.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 19derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $400,288derivedHNW RAUM over HNW clients
Average account: $233,783derivedRAUM over accounts (5.F.2.f)
Discretionary: 76%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -22%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -37%derived
Compensation: percentage of assets, hourly, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$6.8M79%
Individuals$1.8M21%

Individual clients: 20reported
HNW clients: 17reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 37reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourly, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
T••••• G•••	Maitland, Fl	Mar 28, 2017	11 y	0
K••• J••••• K••••••	Maitland, Fl	Mar 29, 2017	19 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G•••• T•••••• L•••••••• · Managing Member & Chief Compliance Officercontrol
since 09/2016 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Maitland, Fl	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Employees · 4 to 3
Jul 13, 2021 to Sep 3, 2021
Insurance-licensed employees · 1 to 0
Jul 13, 2021 to Sep 3, 2021
Advisory activities · 2 to 3
May 18, 2021 to Jul 13, 2021
Advisory activities · 3 to 2
Mar 31, 2021 to May 18, 2021
Other offices · 1 to 0
Mar 31, 2021 to May 18, 2021
Accounts · 60 to 37
Nov 18, 2020 to Mar 31, 2021
Advisory activities · 4 to 3
Nov 18, 2020 to Mar 31, 2021
Corporate clients · 1.0 to unset
Nov 18, 2020 to Mar 31, 2021
HNW clients · 27 to 17
Nov 18, 2020 to Mar 31, 2021
Individual clients · 32 to 20
Nov 18, 2020 to Mar 31, 2021
HQ city · SHANGHAI to unset
Nov 18, 2020 to Mar 31, 2021
Discretionary RAUM · $8.6M to $6.6M
Nov 18, 2020 to Mar 31, 2021
HNW RAUM · $9.5M to $6.8M
Nov 18, 2020 to Mar 31, 2021
Individual RAUM · $1.6M to $1.8M
Nov 18, 2020 to Mar 31, 2021
Non-discretionary RAUM · $2.5M to $2.0M
Nov 18, 2020 to Mar 31, 2021
RAUM · $11.1M to $8.6M
Nov 18, 2020 to Mar 31, 2021
Related insurance company · false to true
Nov 18, 2020 to Mar 31, 2021
Advisory employees · 4 to 2
Jul 27, 2020 to Nov 18, 2020
Employees · 7 to 4
Jul 27, 2020 to Nov 18, 2020
Accounts · 47 to 60
Mar 27, 2019 to Mar 31, 2020
Advisory activities · 3 to 4
Mar 27, 2019 to Mar 31, 2020
Corporate clients · unset to 1.0
Mar 27, 2019 to Mar 31, 2020
HNW clients · 28 to 27
Mar 27, 2019 to Mar 31, 2020
Individual clients · 19 to 32
Mar 27, 2019 to Mar 31, 2020
Other offices · 2 to 1
Mar 27, 2019 to Mar 31, 2020
Discretionary RAUM · $3.5M to $8.6M
Mar 27, 2019 to Mar 31, 2020
HNW RAUM · $4.7M to $9.5M
Mar 27, 2019 to Mar 31, 2020
Individual RAUM · $705,255 to $1.6M
Mar 27, 2019 to Mar 31, 2020
Non-discretionary RAUM · $1.9M to $2.5M
Mar 27, 2019 to Mar 31, 2020
RAUM · $5.4M to $11.1M
Mar 27, 2019 to Mar 31, 2020
Accounts · 41 to 47
Mar 29, 2018 to Mar 27, 2019
Advisory activities · 2 to 3
Mar 29, 2018 to Mar 27, 2019
Business name · O••••• • A••••••••• L•• to O••••• • G••• C•••••• M••••••••• L••
Mar 29, 2018 to Mar 27, 2019
HNW clients · 21 to 28
Mar 29, 2018 to Mar 27, 2019
Individual clients · 20 to 19
Mar 29, 2018 to Mar 27, 2019
Employees · 5 to 7
Mar 29, 2018 to Mar 27, 2019
Insurance-licensed employees · 0 to 1
Mar 29, 2018 to Mar 27, 2019
Legal name · O••••• • A••••••••• L•• to O••••• • G••• C•••••• M••••••••• L••
Mar 29, 2018 to Mar 27, 2019
Discretionary RAUM · $4.2M to $3.5M
Mar 29, 2018 to Mar 27, 2019
HNW RAUM · $4.7M to $4.7M
Mar 29, 2018 to Mar 27, 2019

Signals

1 dated events

O••••• • A••••••••• L•• filed its initial SEC registration (Form ADV)
Nov 11, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/ogcapitalmanagementreportedpublic record, Form ADV, Sep 21, 2026
Website: O•••••-G•••.COMreportedpublic record, Form ADV, Sep 21, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: $4.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026