DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 27, 2024 · 4 filings
SEC status approved since Nov 1, 2024
RAUM
$252M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
50
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$252M as of Mar 30, 2026
Mar 28, 2025$193M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20250 then
Employees (5.A)7 as of Mar 30, 2026
Mar 28, 20256 then
Private funds50 as of Mar 30, 2026
Mar 28, 202546 then
RAUM +31% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$252M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 52reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
59 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• S•••••• H•••••• B• L• | Private Equity Fund | $18.0M | 73 | Mar 31, 2023 |
| H•• R••••••• S••••• L•••• L• | Private Equity Fund | $17.6M | 21 | Oct 14, 2024 |
| L• U•••• I•• B• L• | Private Equity Fund | $15.4M | 61 | Mar 29, 2024 |
| U•• E••• S•••••• H•••••• M•••• L• | Private Equity Fund | $14.4M | 18 | Mar 29, 2024 |
| L• U•••• I• B• L• | Private Equity Fund | $12.6M | 65 | Mar 29, 2024 |
| R•••••• S•••••• H•••••• B• L• | Private Equity Fund | $11.2M | 54 | Mar 4, 2021 |
| H•• C• M••••••••• I• B• L• | Private Equity Fund | $11.0M | 38 | Jan 27, 2020 |
| U• E•••••• S•••••• H•••••• B• L• | Private Equity Fund | $10.1M | 59 | Mar 31, 2023 |
| L• U•••• I• B• L•no longer reported | Private Equity Fund | $8.9M | 46 | Mar 31, 2023 |
| C•• F•••••••• S•••••• H•••••• B• L• | Private Equity Fund | $7.2M | 35 | Jan 27, 2020 |
| H•• U• A•••••••• S•••••• H•••••• B• L• | Private Equity Fund | $7.2M | 48 | Jan 27, 2020 |
| S•• S•••• S•••••• H•••••• B• L•no longer reported | Private Equity Fund | $7.2M | 46 | Jan 27, 2020 |
| W• H•• M••••••••• H•••••• B• L• | Private Equity Fund | $6.9M | 49 | Mar 4, 2021 |
| L• U•••• I•• A• L• | Private Equity Fund | $5.4M | 15 | Mar 29, 2024 |
| C•••••• S•••••• H•••••• C• L• | Private Equity Fund | $4.6M | 17 | Mar 31, 2023 |
| L• U•••• I•• C• L• | Private Equity Fund | $4.3M | 16 | Mar 29, 2024 |
| T•• D••••• M••••••••• B• L• | Private Equity Fund | $4.1M | 57 | Jan 27, 2020 |
| U• E•••••• S•••••• H•••••• A• L• | Private Equity Fund | $3.8M | 11 | Mar 31, 2023 |
| L• U•••• I• B• L• | Private Equity Fund | $3.6M | 24 | Mar 29, 2024 |
| L• U•••• I• A• L• | Private Equity Fund | $3.5M | 11 | Mar 29, 2024 |
| C•••••• S•••••• H•••••• A• L• | Private Equity Fund | $3.4M | 10 | Mar 31, 2023 |
| L• U•••• I• A• L•no longer reported | Private Equity Fund | $3.2M | 10 | Mar 31, 2023 |
| L• U•••• I• C• L• | Private Equity Fund | $2.9M | 14 | Mar 29, 2024 |
| R•••••• S•••••• H•••••• A• L• | Private Equity Fund | $2.9M | 6 | Mar 4, 2021 |
| L• U•••• I• C• L•no longer reported | Private Equity Fund | $2.9M | 16 | Mar 31, 2023 |
| U• E•••••• S•••••• H•••••• C• L• | Private Equity Fund | $2.7M | 13 | Mar 31, 2023 |
| C•• F•••••••• S•••••• H•••••• A• L• | Private Equity Fund | $2.6M | 8 | Jan 27, 2020 |
| W• H•• M••••••••• H•••••• A• L• | Private Equity Fund | $2.4M | 10 | Mar 4, 2021 |
| U• S•••••• H•••••• C• L• | Private Equity Fund | $2.3M | 14 | Mar 4, 2021 |
| L• U•••• I• A• L• | Private Equity Fund | $2.2M | 5 | Mar 29, 2024 |
| C•• F•••••••• S•••••• H•••••• C• L• | Private Equity Fund | $2.2M | 11 | Jan 27, 2020 |
| H•• W••• G••• D••••••••• B• L•no longer reported | Private Equity Fund | $1.8M | 34 | Jan 27, 2020 |
| C•• M•••••• R••• E••••• B• L• | Private Equity Fund | $1.5M | 43 | Jan 27, 2020 |
| S•• S•••• S•••••• H•••••• C• L•no longer reported | Private Equity Fund | $1.3M | 9 | Jan 27, 2020 |
| L• U•••• I• C• L• | Private Equity Fund | $1.2M | 2 | Mar 29, 2024 |
| U• S•••••• H•••••• B• L• | Private Equity Fund | $1.1M | 11 | Mar 4, 2021 |
| H•• U• A•••••••• S•••••• H•••••• C• L• | Private Equity Fund | $1.1M | 7 | Jan 27, 2020 |
| H•• C• M••••••••• I• A• L• | Private Equity Fund | $934,332 | 3 | Jan 27, 2020 |
| W• H•• M••••••••• H•••••• C• L• | Private Equity Fund | $900,000 | 9 | Mar 4, 2021 |
| H•• U• A•••••••• S•••••• H•••••• A• L• | Private Equity Fund | $854,949 | 7 | Jan 27, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• D••••••• S••••• · Managing Director / Chief Compliance Officercontrolsince 07/2016 · owns less than 5%
- C••••••• J••••• C•••••••• · Managing Directorcontrolsince 07/2016 · owns less than 5%
- H••••••• G••••••• A••••• · Managing Directorcontrolsince 07/2016 · owns less than 5%
- H••• T•••• R•• J•• · Managing Directorcontrolsince 07/2016 · owns less than 5%
- H•• X•••••• · Class A Membersince 07/2016 · owns 25% to 50%
- S••••• C••• · Class A Membersince 07/2016 · owns 5% to 10%
- W•••• G•••••• · Class A Membersince 07/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- C•• M•••••• R••• E••••• A• G•• L••pooled vehicle sponsory
- C•• M•••••• R••• E••••• B• G•• L••pooled vehicle sponsory
- C•• M•••••• R••• E••••• C• G•• L••pooled vehicle sponsory
- C•••••• S•••••• H•••••• A• G•• L••pooled vehicle sponsory
- C•••••• S•••••• H•••••• B• G•• L••pooled vehicle sponsory
- C•••••• S•••••• H•••••• C• G•• L••pooled vehicle sponsory
- C•• F•••••••• S•••••• H•••••• A• G•• L••pooled vehicle sponsory
- C•• F•••••••• S•••••• H•••••• B• G•• L••pooled vehicle sponsory
- C•• F•••••••• S•••••• H•••••• C• G•• L••pooled vehicle sponsory
- H•• C••••••• O••• S••••• L••••• A• G•• L••pooled vehicle sponsory
- H•• C••••••• O••• S••••• L••••• B• G•• L••pooled vehicle sponsory
- H•• C• M••••••••• G•• L••pooled vehicle sponsory
- H•• C• M••••••••• I• A• G•• L••pooled vehicle sponsory
- H•• C• M••••••••• I• B• G•• L•••pooled vehicle sponsory
- H•• C• M••••••••• I• C• G•• L••pooled vehicle sponsory
- H•• N•••••••• S••••• L••••• A• G•• L••pooled vehicle sponsory
- H•• N•••••••• S••••• L••••• B• G•• L••pooled vehicle sponsory
- H•• P••••••• L••y
- H•• R••••••• S••••• L••• G•• L••pooled vehicle sponsory
- H•• U• A•••••••• S•••••• H•••••• A• G•• L••pooled vehicle sponsory
- H•• U• A•••••••• S•••••• H•••••• B• G•• L••pooled vehicle sponsory
- H•• U• A•••••••• S•••••• H•••••• C• G•• L••pooled vehicle sponsory
- H•• W••• G••• D••••••••• A• G•• L••pooled vehicle sponsory
- H•• W••• G••• D••••••••• B• G•• L••pooled vehicle sponsory
- L• U•••• I• A• G•• L••pooled vehicle sponsory
- L• U•••• I• B• G•• L••pooled vehicle sponsory
- L• U•••• I• C• G•• L••pooled vehicle sponsory
- L• U•••• I•• A• G•• L••pooled vehicle sponsory
- L• U•••• I•• B• G•• L••pooled vehicle sponsory
- L• U•••• I•• C• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Mar 30, 2026private funds per $1B of RAUM of 198.7 against a peer median of 20.7 (712 comparable advisers, 99.0th percentile, 13.6 robust deviations)peers: asset managers, $100M to $500M (712) · 99% percentile
- large related person networkStatic outlier · filing Mar 30, 2026related persons on Schedule D 7.A of 50.0 against a peer median of 5.0 (488 comparable advisers, 99.0th percentile, 15.2 robust deviations)peers: asset managers, $100M to $500M (488) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 46 to 52Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 46 to 52Mar 28, 2025 to Mar 30, 2026
- Employees · 6 to 7Mar 28, 2025 to Mar 30, 2026
- Financial planning clients · to 0Mar 28, 2025 to Mar 30, 2026
- Private funds · 46 to 50Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $193M to $252MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $193M to $252MMar 28, 2025 to Mar 30, 2026
- RAUM · $193M to $252MMar 28, 2025 to Mar 30, 2026
- Accounts · 45 to 46Oct 14, 2024 to Mar 28, 2025
- Pooled vehicle clients · 45 to 46Oct 14, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 14, 2024 to Mar 28, 2025
- Private funds · 45 to 46Oct 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $195M to $193MOct 14, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $195M to $193MOct 14, 2024 to Mar 28, 2025
- RAUM · $195M to $193MOct 14, 2024 to Mar 28, 2025
- Accounts · 44 to 45Jun 27, 2024 to Oct 14, 2024
- Pooled vehicle clients · 44 to 45Jun 27, 2024 to Oct 14, 2024
- Private funds · 88 to 45Jun 27, 2024 to Oct 14, 2024
- Discretionary RAUM · $178M to $195MJun 27, 2024 to Oct 14, 2024
- Pooled vehicle RAUM · $178M to $195MJun 27, 2024 to Oct 14, 2024
- RAUM · $178M to $195MJun 27, 2024 to Oct 14, 2024
Signals
1 dated events
- H•• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H•• C••••••• L•• · Private Equityshared crd · organization
- H•• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hc2-capital-llc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.h•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-217-7808reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026