DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••••• C•••••• P•••••••
Legal name N•••••••• C•••••• P•••••••• L••
Latest filing May 8, 2026
First filing on the tape Nov 14, 2016 · 16 filings
SEC status approved since Dec 6, 2016
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.2B as of May 8, 2026
Mar 28, 2017$683M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 8, 2026
Mar 28, 20170 then
Employees (5.A)22 as of May 8, 2026
Mar 28, 201712 then
Private funds3 as of May 8, 2026
Mar 28, 20171 then
RAUM +4.8% over the last fiscal year+7.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $385MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $398M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $398M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••••• C•••••• P••••••• I•• L• | Private Equity Fund | $461M | 51 | Mar 30, 2020 |
| N•••••••• C•••••• P••••••• I• L• | Private Equity Fund | $337M | 35 | Mar 28, 2017 |
Owners and control persons
Schedule A and B, latest filing
- N••••••••• T•••••• M•••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 10/2021 · owns less than 5%
- D•••••• J•••••• D••••• · Membercontrolsince 04/2021 · owns 25% to 50% of N•••••••• C•••••• P••••••• U•• H•••••••• L••
- E••••• S•••• A••••• · Membercontrolsince 04/2021 · owns 25% to 50% of N•••••••• C•••••• P••••••• U•• H•••••••• L••
- K••••••••• E•••••• N•• · Membercontrolsince 04/2021 · owns 25% to 50% of N•••••••• C•••••• P••••••• U•• H•••••••• L••
Entity owners
- N•• M•••••• H•••••••• L• · Memberdirect · owns 75% or more
- N•••••••• C•••••• P••••••• U•• H•••••••• L•• · M••••••direct · owns less than 5%
- N•••••••• C•••••• P••••••• U•• H•••••••• L•• · General Partnerindirect · owns F of N•• F•••••• L•
- N•••••••• C•••••• P••••••• U•• H•••••••• L•• · General Partnerindirect · owns F of N•• M•••••• H•••••••• L•
- N•• F•••••• L• · Partnerindirect · owns 75% or more of N•• M•••••• H•••••••• L•
Related persons
Schedule D 7.A
- N•••••••• C•••••• P••••••• I• G•• L•pooled vehicle sponsorn
- N•••••••• C•••••• P••••••• I• G•• L•pooled vehicle sponsorn
- N•••••••• C•••••• P••••••• I•• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 15 to 18Mar 21, 2025 to Mar 30, 2026
- Assets in custody · $655M to $398MMar 21, 2025 to Mar 30, 2026
- Employees · 19 to 22Mar 21, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.2BMar 21, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.1B to $1.2BMar 21, 2025 to Mar 30, 2026
- RAUM · $1.1B to $1.2BMar 21, 2025 to Mar 30, 2026
- Accounts · 2 to 3Mar 28, 2024 to Mar 21, 2025
- Advisory employees · 14 to 15Mar 28, 2024 to Mar 21, 2025
- Pooled vehicle clients · 2 to 3Mar 28, 2024 to Mar 21, 2025
- Assets in custody · $946M to $655MMar 28, 2024 to Mar 21, 2025
- Employees · 20 to 19Mar 28, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 21, 2025
- Private funds · 2 to 3Mar 28, 2024 to Mar 21, 2025
- Discretionary RAUM · $946M to $1.1BMar 28, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $946M to $1.1BMar 28, 2024 to Mar 21, 2025
- RAUM · $946M to $1.1BMar 28, 2024 to Mar 21, 2025
- Assets in custody · $936M to $946MMar 30, 2023 to Mar 28, 2024
- Employees · 19 to 20Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $936M to $946MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $936M to $946MMar 30, 2023 to Mar 28, 2024
- RAUM · $936M to $946MMar 30, 2023 to Mar 28, 2024
- Advisory employees · 12 to 14Mar 29, 2022 to Mar 30, 2023
- Assets in custody · $948M to $936MMar 29, 2022 to Mar 30, 2023
- Employees · 17 to 19Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $948M to $936MMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $948M to $936MMar 29, 2022 to Mar 30, 2023
- RAUM · $948M to $936MMar 29, 2022 to Mar 30, 2023
- Assets in custody · $839M to $948MOct 21, 2021 to Mar 29, 2022
- Employees · 15 to 17Oct 21, 2021 to Mar 29, 2022
- Discretionary RAUM · $839M to $948MOct 21, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $839M to $948MOct 21, 2021 to Mar 29, 2022
- RAUM · $839M to $948MOct 21, 2021 to Mar 29, 2022
- Advisory employees · 13 to 12May 19, 2021 to Oct 21, 2021
- Employees · 16 to 15May 19, 2021 to Oct 21, 2021
- Advisory employees · 10 to 13Mar 30, 2020 to Mar 24, 2021
- Assets in custody · $365M to $839MMar 30, 2020 to Mar 24, 2021
- Employees · 12 to 16Mar 30, 2020 to Mar 24, 2021
- Discretionary RAUM · $365M to $839MMar 30, 2020 to Mar 24, 2021
- Pooled vehicle RAUM · $365M to $839MMar 30, 2020 to Mar 24, 2021
- RAUM · $365M to $839MMar 30, 2020 to Mar 24, 2021
Signals
6 dated events
- Ehrenfest David Steinglass (Member) no longer on Schedule A of N•••••••• C•••••• P••••••• (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- James Brian Foist (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of N•••••••• C•••••• P••••••• (listed 2021-05-19, absent 2021-10-21)Oct 21, 2021 · Control person left · inference
- Michael Travis Neuscheler (Chief Compliance Officer And Senior Vice President Of Finance) appeared on Schedule A of N•••••••• C•••••• P•••••••Oct 21, 2021 · Control person joined · fact
- N•••••••• C•••••• P••••••• reported RAUM $839.3M, up 130% from $364.9M (2020-03-30 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- N•••••••• C•••••• P••••••• reported RAUM $467.0M, down 40% from $780.2M (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- N•••••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Nov 14, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•••••••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- N•••••••• C•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/N••••••••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- N••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 301-272-9990reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026