DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• C•••••• L••
Latest filing Mar 26, 2026
First filing on the tape Nov 29, 2016 · 12 filings
SEC status approved since Jan 3, 2017
RAUM
$576M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$576M as of Mar 26, 2026
Mar 28, 2017$199M then
HNW client RAUM$0 as of Mar 26, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20170 then
Employees (5.A)12 as of Mar 26, 2026
Mar 28, 20177 then
Private funds2 as of Mar 26, 2026
Mar 28, 20171 then
RAUM +20% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $288MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $576M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$576M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $576M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• P•••••• E••••• I• L• | Private Equity Fund | $267M | 67 | Mar 29, 2024 |
| S•••••••• P•••••• E••••• L• | Private Equity Fund | $207M | 45 | Mar 25, 2015 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• D••••• O•• · Managing Partner, Management Committee Membercontrolsince 04/2013 · owns 50% to 75%
- M•••••••• S•••• E••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- S••••••• B••••• P••• · Partner, Management Committee Membercontrolsince 04/2013 · owns 50% to 75%
Related persons
Schedule D 7.A
- S•••••••• M••••••••• I• L•pooled vehicle sponsory
- S•••••••• M••••••••• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 11 to 10Mar 28, 2025 to Mar 26, 2026
- Assets in custody · $480M to $576MMar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $480M to $576MMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $480M to $576MMar 28, 2025 to Mar 26, 2026
- RAUM · $480M to $576MMar 28, 2025 to Mar 26, 2026
- Assets in custody · $474M to $480MMar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $474M to $480MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $474M to $480MMar 29, 2024 to Mar 28, 2025
- RAUM · $474M to $480MMar 29, 2024 to Mar 28, 2025
- Accounts · 1 to 2Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 10 to 11Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 1 to 2Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $378M to $474MMar 30, 2023 to Mar 29, 2024
- Employees · 11 to 12Mar 30, 2023 to Mar 29, 2024
- Private funds · 1 to 2Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $378M to $474MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $378M to $474MMar 30, 2023 to Mar 29, 2024
- RAUM · $378M to $474MMar 30, 2023 to Mar 29, 2024
- Assets in custody · $274M to $378MMay 10, 2022 to Mar 30, 2023
- Discretionary RAUM · $274M to $378MMay 10, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $274M to $378MMay 10, 2022 to Mar 30, 2023
- RAUM · $274M to $378MMay 10, 2022 to Mar 30, 2023
- Advisory employees · 9 to 10Mar 23, 2021 to Mar 28, 2022
- Assets in custody · $277M to $274MMar 23, 2021 to Mar 28, 2022
- Employees · 10 to 11Mar 23, 2021 to Mar 28, 2022
- Discretionary RAUM · $277M to $274MMar 23, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $277M to $274MMar 23, 2021 to Mar 28, 2022
- RAUM · $277M to $274MMar 23, 2021 to Mar 28, 2022
- Assets in custody · $256M to $277MMar 24, 2020 to Mar 23, 2021
- Discretionary RAUM · $256M to $277MMar 24, 2020 to Mar 23, 2021
- Pooled vehicle RAUM · $256M to $277MMar 24, 2020 to Mar 23, 2021
- RAUM · $256M to $277MMar 24, 2020 to Mar 23, 2021
- Related adviser · true to falseMar 24, 2020 to Mar 23, 2021
- Advisory employees · 8 to 9Mar 25, 2019 to Mar 24, 2020
- Assets in custody · $216M to $256MMar 25, 2019 to Mar 24, 2020
- Discretionary RAUM · $216M to $256MMar 25, 2019 to Mar 24, 2020
- Pooled vehicle RAUM · $216M to $256MMar 25, 2019 to Mar 24, 2020
- RAUM · $216M to $256MMar 25, 2019 to Mar 24, 2020
- Advisory employees · 7 to 8Mar 27, 2018 to Mar 25, 2019
Signals
2 dated events
- S•••••••• C•••••• L•• reported RAUM $377.7M, up 38% from $274.3M (2022-05-10 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- S•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Nov 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- shorehillcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-876-7267reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026