DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• C•••••• L••
Latest filing Mar 19, 2026
First filing on the tape Jun 25, 2021 · 8 filings
SEC status approved since Jul 23, 2021
RAUM
$159M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$159M as of Mar 19, 2026
Mar 29, 2022$211M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 29, 20220 then
Employees (5.A)6 as of Mar 19, 2026
Mar 29, 20225 then
Private funds1 as of Mar 19, 2026
Mar 29, 20221 then
RAUM +13% over the last fiscal year+5.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $79.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $159M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$159M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $159M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••••• O••••••• M••••• F••• L••• | Hedge Fund | $157M | 44 | Nov 23, 2016 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• J•••• N•• · Chief Investment Officercontrolsince 07/2006 · owns less than 5%
- N••••• T••••• N•• · Chief Compliance Officer And Chief Legal Officercontrolsince 10/2024 · owns less than 5%
- K••••••• J•••• N•• · Managercontrolsince 11/2017 · owns 50% to 75% of K•••••• H••••••• L••
- K••••••• K••••• N•• · Trusteecontrolsince 11/2017 · owns F of J••• G• K•••••• 2••• F••••• T••••
- M•••••• J••••• D•••• · Trusteecontrolsince 11/2017 · owns F of J••• G• K•••••• 2••• F••••• T••••
Entity owners
- K•••••• H••••••• L•• · Holding Companydirect · owns 75% or more
- J••• G• K•••••• 2••• F••••• T•••• · Family Trustindirect · owns 50% to 75% of K•••••• H••••••• L••
Related persons
Schedule D 7.A
- P••••••••• P••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $140M to $159MMar 20, 2025 to Mar 19, 2026
- Employees · 2 to 6Mar 20, 2025 to Mar 19, 2026
- Discretionary RAUM · $140M to $159MMar 20, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $140M to $159MMar 20, 2025 to Mar 19, 2026
- RAUM · $140M to $159MMar 20, 2025 to Mar 19, 2026
- Assets in custody · $157M to $140MOct 8, 2024 to Mar 20, 2025
- Financial planning clients · unset to Oct 8, 2024 to Mar 20, 2025
- Discretionary RAUM · $157M to $140MOct 8, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $157M to $140MOct 8, 2024 to Mar 20, 2025
- RAUM · $157M to $140MOct 8, 2024 to Mar 20, 2025
- Advisory employees · 4 to 2Mar 28, 2023 to Mar 21, 2024
- Assets in custody · $134M to $157MMar 28, 2023 to Mar 21, 2024
- Employees · 5 to 2Mar 28, 2023 to Mar 21, 2024
- Discretionary RAUM · $134M to $157MMar 28, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $134M to $157MMar 28, 2023 to Mar 21, 2024
- RAUM · $134M to $157MMar 28, 2023 to Mar 21, 2024
- Assets in custody · $211M to $134MMar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $211M to $134MMar 29, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $211M to $134MMar 29, 2022 to Mar 28, 2023
- RAUM · $211M to $134MMar 29, 2022 to Mar 28, 2023
- Advisory employees · 3 to 4Jul 14, 2021 to Mar 29, 2022
- Assets in custody · $234M to $211MJul 14, 2021 to Mar 29, 2022
- Employees · 4 to 5Jul 14, 2021 to Mar 29, 2022
- Discretionary RAUM · $234M to $211MJul 14, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $234M to $211MJul 14, 2021 to Mar 29, 2022
- RAUM · $234M to $211MJul 14, 2021 to Mar 29, 2022
- Private funds · 2 to 1Jun 25, 2021 to Jul 14, 2021
Signals
3 dated events
- Nmn Tamar Nehme (Chief Compliance Officer And Chief Legal Officer) appeared on Schedule A of P••••••••• C•••••• L••Oct 8, 2024 · Control person joined · fact
- Robert Matthew Rothman (Chief Executive Officer) no longer on Schedule A of P••••••••• C•••••• L•• (listed 2022-03-29, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- P••••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/phoenician-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- P•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-293-3747reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026