DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

A•••• P••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 286141SEC 801-135146websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Dec 12, 2025 · 2 filings
SEC status approved since Jan 15, 2026
RAUM
$538M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
28
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$538M as of Mar 31, 2026
Dec 12, 2025$405M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Dec 12, 20250 then
Employees (5.A)10 as of Mar 31, 2026
Dec 12, 202510 then
Private funds28 as of Mar 31, 2026
Dec 12, 202526 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$17.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$430M, 31 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$538M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
31reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$430M for 31 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      22 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••• V•••••• P••••••• F••• I•• L•••Venture Capital Fund$65.0M112Mar 27, 2017
      A•••• P••••••• F••• I••••• L•Venture Capital Fund$61.7M54Mar 31, 2022
      A•••• P••••••• F••• I••• L•Venture Capital Fund$57.5M67Mar 31, 2022
      A•••• V•••••• P••••••• F••• A••••• L•• • S••••• C•no longer reportedVenture Capital Fund$36.3M43Mar 27, 2017
      A•••• V•••••• P••••••• F•••• L•••Venture Capital Fund$11.3M29Mar 27, 2017
      I•••••••• A•••• A••••••••• L•• • S••••• I•Venture Capital Fund$10.2M22Mar 31, 2022
      A•••• A•••• C••••• F••• L•• • S••••• I••Venture Capital Fund$8.9M32Mar 30, 2021
      S••••••••• V••••••• I•• L••Venture Capital Fund$3.7M9Mar 30, 2023
      A•••• A••••• B•••• F••• L••no longer reportedVenture Capital Fund$3.7M20Mar 30, 2021
      M••• A•••• A••••••••• L••Venture Capital Fund$3.0M1Mar 30, 2023
      M••• A•••• A••••••••• I•• L••Venture Capital Fund$3.0M21Mar 25, 2020
      A•••• V•••••• P••••••• F••• A••••• L•• • S••••• A••no longer reportedVenture Capital Fund$2.5M2Mar 27, 2017
      A•••• A•••• T•••••• F•••• L•• • S••••• I••Venture Capital Fund$2.4M28Mar 31, 2022
      I•••••••• A•••• A••••••••• L•• • S••••• I•Venture Capital Fund$2.2M18Mar 31, 2022
      A•••• A•••• C••••• F••• L•• • S••••• I•Venture Capital Fund$2.1M47Mar 28, 2019
      A•••• A•••• T•••••• F•••• L•• • S••••• I•Venture Capital Fund$2.0M13Mar 28, 2019
      A•••• A•••• T•••••• F•••• L•• • S••••• I•Venture Capital Fund$1.6M15Mar 30, 2021
      A•••• A•••• C••••• F••• L•• • S••••• I•Venture Capital Fund$600,40025Mar 30, 2021
      A•••• A•••• A••••••••• L•• • S••••• I•Venture Capital Fund$497,6771Mar 30, 2021
      A•••• A•••• O•••••• H••••• F••• L••Venture Capital Fund$303,67920Mar 28, 2018
      A•••• A•••• C••••• F••• L••Venture Capital Fund$78,9355Mar 28, 2018
      A•••• A•••• A••••••••• L•• • S••••• I•Venture Capital Fund$24,4902Mar 30, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• S••••••• B•••••• · Manager And Membercontrol
        since 02/2013 · owns 50% to 75%
      • O•••••• S•••• P•••••• · Chief Financial Officer, Chief Compliance Officercontrol
        since 02/2021 · owns less than 5%
      Entity owners
      • F•••••••• T•••• U•• 1•••••• · Member
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 26 to 31
        Dec 12, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 26 to 31
        Dec 12, 2025 to Mar 31, 2026
      • Assets in custody · $270M to $430M
        Dec 12, 2025 to Mar 31, 2026
      • Private funds · 26 to 28
        Dec 12, 2025 to Mar 31, 2026
      • Discretionary RAUM · $405M to $538M
        Dec 12, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $405M to $538M
        Dec 12, 2025 to Mar 31, 2026
      • RAUM · $405M to $538M
        Dec 12, 2025 to Mar 31, 2026
      Signals
      1 dated events
      • A•••• P••••••• M••••••••• L•• reported RAUM $537.5M, up 33% from $404.7M (2025-12-12 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      A••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-381-4411reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026