DFX Intelligence
RIA Intelligence
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SEC-registered adviser
M•••••• O•••• C•••••• L••••••
Latest filing Jun 28, 2026
First filing on the tape May 25, 2017 · 11 filings
SEC status approved since Jun 30, 2017
RAUM
$116M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$116M as of Jun 28, 2026
Jun 28, 2019$23.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 28, 2026
Jun 29, 20180 then
Employees (5.A)7 as of Jun 28, 2026
Jun 29, 20187 then
Private funds1 as of Jun 28, 2026
Jun 29, 20181 then
RAUM +316% over the last fiscal year+55% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $116MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$116M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• O•••• I•••• F••• | Other Private Fund | $34.9M | 6 | Jun 29, 2018 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• N•••• · Directorcontrolsince 09/2016 · owns less than 5%
- A••••••• V••••••• R•••••• · Portfolio Managercontrolsince 06/2023 · owns less than 5%
- C••••••••• A•••• · Directorcontrolsince 10/2020 · owns less than 5%
- D•••• J•••• · Chief Operating Officercontrolsince 01/2022 · owns less than 5%
- J••••• P••••••• · Chief Executive Officercontrolsince 02/2022 · owns less than 5%
- K••••••• A••••• · Chief Compliance Officercontrolsince 01/2017 · owns less than 5%
- O••••• M•••••• · Directorcontrolsince 09/2016 · owns less than 5%
- A•••••••• R•••••• · Shareholdercontrolsince 08/1995 · owns 25% to 50% of M•••••• O•••• F•••••••• S••••••• L••
- S••••••••• M••••• · Portfolio Managersince 09/2016 · owns less than 5%
Entity owners
- M•••••• O•••• A•••• M••••••••• L•• · Shareholderdirect · owns 75% or more
- M•••••• O•••• F••••• T•••• · Shareholderindirect · owns 25% to 50% of M•••••• O•••• F•••••••• S••••••• L••
- M•••••• O•••• F•••••••• S••••••• L•• · Shareholderindirect · owns 75% or more of M•••••• O•••• A•••• M••••••••• L••
Related persons
Schedule D 7.A
- G•••• T••• I••••••••• A••••••• P•••••• L••••••investment advisern
- I•••• B••••••• E••••••••• M••••••••• C••••••investment advisern
- M• A•••••••• I••••••••• A••••••• P•••••• L••••••investment advisern
- M•••••• O•••• A••••••••• I••• P•••••• L••••••investment advisern
- M•••••• O•••• A•••• M••••••••• ••••••••• C•••••• L••••••investment advisern
- M•••••• O•••• A•••• M••••••••• C•••••• L••••••investment adviserpooled vehicle sponsory
- M•••••• O•••• C•••••• M•••••• •••• K•••• P•••••• L••••••broker-dealern
- M•••••• O•••• C•••••• M•••••• ••••••••• P•• L••••••broker-dealern
- M•••••• O•••• C••••••••• B••••• P•••••• L••••••broker-dealertrust companyn
- M•••••• O•••• F•••••••• S••••••• L••••••broker-dealerpooled vehicle sponsory
- M•••••• O•••• F••••• I••• L••••••investment advisern
- M•••••• O•••• I••••••••• A••••••• L••••••investment advisern
- M•••••• O•••• S••••••••• I••••••••• P•••••• L••••••broker-dealern
- M•••••• O•••• T•••••• C•••••• L••••••n
- M•••••• O•••• W••••• M••••••••• L••••••investment advisern
- T• I••••••••• T••••••••• P•••••• L••••••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 28, 2026discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $100M to $500M (1,568) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 1 to 2Jun 30, 2025 to Jun 28, 2026
- Pooled vehicle clients · 2 to 1Jun 30, 2025 to Jun 28, 2026
- Employees · 6 to 7Jun 30, 2025 to Jun 28, 2026
- Private funds · 2 to 1Jun 30, 2025 to Jun 28, 2026
- Non-discretionary RAUM · $117M to $116MJun 30, 2025 to Jun 28, 2026
- Pooled vehicle RAUM · $117M to $116MJun 30, 2025 to Jun 28, 2026
- RAUM · $117M to $116MJun 30, 2025 to Jun 28, 2026
- HQ state · unset to Jun 30, 2024 to Jun 30, 2025
- Pooled vehicle clients · 1 to 2Jun 30, 2024 to Jun 30, 2025
- Financial planning clients · 1-10 to 1-10Jun 30, 2024 to Jun 30, 2025
- Private funds · 1 to 2Jun 30, 2024 to Jun 30, 2025
- Non-discretionary RAUM · $33.2M to $117MJun 30, 2024 to Jun 30, 2025
- Pooled vehicle RAUM · $33.2M to $117MJun 30, 2024 to Jun 30, 2025
- RAUM · $33.2M to $117MJun 30, 2024 to Jun 30, 2025
- Accounts · 2 to 1Jun 30, 2023 to Jun 30, 2024
- Pooled vehicle clients · 2 to 1Jun 30, 2023 to Jun 30, 2024
- Employees · 5 to 6Jun 30, 2023 to Jun 30, 2024
- Non-discretionary RAUM · $27.9M to $33.2MJun 30, 2023 to Jun 30, 2024
- Pooled vehicle RAUM · $27.9M to $33.2MJun 30, 2023 to Jun 30, 2024
- RAUM · $27.9M to $33.2MJun 30, 2023 to Jun 30, 2024
- Non-discretionary RAUM · $31.8M to $27.9MJun 28, 2022 to Jun 30, 2023
- Pooled vehicle RAUM · $31.8M to $27.9MJun 28, 2022 to Jun 30, 2023
- RAUM · $31.8M to $27.9MJun 28, 2022 to Jun 30, 2023
- Financial planning clients · 0 to 1-10Jun 28, 2021 to Jun 28, 2022
- Non-discretionary RAUM · $31.0M to $31.8MJun 28, 2021 to Jun 28, 2022
- Pooled vehicle RAUM · $31.0M to $31.8MJun 28, 2021 to Jun 28, 2022
- RAUM · $31.0M to $31.8MJun 28, 2021 to Jun 28, 2022
- Pooled vehicle clients · 1 to 2Jun 30, 2020 to Jun 28, 2021
- Employees · 6 to 5Jun 30, 2020 to Jun 28, 2021
- Non-discretionary RAUM · $32.1M to $31.0MJun 30, 2020 to Jun 28, 2021
- Pooled vehicle RAUM · $25.2M to $31.0MJun 30, 2020 to Jun 28, 2021
- RAUM · $32.1M to $31.0MJun 30, 2020 to Jun 28, 2021
- Accounts · 1 to 2Jun 28, 2019 to Jun 30, 2020
- Advisory employees · 2 to 1Jun 28, 2019 to Jun 30, 2020
- Employees · 7 to 6Jun 28, 2019 to Jun 30, 2020
- Non-discretionary RAUM · $23.4M to $32.1MJun 28, 2019 to Jun 30, 2020
- Pooled vehicle RAUM · $23.4M to $25.2MJun 28, 2019 to Jun 30, 2020
- RAUM · $23.4M to $32.1MJun 28, 2019 to Jun 30, 2020
- Accounts · unset to 1.0Sep 18, 2018 to Jun 28, 2019
- Discretionary RAUM · unset to 0.0Sep 18, 2018 to Jun 28, 2019
Signals
12 dated events
- Raamdeo Vaibhav Agrawal (Portfolio Manager) appeared on Schedule A of M•••••• O•••• C•••••• L••••••Jun 30, 2023 · Control person joined · fact
- Dhirajlal Yatin Dolia (Chief Operating Officer) no longer on Schedule A of M•••••• O•••• C•••••• L•••••• (listed 2021-06-28, absent 2022-06-28)Jun 28, 2022 · Control person left · inference
- Umang Thaker (Chief Executive Officer) no longer on Schedule A of M•••••• O•••• C•••••• L•••••• (listed 2021-06-28, absent 2022-06-28)Jun 28, 2022 · Control person left · inference
- Paul Louis Payamel (Chief Executive Office) no longer on Schedule A of M•••••• O•••• C•••••• L•••••• (listed 2021-06-28, absent 2022-06-28)Jun 28, 2022 · Control person left · inference
- J•••• D••• (Chief Operating Officer) appeared on Schedule A of M•••••• O•••• C•••••• L••••••Jun 28, 2022 · Control person joined · fact
- Prashant Joshi (Chief Executive Officer) appeared on Schedule A of M•••••• O•••• C•••••• L••••••Jun 28, 2022 · Control person joined · fact
- Aashish Somaiyaa (Director And Chairman) no longer on Schedule A of M•••••• O•••• C•••••• L•••••• (listed 2020-06-30, absent 2021-06-28)Jun 28, 2021 · Control person left · inference
- Akhil Chaturvedi (Director) appeared on Schedule A of M•••••• O•••• C•••••• L••••••Jun 28, 2021 · Control person joined · fact
- Paul Louis Payamel (Chief Executive Office) appeared on Schedule A of M•••••• O•••• C•••••• L••••••Jun 28, 2021 · Control person joined · fact
- Umang Thaker (Chief Executive Officer) appeared on Schedule A of M•••••• O•••• C•••••• L••••••Jun 30, 2020 · Control person joined · fact
- Karun Marwah (Chief Executive Officer) no longer on Schedule A of M•••••• O•••• C•••••• L•••••• (listed 2019-06-28, absent 2020-06-30)Jun 30, 2020 · Control person left · inference
- M•••••• O•••• C•••••• L•••••• filed its initial SEC registration (Form ADV)May 25, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +91 22 39804200reportedpublic record, Form ADV, Jun 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026