DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• I••••••••• A••••••• A•
Latest filing Mar 17, 2026
First filing on the tape Dec 13, 2016 · 18 filings
SEC status approved since Jan 3, 2017
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$0 as of Mar 17, 2026
Mar 13, 2018$119M then
HNW client RAUM$0 as of Mar 17, 2026
Mar 13, 2018$31.4M then
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 13, 20180 then
Employees (5.A)1 as of Mar 17, 2026
Mar 13, 20182 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• P••••••• P••••••• · Ceocontrolsince 10/2022 · owns less than 5%
- S••••• M••••••• M••••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
Related persons
Schedule D 7.A
- F••••••• L•••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Business name · F••••••• A•••• M••••••••• to T••••• I••••••••• A••••••• A•Apr 30, 2025 to May 7, 2025
- Financial planning clients · 0 to 0Apr 30, 2025 to May 7, 2025
- Accounts · 63 to 0Mar 26, 2024 to Apr 30, 2025
- Advisory employees · 7 to 0Mar 26, 2024 to Apr 30, 2025
- HNW clients · 42 to 0Mar 26, 2024 to Apr 30, 2025
- Individual clients · 21 to 0Mar 26, 2024 to Apr 30, 2025
- Employees · 8 to 1Mar 26, 2024 to Apr 30, 2025
- HQ state · unset to Mar 26, 2024 to Apr 30, 2025
- Legal name · F••••••• A•••• M••••••••• AG to T••••• I••••••••• A••••••• A•Mar 26, 2024 to Apr 30, 2025
- Discretionary RAUM · $90.8M to $0Mar 26, 2024 to Apr 30, 2025
- HNW RAUM · $137M to $0Mar 26, 2024 to Apr 30, 2025
- Individual RAUM · $10.0M to $0Mar 26, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $56.2M to $0Mar 26, 2024 to Apr 30, 2025
- RAUM · $147M to $0Mar 26, 2024 to Apr 30, 2025
- Advisory employees · 8 to 7Mar 23, 2023 to Mar 26, 2024
- HNW clients · 41 to 42Mar 23, 2023 to Mar 26, 2024
- Individual clients · 22 to 21Mar 23, 2023 to Mar 26, 2024
- Employees · 12 to 8Mar 23, 2023 to Mar 26, 2024
- Discretionary RAUM · $78.9M to $90.8MMar 23, 2023 to Mar 26, 2024
- HNW RAUM · $119M to $137MMar 23, 2023 to Mar 26, 2024
- Individual RAUM · $9.8M to $10.0MMar 23, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $50.3M to $56.2MMar 23, 2023 to Mar 26, 2024
- RAUM · $129M to $147MMar 23, 2023 to Mar 26, 2024
- HNW clients · 46 to 41Nov 21, 2022 to Mar 23, 2023
- Individual clients · 17 to 22Nov 21, 2022 to Mar 23, 2023
- Employees · 11 to 12Nov 21, 2022 to Mar 23, 2023
- Discretionary RAUM · $78.4M to $78.9MNov 21, 2022 to Mar 23, 2023
- HNW RAUM · $130M to $119MNov 21, 2022 to Mar 23, 2023
- Individual RAUM · $9.0M to $9.8MNov 21, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $60.5M to $50.3MNov 21, 2022 to Mar 23, 2023
- RAUM · $139M to $129MNov 21, 2022 to Mar 23, 2023
- Accounts · 51 to 63Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 2 to 8Mar 31, 2021 to Mar 31, 2022
- HNW clients · 35 to 46Mar 31, 2021 to Mar 31, 2022
- Individual clients · 16 to 17Mar 31, 2021 to Mar 31, 2022
- Employees · 4 to 11Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $60.1M to $78.4MMar 31, 2021 to Mar 31, 2022
- HNW RAUM · $111M to $130MMar 31, 2021 to Mar 31, 2022
- Individual RAUM · $9.3M to $9.0MMar 31, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $60.2M to $60.5MMar 31, 2021 to Mar 31, 2022
Signals
13 dated events
- T••••• I••••••••• A••••••• A• reported RAUM $0, down 100% from $146.9M (2024-03-26 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- M••••••• S••••• M•••••• (Chief Compliance Officer) appeared on Schedule A of T••••• I••••••••• A••••••• A•Mar 26, 2024 · Control person joined · fact
- Nmn Ianiv Ofir (Chief Compliance Officer) no longer on Schedule A of T••••• I••••••••• A••••••• A• (listed 2023-03-23, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- Philippe Patrick Marty (Ceo) appeared on Schedule A of T••••• I••••••••• A••••••• A•Nov 21, 2022 · Control person joined · fact
- Nmn Ianiv Ofir (Chief Compliance Officer) appeared on Schedule A of T••••• I••••••••• A••••••• A•Nov 21, 2022 · Control person joined · fact
- Felix Fabian Jenny (Ceo) no longer on Schedule A of T••••• I••••••••• A••••••• A• (listed 2022-06-21, absent 2022-11-21)Nov 21, 2022 · Control person left · inference
- Nmn Gisele Roethlin (Chief Compliance Officer) no longer on Schedule A of T••••• I••••••••• A••••••• A• (listed 2022-06-21, absent 2022-11-21)Nov 21, 2022 · Control person left · inference
- B. M••• W•••••• (Chief Compliance Officer) no longer on Schedule A of T••••• I••••••••• A••••••• A• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Nmn Gisele Roethlin (Chief Compliance Officer) appeared on Schedule A of T••••• I••••••••• A••••••• A•Mar 31, 2022 · Control person joined · fact
- Max Rolf Eberhart (Chief Executive Officer) no longer on Schedule A of T••••• I••••••••• A••••••• A• (listed 2020-06-15, absent 2020-09-08)Sep 8, 2020 · Control person left · inference
- Felix Fabian Jenny (Ceo) appeared on Schedule A of T••••• I••••••••• A••••••• A•Sep 8, 2020 · Control person joined · fact
- B. M••• W•••••• (Chief Compliance Officer) appeared on Schedule A of T••••• I••••••••• A••••••• A•Feb 18, 2019 · Control person joined · fact
- F••••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Dec 13, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 0041 44 304 22 05reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026