DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••••••
Legal name B••••••••• F••• M••••••••• L••••••
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2017 · 10 filings
SEC status approved since Aug 2, 2017
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.9%
$13.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.5B as of Mar 31, 2026
Mar 19, 2018$17.8M then
HNW client RAUM$13.5M as of Mar 31, 2026
Mar 24, 2025$13.5M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 19, 20180 then
Employees (5.A)13 as of Mar 31, 2026
Mar 19, 20186 then
Private funds10 as of Mar 31, 2026
Mar 19, 20181 then
RAUM +73% over the last fiscal year+109% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $60.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +73%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B74%
- Sovereign wealth funds$371M25%
- High-net-worth individuals$13.5M0.9%
- Individual clients
- n/areported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.74 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• P•••• F••• | Hedge Fund | $135M | 70 | Apr 15, 2020 |
| S••••• P•••• F•••no longer reported | Hedge Fund | $39.7M | 25 | Apr 4, 2019 |
| H•••• L••••• M•••••• F••• | Hedge Fund | $31.6M | 2 | Apr 15, 2020 |
| L••••••••• C•••••• G••••• M•••• F•••no longer reported | Hedge Fund | $17.9M | 3 | Jun 29, 2017 |
| S••• G••••• M••••• F••• L•••••• | Hedge Fund | $15.5M | 2 | Apr 15, 2020 |
| S••• G••••• F••• L•••••• | Hedge Fund | $13.6M | 16 | Apr 15, 2020 |
| F••••• G••••• P••••••• I••••••••• F•••no longer reported | Hedge Fund | $7.7M | 5 | Apr 15, 2020 |
| F••••• G••••• P••••••• F••• L••••••no longer reported | Hedge Fund | $7.7M | 5 | Apr 15, 2020 |
| U•••••• C••••• M••••• F••• L•••••• | Hedge Fund | $6.9M | 2 | Apr 17, 2023 |
| U•••••• C••••• F••• L•••••• | Hedge Fund | $6.6M | 1 | Apr 17, 2023 |
| A•••• G••••• O••••••••• M••••• F•••no longer reported | Hedge Fund | $3.2M | 1 | Apr 15, 2020 |
| A•••• G••••• O••••••••• F•••no longer reported | Hedge Fund | $3.2M | 4 | Apr 15, 2020 |
| E••••••• G••••• F••• | Hedge Fund | $1.8M | 7 | Apr 17, 2023 |
| S••• G••••• F••• L• | Hedge Fund | $1.8M | 1 | Apr 17, 2023 |
| U•••••• C••••• F••• L• | Hedge Fund | $339,700 | 1 | Apr 17, 2023 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• W••••••• · Director And Shareholdercontrolsince 05/2016 · owns 50% to 75%
- T•••••• O•••••• · Director And Shareholdercontrolsince 05/2016 · owns 25% to 50%
- M••••••• W••••••• · Shareholdercontrolsince 11/2018 · owns 75% or more of R••• H••••••• L••••••
- M••••••• W••••••• · Shareholdercontrolsince 05/2016 · owns 75% or more of N••••• H••••••• L••••••
- T•••••• O•••••• · Shareholdercontrolsince 05/2016 · owns 75% or more of P•••••• H••••••• L••••••
- T•••••• O•••••• · Shareholdercontrolsince 11/2018 · owns 75% or more of L•• P•••••• H••••••• L••••••
Entity owners
- L•• P•••••• H••••••• L•••••• · Shareholderdirect · owns 75% or more
- N••••• H••••••• L•••••• · Shareholderdirect · owns 50% to 75%
- P•••••• H••••••• L•••••• · Shareholderdirect · owns 50% to 75%
- R••• H••••••• L•••••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 31, 2026institutional share of RAUM of 25% against a peer median of 0% (1506 comparable advisers, 98.0th percentile, 8.6 robust deviations)peers: asset managers, $1B to $5B (1,506) · 98% percentile
- affiliate changedChange between filings · filing Mar 31, 2026insurance affiliate (Item 7.A.10): no on the filing of 2025-03-24, yes on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 41.0% to 25.0% between the annual amendments of 2025-03-24 and 2026-03-31peers: asset managers, $1B to $5B (1,506)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $844,457,156 to $1,458,320,321 (+73.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 91.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 21 to 24Mar 24, 2025 to Mar 31, 2026
- Corporate clients · 2.0 to unsetMar 24, 2025 to Mar 31, 2026
- HNW clients · 8 to 12Mar 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 10 to 11Mar 24, 2025 to Mar 31, 2026
- Private funds · 9 to 10Mar 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $844M to $1.5BMar 24, 2025 to Mar 31, 2026
- HNW RAUM · $13.5M to $13.5MMar 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $487M to $1.1BMar 24, 2025 to Mar 31, 2026
- RAUM · $844M to $1.5BMar 24, 2025 to Mar 31, 2026
- Related insurance company · false to trueMar 24, 2025 to Mar 31, 2026
- Accounts · 16 to 21Apr 8, 2024 to Mar 24, 2025
- Charity clients · 0.0 to unsetApr 8, 2024 to Mar 24, 2025
- Corporate clients · 0 to 2Apr 8, 2024 to Mar 24, 2025
- HNW clients · unset to 8.0Apr 8, 2024 to Mar 24, 2025
- Individual clients · 0.0 to unsetApr 8, 2024 to Mar 24, 2025
- Pension plan clients · 0.0 to unsetApr 8, 2024 to Mar 24, 2025
- Pooled vehicle clients · 9 to 10Apr 8, 2024 to Mar 24, 2025
- Employees · 11 to 13Apr 8, 2024 to Mar 24, 2025
- Financial planning clients · unset to Apr 8, 2024 to Mar 24, 2025
- HQ state · unset to Apr 8, 2024 to Mar 24, 2025
- Discretionary RAUM · $634M to $844MApr 8, 2024 to Mar 24, 2025
- HNW RAUM · unset to 13463613.0Apr 8, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $191M to $487MApr 8, 2024 to Mar 24, 2025
- RAUM · $634M to $844MApr 8, 2024 to Mar 24, 2025
- Accounts · 5 to 16Apr 17, 2023 to Apr 8, 2024
- Advisory employees · 3 to 2Apr 17, 2023 to Apr 8, 2024
- HNW clients · 0.0 to unsetApr 17, 2023 to Apr 8, 2024
- Pooled vehicle clients · 5 to 9Apr 17, 2023 to Apr 8, 2024
- Employees · 13 to 11Apr 17, 2023 to Apr 8, 2024
- Discretionary RAUM · $160M to $634MApr 17, 2023 to Apr 8, 2024
- Pooled vehicle RAUM · $160M to $191MApr 17, 2023 to Apr 8, 2024
- RAUM · $160M to $634MApr 17, 2023 to Apr 8, 2024
- Accounts · 3 to 5Apr 15, 2022 to Apr 17, 2023
- Pooled vehicle clients · 3 to 5Apr 15, 2022 to Apr 17, 2023
- Employees · 10 to 13Apr 15, 2022 to Apr 17, 2023
- Private funds · 4 to 9Apr 15, 2022 to Apr 17, 2023
- Discretionary RAUM · $132M to $160MApr 15, 2022 to Apr 17, 2023
- Pooled vehicle RAUM · $132M to $160MApr 15, 2022 to Apr 17, 2023
- RAUM · $132M to $160MApr 15, 2022 to Apr 17, 2023
- Employees · 8 to 10Mar 30, 2021 to Apr 15, 2022
Signals
4 dated events
- Brooklands reported RAUM $1.5B, up 73% from $844.5M (2025-03-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Brooklands reported RAUM $844.5M, up 33% from $633.5M (2024-04-08 to 2025-03-24)Mar 24, 2025 · RAUM change · derived
- Brooklands reported RAUM $633.5M, up 295% from $160.3M (2023-04-17 to 2024-04-08)Apr 8, 2024 · RAUM change · derived
- Brooklands filed its initial SEC registration (Form ADV)Jun 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B•••••••••FUND.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 44 (0)20 7291 8166reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026