DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• C•••••• L•
Latest filing Mar 31, 2026
First filing on the tape Jun 30, 2021 · 6 filings
SEC status approved since Jul 29, 2021
RAUM
$451M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$451M as of Mar 31, 2026
Mar 31, 2022$399M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)9 as of Mar 31, 2026
Mar 31, 202211 then
Private funds5 as of Mar 31, 2026
Mar 31, 20224 then
RAUM +2.5% over the last fiscal year-2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $90.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$451M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• I• P••••••• L• | Private Equity Fund | $288M | 91 | Mar 31, 2022 |
| S••••••••• 3•• P••••••• L• | Private Equity Fund | $158M | 33 | Mar 31, 2021 |
| S••••••••• H•• I• P••••••• L• | Private Equity Fund | $42.7M | 38 | Jun 30, 2021 |
| S••••••••• I•• P••••••• L• | Private Equity Fund | $2.3M | 6 | Jun 30, 2021 |
| S••••••••• A•••••••• P••••••• L•no longer reported | Private Equity Fund | $0 | 13 | Aug 9, 2017 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• E•••• N••••• · Managing Partnercontrolsince 04/2019 · owns 50% to 75%
- H•••••• D••••••• B••••• · Chief Operating Officer And Managing Directorcontrolsince 04/2022 · owns less than 5%
- H•••• L••••• L•••• · Managing Partner, Chief Compliance Officercontrolsince 05/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- S••••••••• C•••••• P••••••• I• G• L•pooled vehicle sponsorn
- S••••••••• C•••••• P••••••• I• G• L•pooled vehicle sponsorn
- S••••••••• C•••••• P••••••• I•• G• L•pooled vehicle sponsorn
- S••••••••• C•••••• P••••••• I• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 7 to 8Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 5Mar 31, 2025 to Mar 31, 2026
- Employees · 8 to 9Mar 31, 2025 to Mar 31, 2026
- Private funds · 4 to 5Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $440M to $451MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $440M to $451MMar 31, 2025 to Mar 31, 2026
- RAUM · $440M to $451MMar 31, 2025 to Mar 31, 2026
- Advisory employees · 9 to 7Mar 22, 2024 to Mar 31, 2025
- Employees · 10 to 8Mar 22, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $491M to $440MMar 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $491M to $440MMar 22, 2024 to Mar 31, 2025
- RAUM · $491M to $440MMar 22, 2024 to Mar 31, 2025
- Advisory employees · 10 to 9Mar 31, 2023 to Mar 22, 2024
- Employees · 11 to 10Mar 31, 2023 to Mar 22, 2024
- Discretionary RAUM · $486M to $491MMar 31, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $486M to $491MMar 31, 2023 to Mar 22, 2024
- RAUM · $486M to $491MMar 31, 2023 to Mar 22, 2024
- Discretionary RAUM · $399M to $486MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $399M to $486MMar 31, 2022 to Mar 31, 2023
- RAUM · $399M to $486MMar 31, 2022 to Mar 31, 2023
- Accounts · 3 to 4Jun 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4Jun 30, 2021 to Mar 31, 2022
- Employees · 10 to 11Jun 30, 2021 to Mar 31, 2022
- Private funds · 6 to 4Jun 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $273M to $399MJun 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $273M to $399MJun 30, 2021 to Mar 31, 2022
- RAUM · $273M to $399MJun 30, 2021 to Mar 31, 2022
Signals
3 dated events
- Baxter Douglas Hirsch (Chief Operating Officer And Managing Director) appeared on Schedule A of S••••••••• C•••••• L•Mar 22, 2024 · Control person joined · fact
- S••••••••• C•••••• L• reported RAUM $398.8M, up 46% from $272.7M (2021-06-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- S••••••••• C•••••• L• filed its initial SEC registration (Form ADV)Jun 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- S••••••••• C•••••• L• · Private Equityshared crd · organization
- S••••••••• C•••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S•••••••••LP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-430-2200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026