DFX Intelligence
RIA Intelligence
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SEC-registered adviser
C•••••• C••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Dec 21, 2016 · 19 filings
SEC status approved since Feb 10, 2017
RAUM
$21B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
274
156 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
1
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$21B as of Mar 31, 2026
Mar 26, 2018$1.3B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20180 then
Employees (5.A)274 as of Mar 31, 2026
Mar 26, 201823 then
Private funds1 as of Mar 31, 2026
Mar 26, 20181 then
RAUM +5.8% over the last fiscal year+10% a year over threeIARs 0 to 0offices 10 to 11
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.9BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $21B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$21B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• M••••• F•••• L• | Hedge Fund | $19B | 379 | May 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• K••••• A•••• · Principal / Limited Partnercontrolsince 05/2016 · owns 25% to 50%
- B•••••• R••••••• P••• · Chief Operating Officercontrolsince 12/2016 · owns less than 5%
- H••••••• T••••••• M•••••• · Chief Financial Officercontrolsince 12/2016 · owns less than 5%
- M••••••• E•••••• M•••••• · Principal / Limited Partnercontrolsince 05/2016 · owns 25% to 50%
- W••••• A•••• L•••• · Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- A•••••• K••••• A•••• · Managing Membercontrolsince 05/2016 · owns F of C•••••• C•••••• G•• L••
- M••••••• E•••••• M•••••• · Managing Membercontrolsince 05/2016 · owns F of C•••••• C•••••• G•• L••
Entity owners
- C•••••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•••••• C•••••• A••• P••• L••bankn
- C•••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom30 employees
- Summit, NJ12 employees
- El Segundo, CA7 employees
- Raffles Place, Singapore6 employees
- Central, Hong Kong, China4 employees
- Paris, France4 employees
- San Mateo, CA4 employees
- Mill Valley, CA4 employees
- West Palm Beach, FL4 employees
- Nashville, TN3 employees
- Santa Monica, CA2 employees
- Westport, CT1 employees
- Castle Rock, CO1 employees
- Montgomery, TX1 employees
- Northbrook, IL1 employees
- Northbrook, IL1 employees
- Savannah, GA1 employees
- Atlanta, GA1 employees
What changed
consecutive filings, newest first
- Assets in custody · $19B to $21BJan 13, 2026 to Mar 31, 2026
- Employees · 282 to 274Jan 13, 2026 to Mar 31, 2026
- Other offices · 10 to 11Jan 13, 2026 to Mar 31, 2026
- Discretionary RAUM · $19B to $21BJan 13, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $19B to $21BJan 13, 2026 to Mar 31, 2026
- RAUM · $19B to $21BJan 13, 2026 to Mar 31, 2026
- Advisory employees · 148 to 156May 1, 2024 to Mar 31, 2025
- Assets in custody · $0 to $19BMay 1, 2024 to Mar 31, 2025
- Employees · 271 to 282May 1, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 1, 2024 to Mar 31, 2025
- Other offices · 18 to 10May 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $19B to $19BMay 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $19B to $19BMay 1, 2024 to Mar 31, 2025
- RAUM · $19B to $19BMay 1, 2024 to Mar 31, 2025
- Related bank · true to falseMay 1, 2024 to Mar 31, 2025
- Advisory employees · 112 to 148Mar 31, 2023 to Mar 28, 2024
- Employees · 206 to 271Mar 31, 2023 to Mar 28, 2024
- Other offices · 13 to 18Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $15B to $19BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $15B to $19BMar 31, 2023 to Mar 28, 2024
- RAUM · $15B to $19BMar 31, 2023 to Mar 28, 2024
- Employees · 129 to 206Mar 31, 2022 to Mar 31, 2023
- Other offices · 1 to 13Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 82 to 112Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $17B to $15BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $17B to $15BMar 31, 2022 to Mar 31, 2023
- RAUM · $17B to $15BMar 31, 2022 to Mar 31, 2023
- Related bank · false to trueMar 31, 2022 to Mar 31, 2023
- Advisory employees · 50 to 82Mar 29, 2021 to Mar 31, 2022
- Employees · 82 to 129Mar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $11B to $17BMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $11B to $17BMar 29, 2021 to Mar 31, 2022
- RAUM · $11B to $17BMar 29, 2021 to Mar 31, 2022
- Advisory employees · 34 to 50Mar 27, 2020 to Mar 29, 2021
- Employees · 53 to 82Mar 27, 2020 to Mar 29, 2021
- Discretionary RAUM · $3.2B to $11BMar 27, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $3.2B to $11BMar 27, 2020 to Mar 29, 2021
- RAUM · $3.2B to $11BMar 27, 2020 to Mar 29, 2021
- Advisory employees · 26 to 34Feb 5, 2020 to Mar 27, 2020
- Employees · 38 to 53Feb 5, 2020 to Mar 27, 2020
Signals
12 dated events
- C•••••• C••••••• L• reported 10 offices beyond its principal office, down from 18 (2024-05-01 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- Lewis Alan Weiss (Chief Compliance Officer) appeared on Schedule A of C•••••• C••••••• L•May 1, 2024 · Control person joined · fact
- Joseph James Murray (Chief Compliance Officer) no longer on Schedule A of C•••••• C••••••• L• (listed 2024-03-28, absent 2024-05-01)May 1, 2024 · Control person left · inference
- C•••••• C••••••• L• reported 18 offices beyond its principal office, up from 13 (2023-03-31 to 2024-03-28)Mar 28, 2024 · Office count change · derived
- C•••••• C••••••• L• reported 13 offices beyond its principal office, up from 1 (2022-03-31 to 2023-03-31)Mar 31, 2023 · Office count change · derived
- C•••••• C••••••• L• reported RAUM $16.6B, up 47% from $11.3B (2021-03-29 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- C•••••• C••••••• L• reported RAUM $11.3B, up 253% from $3.2B (2020-03-27 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- C•••••• C••••••• L• reported RAUM $3.2B, up 69% from $1.9B (2020-02-05 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Joseph James Murray (Chief Compliance Officer) appeared on Schedule A of C•••••• C••••••• L•Feb 5, 2020 · Control person joined · fact
- C•••••• C••••••• L• reported RAUM $1.9B, up 44% from $1.3B (2018-10-05 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- C•••••• C••••••• L• reported RAUM $1.3B, up 283% from $344.4M (2017-05-31 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
- C•••••• C••••••• L• filed its initial SEC registration (Form ADV)Dec 21, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/C••••••-CAPITALreportedpublic record, Form ADV, Sep 21, 2026
- Website
- C••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-554-4180reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026