DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Digital Alpha Advisors, LLC
Latest filing Jun 18, 2026
First filing on the tape Jun 28, 2019 · 17 filings
SEC status approved since Jul 29, 2019
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
13
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$2.4B as of Jun 18, 2026
Mar 30, 2020$302M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 18, 2026
Mar 30, 20200 then
Employees (5.A)13 as of Jun 18, 2026
Mar 30, 20208 then
Private funds13 as of Jun 18, 2026
Mar 30, 20202 then
RAUM +0.4% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $184MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Digital Alpha Fund II-A, LP | Private Equity Fund | $690M | 67 | Mar 31, 2021 |
| Digital Alpha Fund II, LP | Private Equity Fund | $387M | 113 | Mar 31, 2021 |
| Digital Alpha Fund A, LP | Private Equity Fund | $285M | 34 | Aug 3, 2017 |
| Digital Alpha Fund, LP | Private Equity Fund | $151M | 38 | Aug 3, 2017 |
| Digital Alpha Solutions Fund, L.P. | Private Equity Fund | $130M | 10 | Mar 31, 2023 |
| Digital Alpha Overflow Fund 1, LP | Private Equity Fund | $100M | 2 | Mar 31, 2021 |
| Digital Alpha Overflow Fund 2, LP | Private Equity Fund | $40.5M | 3 | Mar 31, 2021 |
| Da Energybox Holdings 1, LP | Private Equity Fund | $29.6M | 2 | Mar 31, 2022 |
| Digital Alpha Fund III, LP | Private Equity Fund | $0 | 0 | Mar 31, 2024 |
| Digital Alpha Fund III Scsp | Private Equity Fund | $0 | 0 | Mar 31, 2024 |
| Digital Alpha Fund III-A, LP | Private Equity Fund | $0 | 0 | Mar 31, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Rick Shrotri · Managing Member / Chief Compliance Officercontrolsince 01/2017 · owns less than 5%
- Rick Shrotri · Ownercontrolsince 11/2016 · owns 75% or more of Rs Capital LLC
Entity owners
- Rs Capital LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Digital Alpha Gp II, LPpooled vehicle sponsorn
- Digital Alpha Gp III, LPpooled vehicle sponsorn
- Digital Alpha Gp III, S.A.R.L.pooled vehicle sponsorn
- Digital Alpha Gp, LPpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA5 employees
- San Juan, PR1 employees
What changed
consecutive filings, newest first
- Advisory employees · 12 to 9Aug 15, 2025 to Mar 31, 2026
- Assets in custody · $1.9B to $0Aug 15, 2025 to Mar 31, 2026
- Employees · 18 to 13Aug 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.4B to $2.4BAug 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.4B to $2.4BAug 15, 2025 to Mar 31, 2026
- RAUM · $2.4B to $2.4BAug 15, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 19, 2025
- Accounts · 11 to 13Jan 17, 2025 to Mar 31, 2025
- Advisory employees · 9 to 12Jan 17, 2025 to Mar 31, 2025
- Pooled vehicle clients · 8 to 13Jan 17, 2025 to Mar 31, 2025
- Assets in custody · $1.8B to $1.9BJan 17, 2025 to Mar 31, 2025
- Private funds · 11 to 13Jan 17, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.8B to $2.4BJan 17, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $1.8B to $2.4BJan 17, 2025 to Mar 31, 2025
- RAUM · $1.8B to $2.4BJan 17, 2025 to Mar 31, 2025
- Accounts · 8 to 11Mar 31, 2023 to Mar 31, 2024
- Assets in custody · $1.4B to $1.8BMar 31, 2023 to Mar 31, 2024
- Employees · 17 to 18Mar 31, 2023 to Mar 31, 2024
- Other offices · 0 to 2Mar 31, 2023 to Mar 31, 2024
- Private funds · 8 to 11Mar 31, 2023 to Mar 31, 2024
- Discretionary RAUM · $1.4B to $1.8BMar 31, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $1.4B to $1.8BMar 31, 2023 to Mar 31, 2024
- RAUM · $1.4B to $1.8BMar 31, 2023 to Mar 31, 2024
- Accounts · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 7 to 9Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.0B to $1.4BMar 31, 2022 to Mar 31, 2023
- Employees · 13 to 17Mar 31, 2022 to Mar 31, 2023
- Private funds · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.0B to $1.4BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.0B to $1.4BMar 31, 2022 to Mar 31, 2023
- RAUM · $1.0B to $1.4BMar 31, 2022 to Mar 31, 2023
- Accounts · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 8 to 7Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $1.2B to $1.0BMar 31, 2021 to Mar 31, 2022
- Employees · 11 to 13Mar 31, 2021 to Mar 31, 2022
- Other offices · 1 to 0Mar 31, 2021 to Mar 31, 2022
- Private funds · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.2B to $1.0BMar 31, 2021 to Mar 31, 2022
Signals
5 dated events
- Digital Alpha Advisors, Llc reported RAUM $2.4B, up 31% from $1.8B (2025-01-17 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Digital Alpha Advisors, Llc reported RAUM $1.8B, up 28% from $1.4B (2023-03-31 to 2024-03-31)Mar 31, 2024 · RAUM change · derived
- Digital Alpha Advisors, Llc reported RAUM $1.4B, up 38% from $1.0B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Digital Alpha Advisors, Llc reported RAUM $1.2B, up 313% from $302.5M (2020-04-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Digital Alpha Advisors, Llc filed its initial SEC registration (Form ADV)Jun 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Digital Alpha Advisors, LLC · Independent Sponsorsshared crd · capital_provider
- Digital Alpha Advisors, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/DIGITAL-ALPHA-ADVISORS/ABOUTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- DIGITALALPHA.NETreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (408) 660-7014reportedpublic record, Form ADV, Jun 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026