DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• E••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 3, 2021 · 8 filings
SEC status approved since Jul 2, 2021
RAUM
$851M
reported, Item 5.F
Discretionary
61%
of RAUM
Private clients
13%
$109M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$851M as of Mar 31, 2026
Mar 31, 2022$150M then
HNW client RAUM$108M as of Mar 31, 2026
Mar 31, 2022$12.0M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)10 as of Mar 31, 2026
Mar 31, 20227 then
Private funds4 as of Mar 31, 2026
Mar 31, 20223 then
RAUM +46% over the last fiscal year+65% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $26.9MderivedHNW RAUM over HNW clients
- Average account
- $56.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 61%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$408M79%
- High-net-worth individuals$108M21%
- Individuals$1.5M0.3%
- Individual clients
- 2reported
- HNW clients
- 4reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.13 fund_share=0.48 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• G••••• S••• C•• S••••••• •••••• 4••• N•••• D•• 2••• | Other Private Fund | $11.9M | 15 | Apr 23, 2021 |
| B•••••• F•• •••••••••no longer reported | Hedge Fund | $5.0M | 0 | Jul 7, 2020 |
| A••••••• A••••• ••••••••• | Hedge Fund | $4.0M | 9 | Jul 7, 2020 |
| A••••• G••••• S••• C••• ••••••••• | Hedge Fund | $2.1M | 4 | Jul 7, 2020 |
| A••••• E••••••• A•• F••••••• S••• C•• M••••• F•••• L•••no longer reported | Hedge Fund | $116,000 | 1 | Jun 9, 2017 |
Owners and control persons
Schedule A and B, latest filing
- G•••• S•••••• A•••••••• H• · Managing Director, Portfolio Manager & Ccocontrolsince 11/2016 · owns 75% or more
Related persons
Schedule D 7.A
- A••••• E••••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Mclean, VA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 15.0 to 10.0 (-33.0%) between the annual amendments of 2025-04-09 and 2026-03-31; the peer median change was -6.0% (27 comparable advisers, 8.0th percentile of changes)peers: other advisers, $500M to $1B (27) · 7.7% percentile
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 68.0% to 0.0% between the annual amendments of 2025-04-09 and 2026-03-31peers: other advisers, $500M to $1B (95)
What changed
consecutive filings, newest first
- Accounts · 17 to 15Apr 9, 2025 to Mar 31, 2026
- Advisory employees · 1 to 0Apr 9, 2025 to Mar 31, 2026
- Corporate clients · 3.0 to unsetApr 9, 2025 to Mar 31, 2026
- HNW clients · 6 to 4Apr 9, 2025 to Mar 31, 2026
- Individual clients · unset to 2.0Apr 9, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6.0 to unsetApr 9, 2025 to Mar 31, 2026
- Employees · 15 to 10Apr 9, 2025 to Mar 31, 2026
- HQ city · MONTERREY, NL to MCLEANApr 9, 2025 to Mar 31, 2026
- HQ state · to VAApr 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $383M to $517MApr 9, 2025 to Mar 31, 2026
- HNW RAUM · $101M to $108MApr 9, 2025 to Mar 31, 2026
- Individual RAUM · unset to 1466297.0Apr 9, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $200M to $334MApr 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · 82720000.0 to unsetApr 9, 2025 to Mar 31, 2026
- RAUM · $583M to $851MApr 9, 2025 to Mar 31, 2026
- Accounts · 14 to 17Apr 1, 2024 to Apr 9, 2025
- Corporate clients · unset to 3.0Apr 1, 2024 to Apr 9, 2025
- HNW clients · 4 to 6Apr 1, 2024 to Apr 9, 2025
- Pooled vehicle clients · 4 to 6Apr 1, 2024 to Apr 9, 2025
- Financial planning clients · unset to Apr 1, 2024 to Apr 9, 2025
- HQ state · unset to Apr 1, 2024 to Apr 9, 2025
- Private funds · 3 to 4Apr 1, 2024 to Apr 9, 2025
- Discretionary RAUM · $290M to $383MApr 1, 2024 to Apr 9, 2025
- HNW RAUM · $40.0M to $101MApr 1, 2024 to Apr 9, 2025
- Non-discretionary RAUM · $0 to $200MApr 1, 2024 to Apr 9, 2025
- Pooled vehicle RAUM · $70.0M to $82.7MApr 1, 2024 to Apr 9, 2025
- RAUM · $290M to $583MApr 1, 2024 to Apr 9, 2025
- Accounts · 15 to 14Apr 19, 2023 to Apr 1, 2024
- Advisory employees · 9 to 1Apr 19, 2023 to Apr 1, 2024
- HNW clients · 10 to 4Apr 19, 2023 to Apr 1, 2024
- Employees · 9 to 15Apr 19, 2023 to Apr 1, 2024
- Discretionary RAUM · $188M to $290MApr 19, 2023 to Apr 1, 2024
- HNW RAUM · $53.9M to $40.0MApr 19, 2023 to Apr 1, 2024
- Pooled vehicle RAUM · $58.6M to $70.0MApr 19, 2023 to Apr 1, 2024
- RAUM · $188M to $290MApr 19, 2023 to Apr 1, 2024
- Accounts · 12 to 15Mar 31, 2022 to Apr 3, 2023
- Advisory employees · 7 to 9Mar 31, 2022 to Apr 3, 2023
- HNW clients · 5 to 10Mar 31, 2022 to Apr 3, 2023
- Individual clients · 1.0 to unsetMar 31, 2022 to Apr 3, 2023
- Pension plan clients · 2.0 to unsetMar 31, 2022 to Apr 3, 2023
Signals
4 dated events
- A••••• E••••• M••••••••• L•• reported RAUM $851.1M, up 46% from $582.9M (2025-04-09 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A••••• E••••• M••••••••• L•• reported RAUM $582.9M, up 101% from $290.0M (2024-04-01 to 2025-04-09)Apr 9, 2025 · RAUM change · derived
- A••••• E••••• M••••••••• L•• reported RAUM $290.0M, up 54% from $188.2M (2023-04-19 to 2024-04-01)Apr 1, 2024 · RAUM change · derived
- A••••• E••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aztlan-equity-management-llc/?viewAsMemreportedpublic record, Form ADV, Sep 19, 2026
- Website
- Aztlanetfs.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 01-703-47-8020reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026