DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fc Wealth Solutions LLC
Latest filing Apr 14, 2026
First filing on the tape Jul 6, 2023 · 4 filings
SEC status approved since Jan 5, 2024
RAUM
$101M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$92.3M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$25.3M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$101M as of Apr 14, 2026
May 1, 2025$199M then
HNW client RAUM$58.3M as of Apr 14, 2026
May 1, 2025$45.0M then
State-registered IARs (5.B.3)0 as of Apr 14, 2026
May 1, 20250 then
Employees (5.A)4 as of Apr 14, 2026
May 1, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $25.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $242,788derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$58.3M58%
- Individuals$34.0M34%
- Corporations and businesses$5.5M5.4%
- Pension and profit-sharing plans$3.2M3.2%
- Individual clients
- 118reported
- HNW clients
- 30reported
- Pension plan clients
- 11reported
- Charitable clients
- 0reported
- Accounts
- 416reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Wayne Fickell | Westerville, Oh | Feb 24, 2017 | 24 y | 1 |
| Craig Robert Cavicchia | Westerville, Oh | Mar 2, 2017 | 15 y | 5 |
| Christopher Roger Cassiere | Westerville, Oh | Dec 11, 2020 | 18 y | 1 |
| Christopher Richard Combs | Westerville, Oh | Sep 16, 2024 | 32 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Christopher Richard Combs to Cambridge Investment Research Advisors, Inc.Dec 21, 2021 · Other
Joined, latest
- Christopher Richard Combs from Cambridge Investment Research Advisors, Inc.Sep 16, 2024 · Other
- Christopher Roger Cassiere from Shoker InvestmentsDec 11, 2020 · Other
- Christopher Richard Combs from Cambridge Investment Research Advisors, Inc.May 2, 2017 · Other
- Craig Robert Cavicchia from Northwest Asset ManagementMar 2, 2017 · Other
- Michael Wayne Fickell from Osaic Fa, Inc.Feb 24, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Craig Cavicchia · Partner & Chief Compliance Officercontrolsince 10/2016 · owns 50% to 75%
- Wayne Michael Fickell · Partner & Chief Investment Officercontrolsince 10/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westerville, Oh · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 355 to 416May 1, 2025 to Apr 14, 2026
- Corporate clients · 1 to 4May 1, 2025 to Apr 14, 2026
- HNW clients · 23 to 30May 1, 2025 to Apr 14, 2026
- Individual clients · 120 to 118May 1, 2025 to Apr 14, 2026
- Pension plan clients · 0 to 11May 1, 2025 to Apr 14, 2026
- Discretionary RAUM · $199M to $101MMay 1, 2025 to Apr 14, 2026
- HNW RAUM · $45.0M to $58.3MMay 1, 2025 to Apr 14, 2026
- Individual RAUM · $29.0M to $34.0MMay 1, 2025 to Apr 14, 2026
- Pension RAUM · $0 to $3.2MMay 1, 2025 to Apr 14, 2026
- RAUM · $199M to $101MMay 1, 2025 to Apr 14, 2026
- Accounts · 299 to 355Jan 4, 2024 to May 1, 2025
- Advisory employees · 3 to 4Jan 4, 2024 to May 1, 2025
- Corporate clients · 2 to 1Jan 4, 2024 to May 1, 2025
- HNW clients · 18 to 23Jan 4, 2024 to May 1, 2025
- Individual clients · 86 to 120Jan 4, 2024 to May 1, 2025
- Employees · 3 to 4Jan 4, 2024 to May 1, 2025
- Financial planning clients · 51-100 to 101-250Jan 4, 2024 to May 1, 2025
- State-registered IARs · 3 to 0Jan 4, 2024 to May 1, 2025
- Discretionary RAUM · $326M to $199MJan 4, 2024 to May 1, 2025
- HNW RAUM · $23.0M to $45.0MJan 4, 2024 to May 1, 2025
- Individual RAUM · $25.0M to $29.0MJan 4, 2024 to May 1, 2025
- RAUM · $326M to $199MJan 4, 2024 to May 1, 2025
Signals
2 dated events
- Fc Wealth Solutions Llc reported RAUM $199.4M, down 39% from $326.0M (2024-01-04 to 2025-05-01)May 1, 2025 · RAUM change · derived
- Fc Wealth Solutions Llc filed its initial SEC registration (Form ADV)Jul 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fcwealthsolutions.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- kristie@fcwealthsolutions.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 614-212-1015reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 614-746-4411reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 614-822-9559reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/FCWEALTHSOLUTIONSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FCWEALTHSOLUTIONS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (614) 212-1015reportedpublic record, Form ADV, Apr 14, 2026
- Contact form
- fcwealthsolutions.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- fcwealthsolutions.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $25.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026