DFX Intelligence
RIA Intelligence
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SEC-registered adviser
A•••• I••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Jan 4, 2017 · 14 filings
SEC status approved since Jan 19, 2017
RAUM
$9.3B
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
97
89 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$9.3B as of Mar 30, 2026
Mar 29, 2018$3.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20180 then
Employees (5.A)97 as of Mar 30, 2026
Mar 29, 201833 then
Private funds3 as of Mar 30, 2026
Mar 29, 20183 then
RAUM +12% over the last fiscal year+6.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $403MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $9.3B, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 23reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.3B for 23 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• U• I•• L• | Hedge Fund | $2.9B | 13 | Sep 1, 2016 |
| A•••• I••••••••• N• I• L• | Hedge Fund | $2.2B | 89 | Sep 1, 2016 |
| A•••• I••••••••• C••••• I• ••••• L•••••• P••••••••• | Hedge Fund | $989M | 13 | Mar 3, 2017 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• P••••• · President, Ceo & Directorcontrolsince 04/2009 · owns less than 5%
- C••••••• J•••• F••••• · Vp & Senior Investment Directorcontrolsince 02/2009 · owns 5% to 10%
- C••••••••• D•••••• · Chief Asset Management And Valuation Officercontrolsince 04/2022 · owns 5% to 10%
- G••••• M••••••••• · Directorcontrolsince 07/2008 · owns 10% to 25%
- L••••••••• J••• E••• · Svp, General Counsel, Secretary & Chiefcompliance Officercontrolsince 05/2016 · owns less than 5%
- M••••••• S••••••• · President, Coo & Directorcontrolsince 03/2010 · owns less than 5%
- S•••••• A•••• · Vp Financecontrolsince 01/2011 · owns less than 5%
- V•••••• T•••••• · Directorcontrolsince 06/2017 · owns less than 5%
- A•••••• P••••• · Shareholdercontrolsince 11/2008 · owns 75% or more of G•••••• D••••••••• A•••• I• I•••
- M••••••• S••••••• · Shareholdercontrolsince 03/2020 · owns 75% or more of S•••• C•••••• I•••
- L••••••• S•••••• · Senior Vp, Responsible Investmentsince 04/2021 · owns less than 5%
Entity owners
- G•••••• D••••••••• A•••• I• I••• · Shareholderdirect · owns 25% to 50%
- S•••• C•••••• I••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A•••••• U• I•• P•••••• I•••investment adviserbankpooled vehicle sponsory
- A•••• C••••• I• ••••• P•••••• I•••investment adviserbankpooled vehicle sponsory
- A•••• I••••••••• U• I•••investment adviserbankpooled vehicle sponsoryRAUM $5.8B
- A•••• N• I• P•••••• I•••investment adviserbankpooled vehicle sponsory
Advisers that list A•••• I••••••••• I••• as a related person
- 168164 y
Offices
Schedule D 1.F, the 25 largest
- Toronto, Ontario, Canada7 employees
What changed
consecutive filings, newest first
- Accounts · 22 to 23Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 87 to 89Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 22 to 23Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $8.3B to $9.3BMar 28, 2025 to Mar 30, 2026
- Employees · 95 to 97Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $7.0B to $8.0BMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.3B to $1.3BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $8.3B to $9.3BMar 28, 2025 to Mar 30, 2026
- RAUM · $8.3B to $9.3BMar 28, 2025 to Mar 30, 2026
- Accounts · 19 to 22Jul 1, 2024 to Mar 28, 2025
- Advisory employees · 48 to 87Jul 1, 2024 to Mar 28, 2025
- Pooled vehicle clients · 19 to 22Jul 1, 2024 to Mar 28, 2025
- Assets in custody · $8.1B to $8.3BJul 1, 2024 to Mar 28, 2025
- Employees · 78 to 95Jul 1, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jul 1, 2024 to Mar 28, 2025
- HQ state · unset to Jul 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $7.0B to $7.0BJul 1, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.1B to $1.3BJul 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.1B to $8.3BJul 1, 2024 to Mar 28, 2025
- RAUM · $8.1B to $8.3BJul 1, 2024 to Mar 28, 2025
- Accounts · 15 to 19Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 43 to 48Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 15 to 19Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $7.6B to $8.1BMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $6.3B to $7.0BMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $1.3B to $1.1BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $7.6B to $8.1BMar 31, 2023 to Mar 29, 2024
- RAUM · $7.6B to $8.1BMar 31, 2023 to Mar 29, 2024
- Advisory employees · 36 to 43Apr 20, 2022 to Mar 31, 2023
- Assets in custody · $6.9B to $7.6BApr 20, 2022 to Mar 31, 2023
- Employees · 60 to 78Apr 20, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.5B to $6.3BApr 20, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.4B to $1.3BApr 20, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $6.9B to $7.6BApr 20, 2022 to Mar 31, 2023
- RAUM · $6.9B to $7.6BApr 20, 2022 to Mar 31, 2023
- Advisory employees · 34 to 36Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $5.3B to $6.9BMar 31, 2021 to Mar 31, 2022
- Employees · 57 to 60Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $3.9B to $5.5BMar 31, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $1.4B to $1.4BMar 31, 2021 to Mar 31, 2022
Signals
3 dated events
- A•••• I••••••••• I••• reported RAUM $6.9B, up 31% from $5.3B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A•••• I••••••••• I••• reported RAUM $3.1B, up 49% from $2.1B (2017-09-21 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- A•••• I••••••••• I••• filed its initial SEC registration (Form ADV)Jan 4, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A••••INFRA.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 514-954-6722reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026