DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• B•• P•••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Jun 24, 2020 · 16 filings
SEC status approved since Jul 24, 2020
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.1B as of Jul 30, 2026
Mar 26, 2021$313M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 26, 20210 then
Employees (5.A)9 as of Jul 30, 2026
Mar 26, 20215 then
Private funds4 as of Jul 30, 2026
Mar 26, 20212 then
RAUM +36% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $263MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••• B•• F••• I•• L• | Private Equity Fund | $353M | 93 | Jun 24, 2020 |
| T••••• B•• F••• I• L• | Private Equity Fund | $241M | 34 | Jan 21, 2017 |
| T••••• B•• F••• I••• L• | Private Equity Fund | $95.4M | 14 | Mar 28, 2024 |
| T••••• B•• F••• I•••• L• | Private Equity Fund | $32.7M | 5 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H••••• P••••••• D••••• · Chief Compliance Officercontrolsince 10/2020 · owns less than 5%
- M•••••• E••••• D•••••• · Chief Financial Officercontrolsince 01/2018 · owns less than 5%
- W••••• J•••••• A• · Managing Partnercontrolsince 10/2016 · owns 75% or more
Related persons
Schedule D 7.A
- T••••• B•• F••• I• G•• L•pooled vehicle sponsory
- T••••• B•• F••• I• G•• L•pooled vehicle sponsory
- T••••• B•• F••• I•• G•• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 9May 23, 2025 to Mar 20, 2026
- Employees · 8 to 9May 23, 2025 to Mar 20, 2026
- Discretionary RAUM · $772M to $1.1BMay 23, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $772M to $1.1BMay 23, 2025 to Mar 20, 2026
- RAUM · $772M to $1.1BMay 23, 2025 to Mar 20, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to May 23, 2025
- Advisory employees · 7 to 8Jun 10, 2024 to Mar 31, 2025
- Employees · 7 to 8Jun 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $722M to $772MJun 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $722M to $772MJun 10, 2024 to Mar 31, 2025
- RAUM · $722M to $772MJun 10, 2024 to Mar 31, 2025
- Accounts · 2 to 4Aug 21, 2023 to Mar 28, 2024
- Pooled vehicle clients · 2 to 4Aug 21, 2023 to Mar 28, 2024
- Private funds · 2 to 4Aug 21, 2023 to Mar 28, 2024
- Discretionary RAUM · $581M to $722MAug 21, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $581M to $722MAug 21, 2023 to Mar 28, 2024
- RAUM · $581M to $722MAug 21, 2023 to Mar 28, 2024
- Advisory employees · 6 to 7Jun 22, 2022 to Mar 16, 2023
- Employees · 6 to 7Jun 22, 2022 to Mar 16, 2023
- Discretionary RAUM · $581M to $581MJun 22, 2022 to Mar 16, 2023
- Pooled vehicle RAUM · $581M to $581MJun 22, 2022 to Mar 16, 2023
- RAUM · $581M to $581MJun 22, 2022 to Mar 16, 2023
- Advisory employees · 5 to 6Jun 2, 2021 to Mar 24, 2022
- Employees · 5 to 6Jun 2, 2021 to Mar 24, 2022
- Discretionary RAUM · $313M to $581MJun 2, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $313M to $581MJun 2, 2021 to Mar 24, 2022
- RAUM · $313M to $581MJun 2, 2021 to Mar 24, 2022
- Advisory employees · 4 to 5Nov 3, 2020 to Mar 26, 2021
- Employees · 4 to 5Nov 3, 2020 to Mar 26, 2021
- Discretionary RAUM · $211M to $313MNov 3, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $211M to $313MNov 3, 2020 to Mar 26, 2021
- RAUM · $211M to $313MNov 3, 2020 to Mar 26, 2021
- Private funds · 4 to 2Jun 24, 2020 to Nov 3, 2020
Signals
6 dated events
- T••••• B•• P•••••••• L•• reported RAUM $1.1B, up 36% from $771.7M (2025-05-23 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- T••••• B•• P•••••••• L•• reported RAUM $581.1M, up 85% from $313.4M (2021-06-02 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- D•••••• E•••• M••••• (Chief Financial Officer) appeared on Schedule A of T••••• B•• P•••••••• L••Mar 24, 2022 · Control person joined · fact
- T••••• B•• P•••••••• L•• reported RAUM $313.4M, up 49% from $210.9M (2020-11-03 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- D••••• P•••••• H•••• (Chief Compliance Officer) appeared on Schedule A of T••••• B•• P•••••••• L••Mar 26, 2021 · Control person joined · fact
- T••••• B•• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 24, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••••• B•• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T••••• B•• P•••••••• L•• · Private Equityshared crd · organization
- T••••• B•• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T•••••BAYPARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 513-898-0500reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026