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SEC-registered adviser

L••••• P•••• C••••••

Asset manager (funds and pooled vehicles)Miami, FloridaCRD 286689SEC 801-112110website IAPD

Legal name L••••• P•••• C••••••• I•••

Latest filing Mar 30, 2026

First filing on the tape Nov 2, 2017 · 17 filings

SEC status approved since Dec 4, 2017

RAUM

$1.6B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

28 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$1.6B as of Mar 30, 2026

Mar 30, 2018$110M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 30, 20180 then

Employees (5.A)43 as of Mar 30, 2026

Mar 30, 20186 then

Private funds4 as of Mar 30, 2026

Mar 30, 20181 then

RAUM +4.6% over the last fiscal year+11% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $396MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +4.6%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.6B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
L••••• P•••• S•••••• H•••••• D••• F••• I•• L•••	Other Private Fund	$525M	60	Mar 30, 2020
L••••• P•••• P•••••• C••••• F••• I••• L•••	Other Private Fund	$357M	23	Mar 31, 2023
L••••• P•••• P•••••• C••••• F•••• L•••	Other Private Fund	$294M	74	Feb 10, 2017
L••••• P•••• S••••• M••••••• F•••• L•••	Other Private Fund	$186M	3	Mar 31, 2022

Owners and control persons

Schedule A and B, latest filing

C•••••••• D•••••• R••••• · Executive Managing Director, Principalcontrol
since 05/2015 · owns 25% to 50%
M••••• E•••• · General Counsel And Chief Compliance Officercontrol
since 06/2024 · owns less than 5%
S••••• E•••• M••••• · Chief Executive Officer, Managing Partner, Principalcontrol
since 05/2015 · owns 50% to 75%
W••••• J•••• G••••• · Chief Financial Officer
since 01/2017 · owns less than 5%

Related persons

Schedule D 7.A

L•• G• I•• L••
pooled vehicle sponsorn
L•• G• I••• L••
bankpooled vehicle sponsorn
L•• G• S••••• M••••••• F•••• L••
bankpooled vehicle sponsorn
L•• G•• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Miami, FL5 employees

What changed

consecutive filings, newest first

Advisory employees · 26 to 28
Mar 28, 2025 to Mar 30, 2026
Employees · 40 to 43
Mar 28, 2025 to Mar 30, 2026
Discretionary RAUM · $1.5B to $1.6B
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $1.5B to $1.6B
Mar 28, 2025 to Mar 30, 2026
RAUM · $1.5B to $1.6B
Mar 28, 2025 to Mar 30, 2026
Advisory employees · 20 to 26
Aug 5, 2024 to Mar 28, 2025
Employees · 29 to 40
Aug 5, 2024 to Mar 28, 2025
Financial planning clients · unset to
Aug 5, 2024 to Mar 28, 2025
HQ city · RED BANK to MIAMI
Aug 5, 2024 to Mar 28, 2025
HQ state · NJ to FL
Aug 5, 2024 to Mar 28, 2025
Discretionary RAUM · $1.4B to $1.5B
Aug 5, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $1.4B to $1.5B
Aug 5, 2024 to Mar 28, 2025
RAUM · $1.4B to $1.5B
Aug 5, 2024 to Mar 28, 2025
Accounts · 5 to 4
Apr 28, 2023 to Mar 29, 2024
Pooled vehicle clients · 5 to 4
Apr 28, 2023 to Mar 29, 2024
Employees · 27 to 29
Apr 28, 2023 to Mar 29, 2024
Discretionary RAUM · $1.2B to $1.4B
Apr 28, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $1.2B to $1.4B
Apr 28, 2023 to Mar 29, 2024
RAUM · $1.2B to $1.4B
Apr 28, 2023 to Mar 29, 2024
Accounts · 4 to 5
Mar 31, 2023 to Apr 28, 2023
Pooled vehicle clients · 4 to 5
Mar 31, 2023 to Apr 28, 2023
Accounts · 3 to 4
Jan 13, 2023 to Mar 31, 2023
Pooled vehicle clients · 3 to 4
Jan 13, 2023 to Mar 31, 2023
Employees · 26 to 27
Jan 13, 2023 to Mar 31, 2023
Private funds · 3 to 4
Jan 13, 2023 to Mar 31, 2023
Discretionary RAUM · $941M to $1.2B
Jan 13, 2023 to Mar 31, 2023
Pooled vehicle RAUM · $941M to $1.2B
Jan 13, 2023 to Mar 31, 2023
RAUM · $941M to $1.2B
Jan 13, 2023 to Mar 31, 2023
Related bank · false to true
Jan 13, 2023 to Mar 31, 2023
Other offices · 2 to 1
Jul 19, 2022 to Jan 13, 2023
Accounts · 2 to 3
Mar 31, 2021 to Mar 31, 2022
Advisory employees · 17 to 20
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle clients · 2 to 3
Mar 31, 2021 to Mar 31, 2022
Employees · 22 to 26
Mar 31, 2021 to Mar 31, 2022
Private funds · 2 to 3
Mar 31, 2021 to Mar 31, 2022
Discretionary RAUM · $781M to $941M
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $781M to $941M
Mar 31, 2021 to Mar 31, 2022
RAUM · $781M to $941M
Mar 31, 2021 to Mar 31, 2022
Accounts · 1 to 2
Jul 7, 2020 to Mar 31, 2021
Advisory employees · 11 to 17
Jul 7, 2020 to Mar 31, 2021

Signals

8 dated events

D. Edward Mccutcheon (General Counsel And Chief Compliance Officer) no longer on Schedule A of L••••• P•••• C•••••• (listed 2024-03-29, absent 2024-08-05)
Aug 5, 2024 · Control person left · inference
Erick Marin (General Counsel And Chief Compliance Officer) appeared on Schedule A of L••••• P•••• C••••••
Aug 5, 2024 · Control person joined · fact
Elisabeth Helen Quick (Executive Managing Director, Chief Compliance Officer, Principal) no longer on Schedule A of L••••• P•••• C•••••• (listed 2022-07-19, absent 2023-01-13)
Jan 13, 2023 · Control person left · inference
D. Edward Mccutcheon (General Counsel And Chief Compliance Officer) appeared on Schedule A of L••••• P•••• C••••••
Jan 13, 2023 · Control person joined · fact
L••••• P•••• C•••••• reported RAUM $781.3M, up 139% from $327.1M (2020-07-07 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
L••••• P•••• C•••••• reported RAUM $335.0M, up 204% from $110.3M (2018-03-30 to 2019-02-01)
Feb 1, 2019 · RAUM change · derived
Michael Christopher Claps (Managing Director, Principal) no longer on Schedule A of L••••• P•••• C•••••• (listed 2018-03-30, absent 2019-02-01)
Feb 1, 2019 · Control person left · inference
L••••• P•••• C•••••• filed its initial SEC registration (Form ADV)
Nov 2, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

L••••• P•••• C•••••• · Independent Sponsors
shared crd · capital_provider

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/locust-point-capital-inc-reportedpublic record, Form ADV, Sep 21, 2026
Website: l•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 732-945-7474reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026