DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
T••••••• B•• F••••••••
Legal name T••••••• B•• F•••••••• I•••
Latest filing Feb 16, 2026
First filing on the tape Feb 16, 2022 · 10 filings
SEC status approved since Mar 18, 2022
RAUM
$93.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$92.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$46.5M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$93.0M as of Feb 16, 2026
Jan 27, 2023$50.2M then
HNW client RAUM$55.1M as of Feb 16, 2026
Jan 27, 2023$32.6M then
State-registered IARs (5.B.3)2 as of Feb 16, 2026
Jan 27, 20231 then
Employees (5.A)2 as of Feb 16, 2026
Jan 27, 20232 then
Private funds: no history
RAUM +25% over the last fiscal year+23% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $46.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $235,514derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $28.0M, 28 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$55.1M59%
- Individuals$37.7M40%
- Corporations and businesses$258,7810.3%
- Individual clients
- 60reported
- HNW clients
- 33reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 395reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.0M for 28 clientsreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• J• M•••••••Certified Financial Planner, Chartered Financial Analyst | Brooklyn, Ny | Mar 19, 2020 | 19 y | 0 |
| B•••••• J••••• T•••••••••Certified Financial Planner | Brooklyn, Ny | May 16, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• J••••• J• · Shareholder And Ccocontrolsince 03/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brooklyn, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 333 to 395Jun 25, 2025 to Feb 16, 2026
- HNW clients · 29 to 33Jun 25, 2025 to Feb 16, 2026
- Individual clients · 62 to 60Jun 25, 2025 to Feb 16, 2026
- Assets in custody · $24.9M to $28.0MJun 25, 2025 to Feb 16, 2026
- Discretionary RAUM · $74.5M to $93.0MJun 25, 2025 to Feb 16, 2026
- HNW RAUM · $51.2M to $55.1MJun 25, 2025 to Feb 16, 2026
- Individual RAUM · $23.1M to $37.7MJun 25, 2025 to Feb 16, 2026
- RAUM · $74.5M to $93.0MJun 25, 2025 to Feb 16, 2026
- Financial planning clients · 51-100 to 51-100Feb 26, 2025 to Jun 25, 2025
- HQ city · NEW YORK to BROOKLYNFeb 26, 2025 to Jun 25, 2025
- Accounts · 232 to 333Oct 30, 2024 to Feb 26, 2025
- HNW clients · 16 to 29Oct 30, 2024 to Feb 26, 2025
- Individual clients · 72 to 62Oct 30, 2024 to Feb 26, 2025
- Assets in custody · $18.4M to $24.9MOct 30, 2024 to Feb 26, 2025
- Discretionary RAUM · $60.1M to $74.5MOct 30, 2024 to Feb 26, 2025
- HNW RAUM · $37.5M to $51.2MOct 30, 2024 to Feb 26, 2025
- Individual RAUM · $22.2M to $23.1MOct 30, 2024 to Feb 26, 2025
- RAUM · $60.1M to $74.5MOct 30, 2024 to Feb 26, 2025
- Assets in custody · unset to 18445577.0May 16, 2024 to Oct 30, 2024
- Custody of client assets · false to trueMay 16, 2024 to Oct 30, 2024
- Advisory employees · 1 to 2Feb 16, 2024 to May 16, 2024
- State-registered IARs · 1 to 2Feb 16, 2024 to May 16, 2024
- Other offices · 0 to 1Feb 16, 2024 to May 16, 2024
- Accounts · 195 to 232Aug 22, 2023 to Feb 16, 2024
- HNW clients · 13 to 16Aug 22, 2023 to Feb 16, 2024
- Individual clients · 55 to 72Aug 22, 2023 to Feb 16, 2024
- Discretionary RAUM · $50.2M to $60.1MAug 22, 2023 to Feb 16, 2024
- HNW RAUM · $32.6M to $37.5MAug 22, 2023 to Feb 16, 2024
- Individual RAUM · $17.5M to $22.2MAug 22, 2023 to Feb 16, 2024
- RAUM · $50.2M to $60.1MAug 22, 2023 to Feb 16, 2024
- Accounts · 124 to 195Aug 10, 2022 to Jan 27, 2023
- HNW clients · 19 to 13Aug 10, 2022 to Jan 27, 2023
- Individual clients · 47 to 55Aug 10, 2022 to Jan 27, 2023
- Employees · 3 to 2Aug 10, 2022 to Jan 27, 2023
- Discretionary RAUM · $37.9M to $50.2MAug 10, 2022 to Jan 27, 2023
- HNW RAUM · $27.5M to $32.6MAug 10, 2022 to Jan 27, 2023
- Individual RAUM · $10.3M to $17.5MAug 10, 2022 to Jan 27, 2023
- RAUM · $37.9M to $50.2MAug 10, 2022 to Jan 27, 2023
Signals
1 dated events
- ••• LockedFeb 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- T•••••••BIGFINANCIAL.COMreportedpublic record, Form ADV, Feb 16, 2026
- Principal office phone
- (973) 224-1145reportedpublic record, Form ADV, Feb 16, 2026
- Contact form
- t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026