DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• W••••• M•••••••••
Latest filing Aug 18, 2026
First filing on the tape Apr 13, 2017 · 43 filings
SEC status approved since May 2, 2017
RAUM
$950M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$944M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$158M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$950M as of Aug 18, 2026
Jan 19, 2018$385M then
HNW client RAUM$908M as of Aug 18, 2026
Jan 19, 2018$349M then
State-registered IARs (5.B.3)5 as of Aug 18, 2026
Jan 19, 20183 then
Employees (5.A)7 as of Aug 18, 2026
Jan 19, 20185 then
Private funds: no history
RAUM +15% over the last fiscal year+15% a year over threeIARs 5 to 5offices 0 to 5
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $158MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.4MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.0derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $728M, 152 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$908M96%
- Individuals$36.4M3.8%
- Charitable organizations$6.1M0.6%
- Individual clients
- 95reported
- HNW clients
- 87reported
- Pension plan clients
- n/areported
- Charitable clients
- 14reported
- Accounts
- 549reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $728M for 152 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• M••• B••••••• | San Mateo, Ca | Jul 18, 2017 | 41 y | 1 |
| N••••• G••••• B••••••• | San Francisco, Ca | Jul 18, 2017 | 13 y | 1 |
| A•••• M•••••• B•••••••Certified Financial Planner | Mill Valley, Ca | Jul 18, 2017 | 18 y | 3 |
| T•••••• M••••••• S•••••• | Elk Grove, Ca | Feb 1, 2024 | 10 y | 0 |
| E•• C• M•••••Certified Financial Planner | San Mateo, Ca | Feb 18, 2025 | 11 y | 1 |
| C•••••• N••••• Y•• | South San Francisco, Ca | May 8, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• N••••• Y•• from S•••••••• L••May 8, 2026 · RIA to RIA
- E•• C• M••••• from W••••• A••••••••• L••Feb 18, 2025 · RIA to RIA
- N••••• G••••• B••••••• from L•• F•••••••• L••Jul 18, 2017 · Other
- A•••• M•••••• B••••••• from L•• F•••••••• L••Jul 18, 2017 · Other
- S•••••• M••• B••••••• from L•• F•••••••• L••Jul 18, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from L•• F•••••••• L••Jun 13, 2017 · San Francisco, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• S••••••• M••• · Chief Compliance Officercontrolsince 06/2017 · owns less than 5%
- B•••••••• A••••• M•••••• · Shareholdercontrolsince 06/2017 · owns 50% to 75% of B••••••• W••••• I••••••••• I•••
- B•••••••• N•••••• G••••• · Shareholdercontrolsince 06/2017 · owns 50% to 75% of B••••••• W••••• I••••••••• I•••
- B•••••••• S••••••• M••• · Presidentcontrolsince 06/2017 · owns 75% or more of B••••••• W••••• H•••••• I••
Entity owners
- B••••••• W••••• H•••••• I•• · Memberdirect · owns 50% to 75%
- B••••••• W••••• I••••••••• I••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- B••••••• • C••••••• C•• I•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Mateo, Ca · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 18, 2026B•••••••• N•••••• G••••• (SHAREHOLDER) left Schedule A between the filings of 2017-04-13 and 2026-08-18peers: independent wealth managers, $500M to $1B (1,482)
- control person changedChange between filings · filing Aug 18, 2026B•••••••• A••••• M•••••• (SHAREHOLDER) left Schedule A between the filings of 2017-04-13 and 2026-08-18peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 539 to 549Sep 18, 2025 to Mar 27, 2026
- Advisory employees · 4 to 5Sep 18, 2025 to Mar 27, 2026
- Charity clients · 12 to 14Sep 18, 2025 to Mar 27, 2026
- Corporate clients · 1.0 to unsetSep 18, 2025 to Mar 27, 2026
- HNW clients · 86 to 87Sep 18, 2025 to Mar 27, 2026
- Individual clients · 94 to 95Sep 18, 2025 to Mar 27, 2026
- Pension plan clients · 1.0 to unsetSep 18, 2025 to Mar 27, 2026
- Assets in custody · $634M to $728MSep 18, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 26-50Sep 18, 2025 to Mar 27, 2026
- Discretionary RAUM · $824M to $950MSep 18, 2025 to Mar 27, 2026
- HNW RAUM · $786M to $908MSep 18, 2025 to Mar 27, 2026
- Individual RAUM · $32.0M to $36.4MSep 18, 2025 to Mar 27, 2026
- Pension RAUM · 642611.0 to unsetSep 18, 2025 to Mar 27, 2026
- RAUM · $824M to $950MSep 18, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Jul 29, 2025 to Sep 18, 2025
- Other offices · 0 to 5Jul 29, 2025 to Sep 18, 2025
- Accounts · 523 to 539Feb 10, 2025 to Mar 7, 2025
- Charity clients · 10 to 12Feb 10, 2025 to Mar 7, 2025
- Corporate clients · unset to 1.0Feb 10, 2025 to Mar 7, 2025
- HNW clients · 97 to 86Feb 10, 2025 to Mar 7, 2025
- Individual clients · 80 to 94Feb 10, 2025 to Mar 7, 2025
- Pension plan clients · 2 to 1Feb 10, 2025 to Mar 7, 2025
- Assets in custody · $546M to $634MFeb 10, 2025 to Mar 7, 2025
- Employees · 6 to 7Feb 10, 2025 to Mar 7, 2025
- State-registered IARs · 4 to 5Feb 10, 2025 to Mar 7, 2025
- Discretionary RAUM · $720M to $824MFeb 10, 2025 to Mar 7, 2025
- HNW RAUM · $689M to $786MFeb 10, 2025 to Mar 7, 2025
- Individual RAUM · $22.3M to $32.0MFeb 10, 2025 to Mar 7, 2025
- Pension RAUM · $3.0M to $642,611Feb 10, 2025 to Mar 7, 2025
- RAUM · $720M to $824MFeb 10, 2025 to Mar 7, 2025
- HQ city · unset to SAN MATEOSep 6, 2024 to Feb 10, 2025
- HQ state · unset to CASep 6, 2024 to Feb 10, 2025
- Accounts · 491 to 523Dec 21, 2023 to Mar 7, 2024
- Advisory employees · 3 to 4Dec 21, 2023 to Mar 7, 2024
- Charity clients · 9 to 10Dec 21, 2023 to Mar 7, 2024
- HNW clients · 94 to 97Dec 21, 2023 to Mar 7, 2024
- Assets in custody · $464M to $546MDec 21, 2023 to Mar 7, 2024
- HQ city · SAN MATEO to unsetDec 21, 2023 to Mar 7, 2024
- HQ state · CA to unsetDec 21, 2023 to Mar 7, 2024
- State-registered IARs · 3 to 4Dec 21, 2023 to Mar 7, 2024
Signals
4 dated events
- B••••••• W••••• M••••••••• reported 5 offices beyond its principal office, up from 0 (2025-07-29 to 2025-09-18)Sep 18, 2025 · Office count change · derived
- B••••••• W••••• M••••••••• reported RAUM $600.6M, up 31% from $458.6M (2021-02-22 to 2021-03-17)Mar 17, 2021 · RAUM change · derived
- Stephen Matthew Brickley (Shareholder) no longer on Schedule A of B••••••• W••••• M••••••••• (listed 2019-03-08, absent 2019-04-29)Apr 29, 2019 · Control person left · inference
- B••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Apr 13, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@brickleywealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 650-638-0111reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/brickley-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (650) 638-0111reportedpublic record, Form ADV, Aug 18, 2026
- Contact form
- BRICKLEYWEALTH.COM/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $158Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026