DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G•• S••••••••• L••

Former SEC-registered adviserLondon, CRD 287540SEC 801-110025websiteIAPD
Latest filing Nov 21, 2024
First filing on the tape Feb 14, 2017 · 21 filings
SEC status approved since Apr 3, 2017
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$590M gross assets
History
21 filings and snapshots on the tape
RAUM$2.0B as of Mar 28, 2024
Feb 24, 2018$3.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2024
Feb 24, 20180 then
Employees (5.A)16 as of Mar 28, 2024
Feb 24, 201867 then
Private funds1 as of Mar 28, 2024
Feb 24, 20189 then
RAUM -2.1% over the last fiscal year-31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Nov 21, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$500MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-2.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$1.4B68%
  • Pooled investment vehicles$641M32%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      10 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G•• S••••••••• M•••• S••••••• M••••• F••• L••••••no longer reportedHedge Fund$978M22Feb 14, 2017
      G•• S••••••••• C••• M•••• ••••••• M••••• F••• L••••••Hedge Fund$590M20Feb 14, 2017
      G•• S••••••••• C••• M•••• ••••••• F•••no longer reportedHedge Fund$259M18Feb 14, 2017
      G•• S••••••••• D•••••••• M••••• F••• L••••••no longer reportedHedge Fund$225M10Feb 24, 2018
      G•• S••••••••• C••• M•••• ••••••• F••• L•no longer reportedHedge Fund$161M6Feb 14, 2017
      G•• S••••••••• M•••• S••••••• F•••no longer reportedHedge Fund$76.2M16Feb 14, 2017
      G•• S••••••••• M•••• S••••••• F••• L•no longer reportedHedge Fund$18.1M6Feb 14, 2017
      G•• S••••••••• D•••••••• F•••no longer reportedHedge Fund$17.0M7Feb 24, 2018
      G•• S••••••••• D•••••••• F••• L•no longer reportedHedge Fund$8.0M3Feb 24, 2018
      G•• S••••••••• G••••• E••••••• ••••••• M••••• F••• L••••••no longer reportedHedge Fund$5.5M1Jan 2, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• C•••• · Chief Compliance Officercontrol
        since 12/2020 · owns less than 5%
      • K•••• R••••••• W•••••• · Directorcontrol
        since 10/2024 · owns less than 5%
      • L••••••••• J•••• A•••••• · Directorcontrol
        since 06/2020 · owns less than 5%
      • K•••• E•••• M••••••• · Partnercontrol
        since 10/2016 · owns 50% to 75% of C•• M••••••••• L••
      Entity owners
      • G•• ••••• L•••••• · Designated Member
        direct · owns less than 5%
      • G•• S••••••••• H•••••• L•••••• · Managing Member
        direct · owns 75% or more
      • G•• ••••••••• H•••••• A• · Interest Holder
        indirect · owns 50% to 75% of G•• ••••• L••••••
      • G•• ••••• L•••••• · Interest Holder
        indirect · owns 75% or more of G•• S••••••••• H•••••• L••••••
      • G•• H•••••• A• · Interest Holder
        indirect · owns 75% or more of G•• ••••••••• H•••••• A•
      • C•• M••••••••• L•• · Non-Voting Member
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • G•• ••••••• S•• S•••••
        pooled vehicle sponsorn
      • G•• ••••••••• S•••
        pooled vehicle sponsorn
      • G•• F••• M••••••••• L••••••
        pooled vehicle sponsorn
      • G•• H••• K••• L••••••
        investment advisern
      • G•• L••••• L••••••
        investment adviserbanknRAUM $9.4B
      • G•• I••••••••• M••••••••• ••••••••• A•
        investment advisern
      • G•• I••••••••• ••••••••• P•• L••
        investment advisern
      • G•• J•••• L••••••
        investment advisern
      • G•• L••••• L••••••
        investment advisern
      • G•• S••••••• M••••••••• L••••••
        pooled vehicle sponsorn
      • G•• S••••••••• ••••••• L••••••
        pooled vehicle sponsorn
      • G•• U•• I•••
        investment adviserbankpooled vehicle sponsornRAUM $1.5B
      Advisers that list G•• S••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • L•••••, United Kingdom1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 4
        May 25, 2023 to Mar 28, 2024
      • Advisory employees · 11 to 10
        May 25, 2023 to Mar 28, 2024
      • Corporate clients · 3 to 1
        May 25, 2023 to Mar 28, 2024
      • Employees · 17 to 16
        May 25, 2023 to Mar 28, 2024
      • Discretionary RAUM · $2.0B to $2.0B
        May 25, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $590M to $641M
        May 25, 2023 to Mar 28, 2024
      • RAUM · $2.0B to $2.0B
        May 25, 2023 to Mar 28, 2024
      • HQ city · CAMBRIDGE to L•••••
        Mar 31, 2023 to May 25, 2023
      • Advisory employees · 9 to 11
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 18 to 17
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $2.0B to $2.0B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $583M to $590M
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $2.0B to $2.0B
        Mar 31, 2022 to Mar 31, 2023
      • Private funds · 7 to 1
        Nov 26, 2021 to Mar 31, 2022
      • Accounts · 20 to 6
        Nov 26, 2021 to Mar 31, 2022
      • Advisory employees · 27 to 9
        Nov 26, 2021 to Mar 31, 2022
      • Advisory activities · 3 to 2
        Nov 26, 2021 to Mar 31, 2022
      • Corporate clients · 6 to 3
        Nov 26, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 13 to 3
        Nov 26, 2021 to Mar 31, 2022
      • Employees · 54 to 18
        Nov 26, 2021 to Mar 31, 2022
      • Discretionary RAUM · $6.2B to $2.0B
        Nov 26, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $2.7B to $583M
        Nov 26, 2021 to Mar 31, 2022
      • RAUM · $6.2B to $2.0B
        Nov 26, 2021 to Mar 31, 2022
      • Private funds · 8 to 7
        Apr 20, 2021 to Nov 26, 2021
      • Accounts · 23 to 20
        Jul 20, 2020 to Mar 28, 2021
      • Advisory employees · 31 to 27
        Jul 20, 2020 to Mar 28, 2021
      • Corporate clients · 5 to 6
        Jul 20, 2020 to Mar 28, 2021
      • Pooled vehicle clients · 17 to 13
        Jul 20, 2020 to Mar 28, 2021
      • Employees · 62 to 54
        Jul 20, 2020 to Mar 28, 2021
      • Private funds · 11 to 8
        Jul 20, 2020 to Mar 28, 2021
      • Discretionary RAUM · $12B to $6.2B
        Jul 20, 2020 to Mar 28, 2021
      • Pooled vehicle RAUM · $8.1B to $2.7B
        Jul 20, 2020 to Mar 28, 2021
      • RAUM · $12B to $6.2B
        Jul 20, 2020 to Mar 28, 2021
      • Business name · C••••• C•••••• P••••••• L•• to G•• S••••••••• L••
        Mar 30, 2020 to Jul 20, 2020
      • Assets in custody · 1203035467.0 to unset
        Mar 30, 2020 to Jul 20, 2020
      • Custody of client assets · true to false
        Mar 30, 2020 to Jul 20, 2020
      • Legal name · C••••• C•••••• P••••••• L•• to G•• S••••••••• L••
        Mar 30, 2020 to Jul 20, 2020
      • Corporate clients · 6 to 5
        Oct 3, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 16 to 17
        Oct 3, 2019 to Mar 30, 2020
      • Assets in custody · $1.9B to $1.2B
        Oct 3, 2019 to Mar 30, 2020
      Signals
      21 dated events
      • G•• S••••••••• L•• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $2.0B)
        May 2, 2025 · Left the SEC roster · derived
      • William Richard Kent (Director) appeared on Schedule A of G•• S••••••••• L••
        Nov 21, 2024 · Control person joined · fact
      • S••••• P••• C••• (Director) no longer on Schedule A of G•• S••••••••• L•• (listed 2024-06-14, absent 2024-11-21)
        Nov 21, 2024 · Control person left · inference
      • Daniel Hawksley (Chief Financial Officer) no longer on Schedule A of G•• S••••••••• L•• (listed 2021-11-26, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Frederic Desobry (Head Of Research) no longer on Schedule A of G•• S••••••••• L•• (listed 2021-11-26, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • James Thomas Howat (Co-Chief Investment Officer) no longer on Schedule A of G•• S••••••••• L•• (listed 2021-11-26, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Michael Anthony Lawler (Head Of Gam Systematic) no longer on Schedule A of G•• S••••••••• L•• (listed 2021-11-26, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • C•••• B••••• (Chief Compliance Officer) appeared on Schedule A of G•• S••••••••• L••
        Mar 31, 2022 · Control person joined · fact
      • Antonio Juan Landazabal (Director) appeared on Schedule A of G•• S••••••••• L••
        Mar 31, 2022 · Control person joined · fact
      • Robert Halward Matthew Killeya (Co-Chief Investment Officer) no longer on Schedule A of G•• S••••••••• L•• (listed 2021-11-26, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • S••••• P••• C••• (Director) appeared on Schedule A of G•• S••••••••• L••
        Mar 31, 2022 · Control person joined · fact
      • John Andrew Radford (Chief Compliance Officer And Chief Legal Officer) no longer on Schedule A of G•• S••••••••• L•• (listed 2021-11-26, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • G•• S••••••••• L•• reported RAUM $2.0B, down 68% from $6.2B (2021-11-26 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • G•• S••••••••• L•• reported RAUM $6.2B, down 50% from $12.5B (2020-07-20 to 2021-03-28)
        Mar 28, 2021 · RAUM change · derived
      • Frederic Desobry (Head Of Research) appeared on Schedule A of G•• S••••••••• L••
        Mar 30, 2020 · Control person joined · fact
      • G•• S••••••••• L•• reported RAUM $12.5B, up 401% from $2.5B (2019-10-03 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • James Thomas Howat (Co-Chief Investment Officer) appeared on Schedule A of G•• S••••••••• L••
        Mar 30, 2020 · Control person joined · fact
      • Michael Anthony Lawler (Head Of Gam Systematic) appeared on Schedule A of G•• S••••••••• L••
        Mar 30, 2020 · Control person joined · fact
      • Robert Fraser Mcintyre (Chief Operating Officer) no longer on Schedule A of G•• S••••••••• L•• (listed 2019-03-29, absent 2019-10-03)
        Oct 3, 2019 · Control person left · inference
      • G•• S••••••••• L•• reported RAUM $2.5B, down 34% from $3.8B (2019-01-02 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • C••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Feb 14, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026