DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• A•••• M••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Jun 25, 2021 · 11 filings
SEC status approved since Jul 23, 2021
RAUM
$415M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$415M as of Mar 11, 2026
Mar 14, 2022$324M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 11, 2026
Mar 14, 20220 then
Employees (5.A)10 as of Mar 11, 2026
Mar 14, 20225 then
Private funds5 as of Mar 11, 2026
Mar 14, 20224 then
RAUM -9.4% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $83.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$415M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• L• | Hedge Fund | $195M | 97 | Mar 1, 2017 |
| B••••••••• C•••••• A••••••••• L•• | Private Equity Fund | $105M | 12 | Mar 29, 2023 |
| B••••••••• C•••••••• C•••••• F•••• L• | Private Equity Fund | $85.8M | 77 | Mar 29, 2021 |
| B••••••••• C•••••••• C•••••• F••• I•• L• | Private Equity Fund | $43.4M | 49 | Mar 22, 2024 |
| B••••••••• C•••••• S••• C••• L•• | Private Equity Fund | $22.0M | 39 | Mar 29, 2023 |
| B••••••••• P• I••••••••• H•••••••• L• | Private Equity Fund | $1.3M | 31 | Mar 1, 2017 |
| B••••••••• I•••••••• H•••••••• L•no longer reported | Private Equity Fund | $24,066 | 1 | Jun 25, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••• O••••• · Ceo And Co-Managercontrolsince 09/2015 · owns 25% to 50%
- D••••• J••••• · Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- D•••••• C••••••• B•••••••• · Managing Director And Co-Managercontrolsince 10/2015 · owns 25% to 50%
- H•••••• J•••• · Managing Director And Co-Managercontrolsince 09/2015 · owns 25% to 50%
- M••••• B••••• B••••• · Membercontrolsince 01/2022 · owns 50% to 75% of Z• I••••••••• L••
- M••••• J•••• Z•••••• · Membercontrolsince 01/2022 · owns 50% to 75% of Z• I••••••••• L••
- B•••••• R••••• O••••• · Membersince 10/2015 · owns 5% to 10%
Entity owners
- Z• I••••••••• L•• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- B•• I• L••pooled vehicle sponsory
- B•• I• L••pooled vehicle sponsory
- B•• I•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 7Mar 18, 2025 to Mar 11, 2026
- Employees · 9 to 10Mar 18, 2025 to Mar 11, 2026
- Discretionary RAUM · $458M to $415MMar 18, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $458M to $415MMar 18, 2025 to Mar 11, 2026
- RAUM · $458M to $415MMar 18, 2025 to Mar 11, 2026
- Accounts · 6 to 5Aug 16, 2024 to Mar 18, 2025
- Advisory employees · 5 to 6Aug 16, 2024 to Mar 18, 2025
- Pooled vehicle clients · 6 to 5Aug 16, 2024 to Mar 18, 2025
- Employees · 6 to 9Aug 16, 2024 to Mar 18, 2025
- Financial planning clients · unset to Aug 16, 2024 to Mar 18, 2025
- Private funds · 6 to 5Aug 16, 2024 to Mar 18, 2025
- Discretionary RAUM · $401M to $458MAug 16, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $401M to $458MAug 16, 2024 to Mar 18, 2025
- RAUM · $401M to $458MAug 16, 2024 to Mar 18, 2025
- Advisory employees · 6 to 5Jun 30, 2023 to Mar 22, 2024
- Employees · 8 to 6Jun 30, 2023 to Mar 22, 2024
- Discretionary RAUM · $265M to $401MJun 30, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $265M to $401MJun 30, 2023 to Mar 22, 2024
- RAUM · $265M to $401MJun 30, 2023 to Mar 22, 2024
- Assets in custody · 265376864.0 to unsetMar 29, 2023 to Mar 31, 2023
- Custody of client assets · true to falseMar 29, 2023 to Mar 31, 2023
- Accounts · 4 to 6Oct 25, 2022 to Mar 29, 2023
- Advisory employees · 4 to 6Oct 25, 2022 to Mar 29, 2023
- Pooled vehicle clients · 4 to 6Oct 25, 2022 to Mar 29, 2023
- Assets in custody · $324M to $265MOct 25, 2022 to Mar 29, 2023
- Employees · 5 to 8Oct 25, 2022 to Mar 29, 2023
- Private funds · 4 to 6Oct 25, 2022 to Mar 29, 2023
- Discretionary RAUM · $324M to $265MOct 25, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $324M to $265MOct 25, 2022 to Mar 29, 2023
- RAUM · $324M to $265MOct 25, 2022 to Mar 29, 2023
- Assets in custody · $248M to $324MJun 25, 2021 to Mar 14, 2022
- Private funds · 8 to 4Jun 25, 2021 to Mar 14, 2022
- Discretionary RAUM · $248M to $324MJun 25, 2021 to Mar 14, 2022
- Pooled vehicle RAUM · $248M to $324MJun 25, 2021 to Mar 14, 2022
- RAUM · $248M to $324MJun 25, 2021 to Mar 14, 2022
Signals
4 dated events
- B••••••••• A•••• M••••••••• L•• reported RAUM $400.7M, up 51% from $265.4M (2023-06-30 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Birney Brian Musso (Member) appeared on Schedule A of B••••••••• A•••• M••••••••• L••Mar 22, 2024 · Control person joined · fact
- Zachary J••• Musso (Member) appeared on Schedule A of B••••••••• A•••• M••••••••• L••Mar 22, 2024 · Control person joined · fact
- B••••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B••••••••• A•••• M••••••••• L•• · Private Equityshared crd · organization
- B••••••••• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- broadcrest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-754-0026reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026