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SEC-registered adviser

P••••••••• I•••••••••

No RAUM reportedToronto, Ontario, CRD 287591SEC 801-110017websiteIAPD
Legal name M••••••••• R•••• A••••••
Latest filing Feb 18, 2026
First filing on the tape Feb 13, 2017 · 12 filings
SEC status approved since Mar 15, 2017
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$0 as of Feb 18, 2026
Jan 30, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 18, 2026
Mar 6, 20180 then
Employees (5.A)0 as of Feb 18, 2026
Mar 6, 20180 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, subscriptionreportedItem 5.E
Advisory activities
publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••••• R•••• A• · Ceo /Chief Compliance Officercontrol
        since 01/2017 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Toronto, Canada1 employees
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Feb 2, 2024 to Jan 30, 2025
      • Financial planning clients · 0 to 0
        Feb 2, 2024 to Jan 30, 2025
      • HQ state · unset to
        Feb 2, 2024 to Jan 30, 2025
      • Discretionary RAUM · unset to 0.0
        Feb 2, 2024 to Jan 30, 2025
      • Non-discretionary RAUM · unset to 0.0
        Feb 2, 2024 to Jan 30, 2025
      • RAUM · unset to 0.0
        Feb 2, 2024 to Jan 30, 2025
      • Individual clients · 10.0 to unset
        Feb 24, 2021 to Feb 3, 2022
      • Individual clients · 14 to 10
        Feb 28, 2020 to Feb 24, 2021
      • Individual clients · 6 to 14
        Mar 13, 2019 to Feb 28, 2020
      • Financial planning clients · 1-10 to 0
        Mar 13, 2019 to Feb 28, 2020
      • HQ city · unset to TORONTO, ONTARIO
        Mar 13, 2019 to Feb 28, 2020
      • Individual clients · unset to 6.0
        Mar 6, 2018 to Mar 13, 2019
      • Financial planning clients · 0 to 1-10
        Mar 16, 2017 to Mar 6, 2018
      • Other offices · unset to 1.0
        Mar 16, 2017 to Mar 6, 2018
      Signals
      1 dated events
      • P••••••••• I••••••••• filed its initial SEC registration (Form ADV)
        Feb 13, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      P•••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      416-898-8546reportedpublic record, Form ADV, Feb 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026