DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
4••• G••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2020 · 16 filings
SEC status approved since Apr 29, 2020
RAUM
$773M
reported, Item 5.F
Discretionary
34%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$773M as of Mar 30, 2026
Mar 30, 2021$173M then
HNW client RAUM$20.9M as of Mar 25, 2024
Mar 30, 2022$20.5M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20210 then
Employees (5.A)9 as of Mar 30, 2026
Mar 30, 20217 then
Private funds7 as of Mar 30, 2026
Mar 30, 20217 then
RAUM +3.8% over the last fiscal year+9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $85.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 34%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$265M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.34 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 4•••••• H•••••• L• | Other Private Fund | $65.2M | 51 | Mar 27, 2020 |
| 4••••••••• O••••••••• F•••• L• | Other Private Fund | $62.5M | 48 | Mar 25, 2024 |
| 4••••••••• H•••••• L• | Other Private Fund | $50.0M | 28 | Mar 30, 2022 |
| 4•••••• H•••••• L• | Other Private Fund | $45.7M | 30 | Mar 31, 2023 |
| 4••••••••• H•••••• L• | Other Private Fund | $41.4M | 16 | Mar 30, 2022 |
| 4••••••••• H•••••• L• | Other Private Fund | $32.2M | 34 | Mar 16, 2018 |
| 4••••••••• H•••••• L•no longer reported | Other Private Fund | $0 | 23 | Mar 30, 2021 |
| 4••••••• H•••••• L• | Other Private Fund | $0 | 17 | Mar 16, 2018 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• T••••• B••••• · Partnercontrolsince 02/2020 · owns 10% to 25%
- K•••• J••• T•• · Managing Partnercontrolsince 07/2016 · owns 50% to 75%
- M••••••• J•••••••• T••••• · Partnercontrolsince 01/2023 · owns less than 5%
- S••••••••• A•••• J•••••• · Chief Financial Officer / Chief Compliance Officercontrolsince 03/2020 · owns less than 5%
- W•••• W••••••• C•••••• · Partnercontrolsince 07/2016 · owns 10% to 25%
Entity owners
- S•••••• V•••••••• L•• · Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- 4••• G•••• G•• L••pooled vehicle sponsory
- 4• G•• G• I• L••pooled vehicle sponsory
Advisers that list 4••• G••••• L•• as a related person
- 112556 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 9Dec 2, 2025 to Mar 30, 2026
- Pooled vehicle clients · 10 to 7Dec 2, 2025 to Mar 30, 2026
- Discretionary RAUM · $295M to $265MDec 2, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $450M to $508MDec 2, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $295M to $265MDec 2, 2025 to Mar 30, 2026
- RAUM · $745M to $773MDec 2, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 30, 2025
- Accounts · 13 to 12Mar 25, 2024 to Mar 27, 2025
- Advisory employees · 8 to 9Mar 25, 2024 to Mar 27, 2025
- HNW clients · 3.0 to unsetMar 25, 2024 to Mar 27, 2025
- Pooled vehicle clients · 9 to 10Mar 25, 2024 to Mar 27, 2025
- Employees · 8 to 9Mar 25, 2024 to Mar 27, 2025
- Private funds · 6 to 7Mar 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $297M to $295MMar 25, 2024 to Mar 27, 2025
- HNW RAUM · 20894586.0 to unsetMar 25, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $433M to $450MMar 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $297M to $295MMar 25, 2024 to Mar 27, 2025
- RAUM · $730M to $745MMar 25, 2024 to Mar 27, 2025
- HNW clients · unset to 3.0Mar 31, 2023 to Mar 25, 2024
- Discretionary RAUM · $179M to $297MMar 31, 2023 to Mar 25, 2024
- HNW RAUM · $19.0M to $20.9MMar 31, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $412M to $433MMar 31, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $179M to $297MMar 31, 2023 to Mar 25, 2024
- RAUM · $591M to $730MMar 31, 2023 to Mar 25, 2024
- Advisory employees · 7 to 8Apr 28, 2022 to Mar 31, 2023
- Advisory activities · 3 to 4Apr 28, 2022 to Mar 31, 2023
- HNW clients · 3.0 to unsetApr 28, 2022 to Mar 31, 2023
- Employees · 7 to 8Apr 28, 2022 to Mar 31, 2023
- Financial planning clients · 0 to unsetApr 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $158M to $179MApr 28, 2022 to Mar 31, 2023
- HNW RAUM · $20.5M to $19.0MApr 28, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $489M to $412MApr 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $158M to $179MApr 28, 2022 to Mar 31, 2023
- RAUM · $647M to $591MApr 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $155M to $158MMar 30, 2022 to Apr 28, 2022
- Pooled vehicle RAUM · $155M to $158MMar 30, 2022 to Apr 28, 2022
- RAUM · $644M to $647MMar 30, 2022 to Apr 28, 2022
- Accounts · 7 to 13Mar 30, 2021 to Mar 30, 2022
- Advisory activities · 2 to 3Mar 30, 2021 to Mar 30, 2022
- HNW clients · unset to 3.0Mar 30, 2021 to Mar 30, 2022
Signals
3 dated events
- Taylor Jonathan Moravec (Partner) appeared on Schedule A of 4••• G••••• L••Mar 31, 2023 · Control person joined · fact
- 4••• G••••• L•• reported RAUM $644.1M, up 273% from $172.7M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- 4••• G••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 4••• G••••• L•• · Family Officesshared crd · office
- 4••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- 4••• G••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/4612-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- 4••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (470)-688-4606reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026