DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••• C•••••• L•
Latest filing Mar 27, 2026
First filing on the tape Feb 15, 2017 · 15 filings
SEC status approved since Mar 31, 2017
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$2.5B as of Mar 27, 2026
Mar 27, 2018$449M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20180 then
Employees (5.A)16 as of Mar 27, 2026
Mar 27, 20185 then
Private funds3 as of Mar 27, 2026
Mar 27, 20181 then
RAUM -6.1% over the last fiscal year+33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $132MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $1.0B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B96%
- Insurance companies$88.0M4.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.78 institutional_share=0.04 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• M••••• F••• L• | Hedge Fund | $672M | 40 | Feb 15, 2017 |
| A•••• N•••••• F••• L• | Hedge Fund | $11.2M | 4 | Mar 24, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• R•••• •••• · Manager Of Relying Advisercontrolsince 04/2017 · owns less than 5%
- R••••• R••••••• A•••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 01/2019 · owns less than 5%
- C•••••• R•••• •••• · Managing Membercontrolsince 06/2016 · owns 75% or more of A•••• C•••••• G• L••
Entity owners
- A•••• C•••••• G• L•• · General Partnerdirect · owns less than 5%
- C••••• F••••• L•• · Member Of Relying Adviserdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•••• C•••••• A••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 15 to 19Feb 26, 2025 to Mar 27, 2026
- Pooled vehicle clients · 11 to 15Feb 26, 2025 to Mar 27, 2026
- Assets in custody · $956M to $1.0BFeb 26, 2025 to Mar 27, 2026
- Employees · 14 to 16Feb 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.7B to $2.5BFeb 26, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.8B to $2.0BFeb 26, 2025 to Mar 27, 2026
- RAUM · $2.7B to $2.5BFeb 26, 2025 to Mar 27, 2026
- Accounts · 10 to 15Mar 21, 2024 to Feb 26, 2025
- Corporate clients · 1.0 to unsetMar 21, 2024 to Feb 26, 2025
- Pooled vehicle clients · 7 to 11Mar 21, 2024 to Feb 26, 2025
- Assets in custody · $683M to $956MMar 21, 2024 to Feb 26, 2025
- Employees · 13 to 14Mar 21, 2024 to Feb 26, 2025
- Financial planning clients · unset to Mar 21, 2024 to Feb 26, 2025
- Private funds · 2 to 3Mar 21, 2024 to Feb 26, 2025
- Discretionary RAUM · $1.6B to $2.7BMar 21, 2024 to Feb 26, 2025
- Pooled vehicle RAUM · $1.1B to $1.8BMar 21, 2024 to Feb 26, 2025
- RAUM · $1.6B to $2.7BMar 21, 2024 to Feb 26, 2025
- Accounts · 8 to 10Nov 1, 2023 to Mar 21, 2024
- Advisory employees · 4 to 5Nov 1, 2023 to Mar 21, 2024
- Corporate clients · unset to 1.0Nov 1, 2023 to Mar 21, 2024
- Assets in custody · $478M to $683MNov 1, 2023 to Mar 21, 2024
- Employees · 11 to 13Nov 1, 2023 to Mar 21, 2024
- Discretionary RAUM · $1.1B to $1.6BNov 1, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $929M to $1.1BNov 1, 2023 to Mar 21, 2024
- RAUM · $1.1B to $1.6BNov 1, 2023 to Mar 21, 2024
- Accounts · 9 to 8Mar 21, 2022 to Mar 14, 2023
- Pooled vehicle clients · 8 to 7Mar 21, 2022 to Mar 14, 2023
- Assets in custody · $456M to $478MMar 21, 2022 to Mar 14, 2023
- Employees · 10 to 11Mar 21, 2022 to Mar 14, 2023
- HQ city · COCONUT GROVE to MIAMIMar 21, 2022 to Mar 14, 2023
- Discretionary RAUM · $969M to $1.1BMar 21, 2022 to Mar 14, 2023
- Pooled vehicle RAUM · $896M to $929MMar 21, 2022 to Mar 14, 2023
- RAUM · $969M to $1.1BMar 21, 2022 to Mar 14, 2023
- Accounts · 7 to 9Nov 3, 2021 to Mar 21, 2022
- Advisory employees · 3 to 4Nov 3, 2021 to Mar 21, 2022
- Pooled vehicle clients · 7 to 8Nov 3, 2021 to Mar 21, 2022
- Assets in custody · $499M to $456MNov 3, 2021 to Mar 21, 2022
- Employees · 7 to 10Nov 3, 2021 to Mar 21, 2022
- Discretionary RAUM · $1.3B to $969MNov 3, 2021 to Mar 21, 2022
- Pooled vehicle RAUM · $1.3B to $896MNov 3, 2021 to Mar 21, 2022
Signals
10 dated events
- A•••• C•••••• L• reported RAUM $2.7B, up 71% from $1.6B (2024-03-21 to 2025-02-26)Feb 26, 2025 · RAUM change · derived
- A•••• C•••••• L• reported RAUM $1.6B, up 48% from $1.1B (2023-11-01 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- A•••• C•••••• L• reported RAUM $968.7M, down 27% from $1.3B (2021-11-03 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- A•••• C•••••• L• reported RAUM $1.3B, up 25% from $1.1B (2020-03-31 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- A•••• C•••••• L• reported RAUM $1.1B, up 48% from $737.9M (2019-03-21 to 2020-03-18)Mar 18, 2020 · RAUM change · derived
- A•••• C•••••• L• reported RAUM $737.9M, up 64% from $449.0M (2018-03-27 to 2019-03-21)Mar 21, 2019 · RAUM change · derived
- Michael Jeffrey Herring (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of A•••• C•••••• L• (listed 2018-03-27, absent 2019-03-21)Mar 21, 2019 · Control person left · inference
- Anthony Richard Reyes (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of A•••• C•••••• L•Mar 21, 2019 · Control person joined · fact
- A•••• C•••••• L• reported RAUM $449.0M, up 244% from $130.6M (2017-07-25 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
- A•••• C••••••• L• filed its initial SEC registration (Form ADV)Feb 15, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-651-2231reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026