DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C•••••• P•••••••• L••
Latest filing Aug 6, 2026
First filing on the tape Apr 18, 2017 · 17 filings
SEC status approved since May 2, 2017
RAUM
$671M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$671M as of Aug 6, 2026
Mar 30, 2018$303M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 6, 2026
Mar 30, 20180 then
Employees (5.A)8 as of Aug 6, 2026
Mar 30, 20186 then
Private funds1 as of Aug 6, 2026
Mar 30, 20181 then
RAUM +23% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $671MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $671M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$671M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $671M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• C••••••• L•• | Private Equity Fund | $262M | 6 | Jul 11, 2017 |
Owners and control persons
Schedule A and B, latest filing
- R•••••••• G••••••• W•••••• · Founder, Managing Directorcontrolsince 06/2016 · owns 50% to 75%
- Y••••••• D••••• J••••• · Managing Directorcontrolsince 06/2016 · owns 25% to 50%
- W••••••• L••••• R••••••••• · Chief Compliance Officersince 07/2022 · owns less than 5%
Related persons
Schedule D 7.A
- H••••••••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Bakersfield, CA2 employees
What changed
consecutive filings, newest first
- Advisory employees · 8 to 7May 13, 2025 to Mar 30, 2026
- Assets in custody · $625M to $671MMay 13, 2025 to Mar 30, 2026
- Employees · 9 to 8May 13, 2025 to Mar 30, 2026
- Discretionary RAUM · $625M to $671MMay 13, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $625M to $671MMay 13, 2025 to Mar 30, 2026
- RAUM · $625M to $671MMay 13, 2025 to Mar 30, 2026
- Assets in custody · $544M to $625MMar 17, 2025 to May 13, 2025
- Financial planning clients · unset to Mar 17, 2025 to May 13, 2025
- Discretionary RAUM · $544M to $625MMar 17, 2025 to May 13, 2025
- Pooled vehicle RAUM · $544M to $625MMar 17, 2025 to May 13, 2025
- RAUM · $544M to $625MMar 17, 2025 to May 13, 2025
- Advisory employees · 6 to 8Mar 28, 2024 to Mar 17, 2025
- Assets in custody · $510M to $544MMar 28, 2024 to Mar 17, 2025
- Employees · 7 to 9Mar 28, 2024 to Mar 17, 2025
- Discretionary RAUM · $510M to $544MMar 28, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $510M to $544MMar 28, 2024 to Mar 17, 2025
- RAUM · $510M to $544MMar 28, 2024 to Mar 17, 2025
- Assets in custody · $479M to $510MMar 20, 2023 to Mar 28, 2024
- Discretionary RAUM · $479M to $510MMar 20, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $479M to $510MMar 20, 2023 to Mar 28, 2024
- RAUM · $479M to $510MMar 20, 2023 to Mar 28, 2024
- Assets in custody · $302M to $479MDec 21, 2022 to Mar 20, 2023
- Employees · 6 to 7Dec 21, 2022 to Mar 20, 2023
- Financial planning clients · 0 to unsetDec 21, 2022 to Mar 20, 2023
- Discretionary RAUM · $302M to $479MDec 21, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $302M to $479MDec 21, 2022 to Mar 20, 2023
- RAUM · $302M to $479MDec 21, 2022 to Mar 20, 2023
- Assets in custody · $297M to $302MMar 28, 2022 to Jul 25, 2022
- Discretionary RAUM · $297M to $302MMar 28, 2022 to Jul 25, 2022
- Pooled vehicle RAUM · $297M to $302MMar 28, 2022 to Jul 25, 2022
- RAUM · $297M to $302MMar 28, 2022 to Jul 25, 2022
- Assets in custody · $290M to $297MMar 29, 2021 to Mar 28, 2022
- Discretionary RAUM · $290M to $297MMar 29, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $290M to $297MMar 29, 2021 to Mar 28, 2022
- RAUM · $290M to $297MMar 29, 2021 to Mar 28, 2022
- Advisory employees · 5 to 6Jul 2, 2020 to Mar 29, 2021
- Assets in custody · $301M to $290MJul 2, 2020 to Mar 29, 2021
- Discretionary RAUM · $301M to $290MJul 2, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $301M to $290MJul 2, 2020 to Mar 29, 2021
- RAUM · $301M to $290MJul 2, 2020 to Mar 29, 2021
Signals
2 dated events
- A••••• C•••••• P•••••••• L•• reported RAUM $479.1M, up 59% from $301.6M (2022-12-21 to 2023-03-20)Mar 20, 2023 · RAUM change · derived
- A••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Apr 18, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/A•••••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (866) 927-2253reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026