DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Transpose Platform Management, LLC
Latest filing Mar 31, 2026
First filing on the tape May 23, 2017 · 27 filings
SEC status approved since Jun 23, 2017
RAUM
$2.6B
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
54
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.6B as of Mar 31, 2026
Mar 24, 2018$169M then
HNW client RAUM$0 as of Mar 29, 2019
Mar 24, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 24, 20180 then
Employees (5.A)23 as of Mar 31, 2026
Mar 24, 20188 then
Private funds54 as of Mar 31, 2026
Mar 24, 20189 then
RAUM +7.7% over the last fiscal year+6.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.7B, 54 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 54reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 54 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ti Platform Jf Co-Investment Fund LP | Private Equity Fund | $242M | 1 | Jan 4, 2016 |
| Ti Platform Fund I, L.P. | Private Equity Fund | $216M | 15 | Jan 4, 2016 |
| Ti Platform Fund III, L.P. | Private Equity Fund | $189M | 17 | Mar 31, 2022 |
| Ti Platform Fund II, L.P. | Private Equity Fund | $164M | 26 | Mar 29, 2019 |
| Nli Strategic Venture Investment Limited | Venture Capital Fund | $140M | 1 | Mar 29, 2019 |
| Ti Platform Smrs Sma, L.P. | Private Equity Fund | $137M | 2 | Mar 29, 2019 |
| Crystal Towers Capital Fund Ti LP | Private Equity Fund | $136M | 3 | Jan 4, 2016 |
| Nli Strategic Venture Investment Fund | Venture Capital Fund | $129M | 2 | Mar 31, 2022 |
| Ti Platform Bov, L.P. | Private Equity Fund | $119M | 13 | Mar 29, 2019 |
| Lion City Ti Co-Anchoring Vehicle, L.P. | Private Equity Fund | $88.7M | 2 | Oct 10, 2017 |
| Ti Platform Nli Venture Limited II | Venture Capital Fund | $83.9M | 1 | Mar 31, 2022 |
| Ti Platform Nli Venture Fund II | Venture Capital Fund | $79.3M | 2 | Mar 31, 2022 |
| Ti Platform Fund III Cayman, L.P. | Private Equity Fund | $76.6M | 5 | Mar 31, 2022 |
| Ti Jpnin India Holdco, Ltd. | Venture Capital Fund | $53.2M | 1 | Mar 29, 2019 |
| Ti Platform Bov Cayman, L.P. | Private Equity Fund | $53.1M | 5 | Mar 29, 2019 |
| Ti Jpnin, L.P. | Venture Capital Fund | $51.7M | 1 | Mar 29, 2019 |
| Transpose Platform Efm Spv, L.P. | Venture Capital Fund | $49.8M | 7 | Apr 29, 2022 |
| Ti Jpnin Feeder, L.P. | Venture Capital Fund | $48.6M | 2 | Mar 29, 2019 |
| Ti Platform Sjfed, L.P. | Private Equity Fund | $48.2M | 1 | Mar 31, 2022 |
| Ti Platform Bc Co-Investment, L.P. | Private Equity Fund | $37.3M | 1 | Mar 29, 2019 |
| Ti Platform Fund II Cayman, L.P. | Private Equity Fund | $36.2M | 3 | Mar 29, 2019 |
| Ti Platform Apsf Spv, LP | Private Equity Fund | $31.3M | 2 | Mar 25, 2020 |
| Transpose Platform India Fund II, L.P. | Venture Capital Fund | $31.2M | 1 | Mar 31, 2023 |
| Ti Platform Td Spv, L.P. | Venture Capital Fund | $31.2M | 11 | Mar 31, 2022 |
| Transpose Platform India Fund II Feeder, L.P. | Venture Capital Fund | $30.5M | 4 | Mar 31, 2023 |
| Crystal Towers Capital Fund Ti B LP | Private Equity Fund | $21.8M | 12 | Jan 4, 2016 |
| Transpose Platform Fintech Fund II, L.P. | Venture Capital Fund | $19.7M | 2 | Apr 29, 2022 |
| Ti Platform If Spv, L.P. | Private Equity Fund | $19.1M | 3 | Mar 24, 2018 |
| Ti Platform Ssf Spv, L.P. | Private Equity Fund | $18.3M | 6 | Mar 29, 2017 |
| Ti Platform Cc Sma, LP | Private Equity Fund | $16.8M | 3 | Mar 25, 2020 |
| Ti Platform Trpl Spv, L.P | Venture Capital Fund | $16.6M | 10 | Mar 31, 2022 |
| Ti Platform Dci Spv, L.P | Venture Capital Fund | $15.8M | 6 | Mar 31, 2022 |
| Ti Platform Ssf Spv-B, L.P. | Private Equity Fund | $13.6M | 2 | Mar 29, 2017 |
| Sc1 Zip B2cs, LLC (Zipline) | Venture Capital Fund | $11.3M | 1 | Mar 31, 2023 |
| Ti Platform Pragma Sma, LP | Private Equity Fund | $10.7M | 3 | Mar 19, 2021 |
| Transpose Platform Grep Spv, L.P. | Venture Capital Fund | $8.5M | 9 | Mar 31, 2023 |
| Ti Fbv Gr, LP | Venture Capital Fund | $7.8M | 4 | Mar 31, 2022 |
| Ti Platform Mx II Holdings, LLCno longer reported | Venture Capital Fund | $6.7M | 3 | Mar 25, 2020 |
| Ti Platform Gitm Spv, L.P. | Venture Capital Fund | $5.9M | 7 | Mar 31, 2022 |
| Transpose Platform Gorgias Spv, L.P. | Venture Capital Fund | $5.4M | 5 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Gary Anderson · Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- Haroon Alex Bangash · Managing Director And General Partnercontrolsince 04/2015 · owns 75% or more
- Lowell Thomas Harter · Ccocontrolsince 01/2022 · owns less than 5%
- Truett Justin Kelley · General Counselcontrolsince 11/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Ti Breakout Ventures, Gp, LLCpooled vehicle sponsorn
- Ti Fbv Gr Gp, LLCpooled vehicle sponsorn
- Ti Fintech Management II, LLCpooled vehicle sponsorn
- Ti Fintech Management, LLCpooled vehicle sponsorn
- Ti Jpnin Gp, LLCpooled vehicle sponsorn
- Ti Platform Fund I Gp, LLCpooled vehicle sponsorn
- Ti Platform Fund II Gp, LLCpooled vehicle sponsorn
- Ti Platform Fund III Gp, LLCpooled vehicle sponsorn
- Ti Platform High Conviction Gp, LLCpooled vehicle sponsorn
- Ti Platform Sjfed Gp, LLCpooled vehicle sponsorn
- Ti Platform Standard Cognition Founders Platform Gp, LLCpooled vehicle sponsorn
- Ti Platform Zipline LLCpooled vehicle sponsorn
- Ti Proportunity Deposit Loan Fund Gp, LLCpooled vehicle sponsorn
- Transpose Platform India Fund II Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 15.0 to 23.0 (+53.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was 0.0% (1109 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 46 to 54Nov 28, 2025 to Mar 31, 2026
- Advisory employees · 5 to 12Nov 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 46 to 54Nov 28, 2025 to Mar 31, 2026
- Assets in custody · $1.7B to $1.7BNov 28, 2025 to Mar 31, 2026
- Employees · 15 to 23Nov 28, 2025 to Mar 31, 2026
- Private funds · 46 to 54Nov 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $1.8BNov 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $727M to $814MNov 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.5B to $2.6BNov 28, 2025 to Mar 31, 2026
- RAUM · $2.5B to $2.6BNov 28, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 30, 2025 to May 28, 2025
- Accounts · 44 to 46Dec 7, 2024 to Apr 30, 2025
- Pooled vehicle clients · 44 to 46Dec 7, 2024 to Apr 30, 2025
- Assets in custody · $1.5B to $1.7BDec 7, 2024 to Apr 30, 2025
- Employees · 14 to 15Dec 7, 2024 to Apr 30, 2025
- Private funds · 44 to 46Dec 7, 2024 to Apr 30, 2025
- Discretionary RAUM · $1.4B to $1.7BDec 7, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $613M to $727MDec 7, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $2.0B to $2.5BDec 7, 2024 to Apr 30, 2025
- RAUM · $2.0B to $2.5BDec 7, 2024 to Apr 30, 2025
- Assets in custody · $1.5B to $1.5BMar 30, 2024 to Apr 29, 2024
- Discretionary RAUM · $1.4B to $1.4BMar 30, 2024 to Apr 29, 2024
- Pooled vehicle RAUM · $2.0B to $2.0BMar 30, 2024 to Apr 29, 2024
- RAUM · $2.0B to $2.0BMar 30, 2024 to Apr 29, 2024
- Employees · 15 to 14Apr 29, 2023 to Mar 30, 2024
- Accounts · 45 to 44Apr 29, 2023 to Mar 30, 2024
- Advisory employees · 6 to 5Apr 29, 2023 to Mar 30, 2024
- Pooled vehicle clients · 45 to 44Apr 29, 2023 to Mar 30, 2024
- Assets in custody · $1.7B to $1.5BApr 29, 2023 to Mar 30, 2024
- Private funds · 45 to 44Apr 29, 2023 to Mar 30, 2024
- Discretionary RAUM · $1.6B to $1.4BApr 29, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $636M to $613MApr 29, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $2.2B to $2.0BApr 29, 2023 to Mar 30, 2024
- RAUM · $2.2B to $2.0BApr 29, 2023 to Mar 30, 2024
- Assets in custody · $1.7B to $1.7BMar 31, 2023 to Apr 29, 2023
- Discretionary RAUM · $1.6B to $1.6BMar 31, 2023 to Apr 29, 2023
- Non-discretionary RAUM · $600M to $636MMar 31, 2023 to Apr 29, 2023
- Pooled vehicle RAUM · $2.2B to $2.2BMar 31, 2023 to Apr 29, 2023
- RAUM · $2.2B to $2.2BMar 31, 2023 to Apr 29, 2023
- Accounts · 40 to 45Apr 29, 2022 to Mar 31, 2023
Signals
10 dated events
- T Trang Nguyen (Co-Founder & Member Of The General Partner) no longer on Schedule A of Transpose Platform Management, Llc (listed 2024-08-30, absent 2024-12-07)Dec 7, 2024 · Control person left · inference
- Truett Justin Kelley (General Counsel) appeared on Schedule A of Transpose Platform Management, LlcDec 7, 2024 · Control person joined · fact
- Gary Anderson (Chief Financial Officer) appeared on Schedule A of Transpose Platform Management, LlcApr 29, 2023 · Control person joined · fact
- Transpose Platform Management, Llc reported RAUM $1.6B, up 112% from $755.0M (2022-01-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- T Trang Nguyen (Co-Founder & Member Of The General Partner) appeared on Schedule A of Transpose Platform Management, LlcMar 31, 2022 · Control person joined · fact
- Lowell Thomas Harter (Cco) appeared on Schedule A of Transpose Platform Management, LlcJan 31, 2022 · Control person joined · fact
- E Franklin Alvarez (Controller, Vp & Chief Compliance Officer) no longer on Schedule A of Transpose Platform Management, Llc (listed 2021-08-09, absent 2022-01-31)Jan 31, 2022 · Control person left · inference
- E Franklin Alvarez (Controller, Vp & Chief Compliance Officer) appeared on Schedule A of Transpose Platform Management, LlcJul 1, 2021 · Control person joined · fact
- Transpose Platform Management, Llc reported RAUM $672.2M, up 298% from $169.1M (2018-03-24 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Ti Platform Management, Llc filed its initial SEC registration (Form ADV)May 23, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Transpose Platform Management, LLC · Independent Sponsorsshared crd · capital_provider
- Transpose Platform Management, LLC · Private Equityshared crd · organization
- Transpose Platform Management, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/TRANSPOSEVCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- TRANSPOSEPLATFORM.VCreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-625-2720, EXT. 110reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026