DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• I••••• W•••••
Legal name S•• H••••• C•••••• L••
Latest filing Sep 15, 2026
First filing on the tape Dec 8, 2017 · 31 filings
SEC status approved since Jan 8, 2018
RAUM
$117M
reported, Item 5.F
Discretionary
71%
of RAUM
Private clients
100%
$117M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$23.4M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$117M as of Apr 20, 2026
Mar 25, 2019$105M then
HNW client RAUM$75.7M as of Apr 20, 2026
Mar 25, 2019$32.1M then
State-registered IARs (5.B.3)4 as of Apr 20, 2026
Mar 25, 20192 then
Employees (5.A)5 as of Apr 20, 2026
Mar 25, 20193 then
Private funds: no history
RAUM -3.3% over the last fiscal year+0.5% a year over threeIARs 2 to 4offices 0 to 2
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $23.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $503,002derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 71%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +232%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$75.7M65%
- Individuals$41.5M35%
- Individual clients
- 112reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 233reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• M•••••• M•••••••• | Palm Beach Gardens, Fl | Apr 3, 2018 | 28 y | 4 |
| J••• P••••••• M•••••••• | Palm Beach Gardens, Fl | Feb 28, 2025 | 12 y | 0 |
| A••••• M•••••••• | Palm Beach Gardens, Fl | May 15, 2025 | 25 y | 1 |
| W•••••• T••••• U••••••• | Boynton Beach, Fl | Jan 2, 2026 | 25 y | 1 |
| L••••• B•••••• | Palm Beach Gardens, Fl | Sep 11, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• T••••• U••••••• from L••••••• I••••••••• I•••Jan 2, 2026 · Other
- A••••• M•••••••• from G••••• T••••May 15, 2025 · RIA to RIA
- K•••• M•••••• M•••••••• from R•••••• J•••• • A••••••••• I•••Apr 3, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• K••••• M•••••• · Chief Compliance Officer/Managing Membercontrolsince 08/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palm Beach Gardens, Fl · principal | 5 | 2 | 0 | ||
| Boynton Beach, Fl | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 20, 2026HNW share of RAUM moved from 94.0% to 65.0% between the annual amendments of 2025-03-13 and 2026-04-20peers: independent wealth managers, $100M to $500M (5,676)
- discretionary share shiftChange between filings · filing Apr 20, 2026discretionary share of RAUM moved from 95.0% to 71.0% between the annual amendments of 2025-03-13 and 2026-04-20peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Financial planning clients · 26-50 to 26-50Apr 20, 2026 to Sep 15, 2026
- Other offices · 1 to 2Apr 20, 2026 to Sep 15, 2026
- Succession · false to unsetApr 20, 2026 to Sep 15, 2026
- Accounts · 94 to 233Jan 2, 2026 to Mar 24, 2026
- Advisory employees · 2 to 3Jan 2, 2026 to Mar 24, 2026
- HNW clients · 8 to 34Jan 2, 2026 to Mar 24, 2026
- Individual clients · 36 to 112Jan 2, 2026 to Mar 24, 2026
- Employees · 4 to 5Jan 2, 2026 to Mar 24, 2026
- State-registered IARs · 2 to 4Jan 2, 2026 to Mar 24, 2026
- Discretionary RAUM · $115M to $83.5MJan 2, 2026 to Mar 24, 2026
- HNW RAUM · $114M to $75.7MJan 2, 2026 to Mar 24, 2026
- Individual RAUM · $7.4M to $41.5MJan 2, 2026 to Mar 24, 2026
- Non-discretionary RAUM · $6.0M to $33.7MJan 2, 2026 to Mar 24, 2026
- RAUM · $121M to $117MJan 2, 2026 to Mar 24, 2026
- Related insurance company · false to trueJan 2, 2026 to Mar 24, 2026
- Other offices · 0 to 1Oct 22, 2025 to Jan 2, 2026
- Accounts · 73 to 94Oct 31, 2024 to Mar 13, 2025
- Advisory employees · 1 to 2Oct 31, 2024 to Mar 13, 2025
- HNW clients · 10 to 8Oct 31, 2024 to Mar 13, 2025
- Individual clients · 40 to 36Oct 31, 2024 to Mar 13, 2025
- Employees · 3 to 4Oct 31, 2024 to Mar 13, 2025
- Financial planning clients · 26-50 to 26-50Oct 31, 2024 to Mar 13, 2025
- State-registered IARs · 1 to 2Oct 31, 2024 to Mar 13, 2025
- Discretionary RAUM · $117M to $115MOct 31, 2024 to Mar 13, 2025
- HNW RAUM · $113M to $114MOct 31, 2024 to Mar 13, 2025
- Individual RAUM · $4.8M to $7.4MOct 31, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $0 to $6.0MOct 31, 2024 to Mar 13, 2025
- RAUM · $117M to $121MOct 31, 2024 to Mar 13, 2025
- HQ city · WEST PALM BEACH to PALM BEACH GARDENSJun 12, 2024 to Aug 28, 2024
- Business name · S•• H••••• C•••••• to C••••• I••••• W•••••Mar 14, 2024 to Apr 15, 2024
- Accounts · 78 to 73Jan 23, 2023 to Mar 14, 2024
- HNW clients · 8 to 10Jan 23, 2023 to Mar 14, 2024
- Individual clients · 38 to 40Jan 23, 2023 to Mar 14, 2024
- Employees · 2 to 3Jan 23, 2023 to Mar 14, 2024
- Discretionary RAUM · $116M to $117MJan 23, 2023 to Mar 14, 2024
- HNW RAUM · $111M to $113MJan 23, 2023 to Mar 14, 2024
- Individual RAUM · $4.2M to $4.8MJan 23, 2023 to Mar 14, 2024
- RAUM · $116M to $117MJan 23, 2023 to Mar 14, 2024
- Accounts · 64 to 78Jun 14, 2022 to Jan 23, 2023
- HNW clients · 9 to 8Jun 14, 2022 to Jan 23, 2023
Signals
2 dated events
- Peale Polk Robert Leidy (Managing Partner/Managing Member) no longer on Schedule A of C••••• I••••• W••••• (listed 2020-03-19, absent 2020-04-23)Apr 23, 2020 · Control person left · inference
- S•• H••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Dec 8, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 561-762-7719reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- castleislandwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-208-3883reportedpublic record, Form ADV, Sep 15, 2026
- Contact form
- castleislandwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- castleislandwealth.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026