DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

G••••••• P•••• C•••••• L••

Asset manager (funds and pooled vehicles)Greenwich, ConnecticutCRD 287716SEC 801-110146websiteIAPD
Latest filing Jul 23, 2026
First filing on the tape Mar 7, 2017 · 23 filings
SEC status approved since Mar 16, 2017
RAUM
$5.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
44
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$5.7B as of Jul 23, 2026
Mar 26, 2018$1.0B then
HNW client RAUM$0 as of Jul 23, 2026
Mar 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 23, 2026
Mar 26, 20180 then
Employees (5.A)23 as of Jul 23, 2026
Mar 26, 201810 then
Private funds44 as of Jul 23, 2026
Mar 26, 20183 then
RAUM +8.2% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$128MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$5.7B, 44 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.7B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
44reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$5.7B for 44 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      46 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••••• P•••• C•••••• P••••••• •••••• P••••••• A• L•Private Equity Fund$887M12Mar 28, 2024
      G••••••• P•••• C•••••• P••••••• I• L•Private Equity Fund$670M40Mar 31, 2021
      G••••••• P•••• C•••••• P••••••• P••••••••• L•Private Equity Fund$469M10Mar 26, 2018
      G••••••• P•••• C•••••• P••••••• •••••• L•Private Equity Fund$313M27Mar 28, 2024
      G••••••• P•••• C•••••• P••••••• L•Private Equity Fund$275M50Mar 26, 2018
      G••••••• P•••• C•••••• P••••••• P••••••••• I• L•Private Equity Fund$272M1Mar 31, 2021
      G••••••• P•••• C•••••• P••••••• P••••••••• I• L•Private Equity Fund$264M13Mar 31, 2021
      G•• P••••••• I• C•••••••• A• L•Private Equity Fund$161M3Mar 30, 2022
      G•• I••••• P••••••• S•• C•••••••• •••••• B• L•Private Equity Fund$135M3Mar 30, 2023
      G•• I••••• P••••••• S•• C•••••••• •••••• A• L•Private Equity Fund$135M3Mar 30, 2023
      G••••• •••••••• L•Private Equity Fund$117M10Mar 31, 2021
      G••••• ••••••• P••••••• A• L•Private Equity Fund$107M8Mar 30, 2022
      G•• I••••• P••••••• S•• 2••• L•Private Equity Fund$98.8M4Mar 30, 2023
      G•••••• P••••••• L•Private Equity Fund$90.2M1Mar 26, 2018
      G••••• •••••••• L•Private Equity Fund$86.9M7Mar 30, 2022
      G•• I••••• P••••••• S•• 2••• L•Private Equity Fund$76.0M4Mar 30, 2022
      G••••• •••••••• L•Private Equity Fund$71.1M5Apr 1, 2019
      G••••• •••• L• I•• L•Private Equity Fund$66.7M2Mar 30, 2023
      G••••• ••••• L•Private Equity Fund$56.1M6Mar 31, 2021
      G••••• •••••••• L•Private Equity Fund$53.1M5Mar 30, 2022
      G••••• •••••••• L•Private Equity Fund$49.0M5Mar 30, 2020
      G••••• •••••••• I• L•Private Equity Fund$34.1M3Mar 30, 2022
      G••••• •••••••• L•Private Equity Fund$30.6M6Mar 28, 2024
      G••••• ••••••• L•Private Equity Fund$24.8M7Mar 30, 2022
      G••••• ••••• L•Private Equity Fund$21.4M2Mar 31, 2021
      G••••• •••••••• L•Private Equity Fund$20.9M1Mar 28, 2024
      G••••• •••••••• L•Private Equity Fund$19.9M5Mar 30, 2023
      G••••••••• •••••••• L•Private Equity Fund$18.2M1Mar 30, 2023
      G••••• •••••••• L•Private Equity Fund$17.8M8Mar 31, 2021
      G••••• ••••••••• L•Private Equity Fund$14.5M4Mar 30, 2023
      G••••• I••••• ••••• L•Private Equity Fund$13.7M3Mar 30, 2023
      G•• P••••••• I• C•••••••• ••••••••• L•Private Equity Fund$10.6M2Mar 30, 2023
      G•••••• •••••••• L•Private Equity Fund$10.4M1Mar 30, 2023
      G••••• •••••••• L•Private Equity Fund$10.2M1Mar 31, 2021
      G•• P••••••• C••••••••• •••••• L•Private Equity Fund$8.3M11Apr 1, 2019
      G••••• ••••••••• L•Private Equity Fund$6.1M2Apr 1, 2019
      G•• P••••••• I••••••••• •••••••• L•Private Equity Fund$5.6M9Mar 30, 2023
      G•• I••••• P••••••• C••••••••• ••••• L•Private Equity Fund$5.5M2Mar 30, 2023
      G••••• •••••• L•Private Equity Fund$5.4M4Apr 1, 2019
      G•• P••••••• C••••••••• ••••• 2• L••Private Equity Fund$4.2M3Apr 1, 2019
      All funds of G••••••• P•••• C•••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• M••••••• B•••••• · Managing Partnercontrol
        since 01/2017 · owns less than 5%
      • C••••• J•••• · Chief Operating Officer And Chief Financial Officercontrol
        since 05/2017 · owns less than 5%
      • S••••• L••••• A••••• · Managing Partnercontrol
        since 01/2017 · owns less than 5%
      • S•••••••• K•••••••• M• · General Counsel And Chief Compliance Officercontrol
        since 08/2021 · owns less than 5%
      • B•••••• M••••••• B•••••• · Managercontrol
        since 01/2017 · owns 50% to 75% of G••••••• P•••• ••• L••
      • B•••••• M••••••• B•••••• · Limited Partnercontrol
        since 01/2017 · owns 25% to 50% of G••••••• P•••• L•
      • S••••• L••••• A••••• · Limited Partnercontrol
        since 01/2017 · owns 25% to 50% of G••••••• P•••• L•
      • S••••• L••••• A••••• · Managercontrol
        since 01/2017 · owns 50% to 75% of G••••••• P•••• ••• L••
      Entity owners
      • B•• ••••••••• H••••••• L•• · Member
        direct · owns less than 5%
      • G••••••• P•••• L• · Managing Member
        direct · owns 75% or more
      • B•••••••• F•••••••• M••••••••• I•• · Member
        indirect · owns 75% or more of Blk (G•••••••) Holdings, LLC
      • B•••••••• H••••• 2• I••• · Shareholder
        indirect · owns 75% or more of B•••••••• F•••••••• M••••••••• I••.
      • B••••••••• I••• · Shareholder
        indirect · owns 75% or more of B•••••••• H••••• 2• I••• · public reporting company
      • G••••••• P•••• ••• L•• · General Partner
        indirect · owns F of G••••••• P•••• L•
      Related persons
      Schedule D 7.A
      • G•• P••••••• •••••• G• L••
        pooled vehicle sponsory
      • G•• P••••••• G• L••
        pooled vehicle sponsory
      • G•• P••••••• I• G• L••
        pooled vehicle sponsory
      • G•• P••••••• I••••• G• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 46 to 44
        Jun 16, 2025 to Mar 31, 2026
      • Corporate clients · 1 to 0
        Jun 16, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 45 to 44
        Jun 16, 2025 to Mar 31, 2026
      • Assets in custody · $4.9B to $5.7B
        Jun 16, 2025 to Mar 31, 2026
      • Employees · 24 to 23
        Jun 16, 2025 to Mar 31, 2026
      • Private funds · 45 to 44
        Jun 16, 2025 to Mar 31, 2026
      • Discretionary RAUM · $4.9B to $5.7B
        Jun 16, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $323M to $0
        Jun 16, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $4.9B to $5.7B
        Jun 16, 2025 to Mar 31, 2026
      • RAUM · $5.2B to $5.7B
        Jun 16, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 28, 2025 to Jun 16, 2025
      • Advisory employees · 15 to 13
        Jun 25, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 43 to 45
        Jun 25, 2024 to Mar 28, 2025
      • Assets in custody · $4.7B to $4.9B
        Jun 25, 2024 to Mar 28, 2025
      • Private funds · 43 to 45
        Jun 25, 2024 to Mar 28, 2025
      • Discretionary RAUM · $4.7B to $4.9B
        Jun 25, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $416M to $323M
        Jun 25, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $4.7B to $4.9B
        Jun 25, 2024 to Mar 28, 2025
      • RAUM · $5.2B to $5.2B
        Jun 25, 2024 to Mar 28, 2025
      • Accounts · 45 to 46
        Jun 25, 2024 to Mar 28, 2025
      • Other offices · 1 to 0
        Mar 28, 2024 to Apr 18, 2024
      • Accounts · 44 to 45
        Mar 30, 2023 to Mar 28, 2024
      • Advisory employees · 18 to 15
        Mar 30, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 42 to 43
        Mar 30, 2023 to Mar 28, 2024
      • Assets in custody · $3.3B to $4.7B
        Mar 30, 2023 to Mar 28, 2024
      • Employees · 26 to 24
        Mar 30, 2023 to Mar 28, 2024
      • Private funds · 42 to 43
        Mar 30, 2023 to Mar 28, 2024
      • Discretionary RAUM · $3.4B to $4.7B
        Mar 30, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $487M to $416M
        Mar 30, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $3.3B to $4.7B
        Mar 30, 2023 to Mar 28, 2024
      • RAUM · $3.8B to $5.2B
        Mar 30, 2023 to Mar 28, 2024
      • Accounts · 32 to 44
        Sep 13, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 30 to 42
        Sep 13, 2022 to Mar 30, 2023
      • Assets in custody · $2.6B to $3.3B
        Sep 13, 2022 to Mar 30, 2023
      • Employees · 25 to 26
        Sep 13, 2022 to Mar 30, 2023
      • Private funds · 30 to 42
        Sep 13, 2022 to Mar 30, 2023
      • Discretionary RAUM · $2.6B to $3.4B
        Sep 13, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $961M to $487M
        Sep 13, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $2.4B to $3.3B
        Sep 13, 2022 to Mar 30, 2023
      • RAUM · $3.5B to $3.8B
        Sep 13, 2022 to Mar 30, 2023
      Signals
      5 dated events
      • G••••••• P•••• C•••••• L•• reported RAUM $5.2B, up 34% from $3.8B (2023-03-30 to 2024-03-28)
        Mar 28, 2024 · ria raum c••••e · derived
      • M K••••••• S••••••• (General Counsel And Chief Compliance Officer) appeared on Schedule A of G••••••• P•••• C•••••• L••
        Oct 20, 2021 · Control person joined · fact
      • G••••••• P•••• C•••••• L•• reported RAUM $2.8B, up 125% from $1.3B (2020-11-20 to 2021-03-31)
        Mar 31, 2021 · ria raum c••••e · derived
      • G••••••• P•••• C•••••• L•• reported RAUM $1.0B, up 153% from $400.0M (2017-06-28 to 2018-03-26)
        Mar 26, 2018 · ria raum c••••e · derived
      • G••••••• P•••• C•••••• L•• filed its initial SEC registration (Form ADV)
        Mar 7, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      gallatinpoint.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      203-742-0200reportedpublic record, Form ADV, Jul 23, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026