DFX Intelligence
RIA Intelligence
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SEC-registered adviser
N••••• C•••••• L••••
Latest filing Mar 13, 2026
First filing on the tape Mar 12, 2018 · 9 filings
SEC status approved since Apr 18, 2018
RAUM
$280M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$280M as of Mar 13, 2026
Mar 29, 2019$944M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Mar 29, 20190 then
Employees (5.A)12 as of Mar 13, 2026
Mar 29, 201912 then
Private funds1 as of Mar 13, 2026
Mar 29, 20194 then
RAUM -16% over the last fiscal year-31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $69.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $15.8M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$280M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15.8M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N••••• C•••••• E••••• M••••• F••• L••no longer reported | Hedge Fund | $48.6M | 1 | May 15, 2017 |
| A••••• B••••• L•• | Hedge Fund | $34.3M | 10 | Mar 26, 2021 |
| N••••• M••••••••• F••• L••no longer reported | Hedge Fund | $23.1M | 1 | May 15, 2017 |
| N••••• C•••••• C••••••••• F••• I• L••no longer reported | Hedge Fund | $0 | 0 | May 15, 2017 |
| N••••• G••• C••• F••• L••no longer reported | Hedge Fund | $0 | 0 | May 15, 2017 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• C•••••••• P••••• V••••• D• · Partner / Chief Compliance Officercontrolsince 03/2017 · owns 5% to 10%
- S•••••• L•••• G•••••••• R•••••• · Partner / Pmcontrolsince 08/2011 · owns 50% to 75%
- V•••• F••••••••• T••••• · Partner / Analystcontrolsince 06/2016 · owns 5% to 10%
- C••••••• V•••••• · Partner / Operations Managersince 05/2013 · owns less than 5%
- D• C•••••• G••••••• M•••••• · Partner / Analystsince 04/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 4Mar 14, 2025 to Mar 13, 2026
- Advisory employees · 8 to 7Mar 14, 2025 to Mar 13, 2026
- Pooled vehicle clients · 7 to 4Mar 14, 2025 to Mar 13, 2026
- Assets in custody · $13.5M to $15.8MMar 14, 2025 to Mar 13, 2026
- Employees · 13 to 12Mar 14, 2025 to Mar 13, 2026
- Discretionary RAUM · $334M to $280MMar 14, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $334M to $280MMar 14, 2025 to Mar 13, 2026
- RAUM · $334M to $280MMar 14, 2025 to Mar 13, 2026
- Advisory employees · 9 to 8Mar 13, 2024 to Mar 14, 2025
- Assets in custody · $34.3M to $13.5MMar 13, 2024 to Mar 14, 2025
- Employees · 15 to 13Mar 13, 2024 to Mar 14, 2025
- Financial planning clients · unset to Mar 13, 2024 to Mar 14, 2025
- HQ state · unset to Mar 13, 2024 to Mar 14, 2025
- Discretionary RAUM · $894M to $334MMar 13, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $894M to $334MMar 13, 2024 to Mar 14, 2025
- RAUM · $894M to $334MMar 13, 2024 to Mar 14, 2025
- Advisory employees · 10 to 9Mar 15, 2023 to Mar 13, 2024
- Assets in custody · $28.2M to $34.3MMar 15, 2023 to Mar 13, 2024
- Employees · 16 to 15Mar 15, 2023 to Mar 13, 2024
- Discretionary RAUM · $855M to $894MMar 15, 2023 to Mar 13, 2024
- Pooled vehicle RAUM · $855M to $894MMar 15, 2023 to Mar 13, 2024
- RAUM · $855M to $894MMar 15, 2023 to Mar 13, 2024
- Advisory employees · 9 to 10Mar 24, 2022 to Mar 15, 2023
- Assets in custody · $29.6M to $28.2MMar 24, 2022 to Mar 15, 2023
- Employees · 15 to 16Mar 24, 2022 to Mar 15, 2023
- Discretionary RAUM · $1.0B to $855MMar 24, 2022 to Mar 15, 2023
- Pooled vehicle RAUM · $1.0B to $855MMar 24, 2022 to Mar 15, 2023
- RAUM · $1.0B to $855MMar 24, 2022 to Mar 15, 2023
- Accounts · 6 to 7Mar 26, 2021 to Mar 24, 2022
- Pooled vehicle clients · 6 to 7Mar 26, 2021 to Mar 24, 2022
- Assets in custody · $63.5M to $29.6MMar 26, 2021 to Mar 24, 2022
- Employees · 14 to 15Mar 26, 2021 to Mar 24, 2022
- Private funds · 2 to 1Mar 26, 2021 to Mar 24, 2022
- Discretionary RAUM · $1.1B to $1.0BMar 26, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $1.1B to $1.0BMar 26, 2021 to Mar 24, 2022
- RAUM · $1.1B to $1.0BMar 26, 2021 to Mar 24, 2022
- Accounts · 8 to 6Mar 12, 2020 to Mar 26, 2021
- Advisory employees · 8 to 9Mar 12, 2020 to Mar 26, 2021
- Pooled vehicle clients · 8 to 6Mar 12, 2020 to Mar 26, 2021
- Assets in custody · $72.6M to $63.5MMar 12, 2020 to Mar 26, 2021
Signals
4 dated events
- N••••• C•••••• L•••• reported RAUM $333.5M, down 63% from $894.2M (2024-03-13 to 2025-03-14)Mar 14, 2025 · RAUM change · derived
- De Oliveira Bruno Vargens (Partner / Analyst) no longer on Schedule A of N••••• C•••••• L•••• (listed 2023-03-15, absent 2024-03-13)Mar 13, 2024 · Control person left · inference
- Costa M•••••• Caue Amaral (Partner / Analyst) no longer on Schedule A of N••••• C•••••• L•••• (listed 2018-03-12, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- N••••• C•••••• L•••• filed its initial SEC registration (Form ADV)Mar 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nucleo-capitalreportedpublic record, Form ADV, Sep 21, 2026
- Website
- n•••••••••.c••.brreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 551139377560reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026