DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• C•••••• H••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 17, 2021 · 8 filings
SEC status approved since Jul 16, 2021
RAUM
$157M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$157M as of Mar 31, 2026
Mar 30, 2022$376M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20220 then
Employees (5.A)10 as of Mar 31, 2026
Mar 30, 202228 then
Private funds11 as of Mar 31, 2026
Mar 30, 202210 then
RAUM -25% over the last fiscal year-23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $14.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $157M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$157M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $157M for 11 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• C•••••• P••••••• I•• Q• L• | Private Equity Fund | $91.4M | 216 | Mar 19, 2021 |
| M••••• C•••••• P••••••• I• L• | Private Equity Fund | $42.0M | 121 | Mar 23, 2018 |
| M•• W•••••••• I••• | Securitized Asset Fund | $37.5M | 30 | Jun 17, 2021 |
| M••••• C•••••• P••••••• I• Q• L• | Private Equity Fund | $26.1M | 82 | Mar 30, 2022 |
| M••••• C•••••• P••••••• I•• L• | Private Equity Fund | $24.6M | 102 | Mar 24, 2020 |
| M••••• C•••••• P•••••••• L• | Private Equity Fund | $13.5M | 94 | Aug 22, 2017 |
| M••••• C•••••• P••••••• I• L• | Private Equity Fund | $10.2M | 54 | Mar 30, 2022 |
| M••••• C•••••• P••••••• I•• O••••••• | Private Equity Fund | $4.1M | 22 | Mar 19, 2021 |
| M••••• C•••••• P••••••• I•• A• L• | Private Equity Fund | $3.8M | 94 | Jun 17, 2021 |
| M••••• C•••••• P••••••• I• O••••••• | Private Equity Fund | $2.7M | 6 | Mar 30, 2022 |
| M••••• I••••••••• F••• L• | Private Equity Fund | $690,986 | 3 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• M•••••••• B•••• · Managing Membercontrolsince 07/2016 · owns 75% or more
- D••••• R••••• G••••• · Chief Compliance Officer, General Counselcontrolsince 08/2021 · owns less than 5%
- K•••• F•••••••• N•• · Chief Financial Officercontrolsince 06/2023 · owns less than 5%
- M•••••• T••••••• M• · Presidentcontrolsince 07/2019 · owns less than 5%
Related persons
Schedule D 7.A
- M••••• I••••••••• M•••••• L••pooled vehicle sponsorn
- M••••• M•••••• I• L••pooled vehicle sponsorn
- M••••• M•••••• I•• L••pooled vehicle sponsorn
- M••••• M•••••• I•• O••••••• L••pooled vehicle sponsorn
- M••••• M•••••• I• L••pooled vehicle sponsorn
- M••••• M••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 19.0 to 10.0 (-47.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was 0.0% (393 comparable advisers, 3.0th percentile of changes)peers: ASSET_M••••••, $100M to $500M (393) · 3.1% percentile
What changed
consecutive filings, newest first
- Advisory employees · 9 to 6Mar 25, 2025 to Mar 31, 2026
- Assets in custody · $211M to $157MMar 25, 2025 to Mar 31, 2026
- Employees · 19 to 10Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $211M to $157MMar 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $211M to $157MMar 25, 2025 to Mar 31, 2026
- RAUM · $211M to $157MMar 25, 2025 to Mar 31, 2026
- Advisory employees · 13 to 9Mar 28, 2024 to Mar 25, 2025
- Assets in custody · $257M to $211MMar 28, 2024 to Mar 25, 2025
- Employees · 23 to 19Mar 28, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $257M to $211MMar 28, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $257M to $211MMar 28, 2024 to Mar 25, 2025
- RAUM · $257M to $211MMar 28, 2024 to Mar 25, 2025
- Advisory employees · 12 to 13Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $346M to $257MMar 30, 2023 to Mar 28, 2024
- Employees · 28 to 23Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $346M to $257MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $346M to $257MMar 30, 2023 to Mar 28, 2024
- RAUM · $346M to $257MMar 30, 2023 to Mar 28, 2024
- Accounts · 10 to 11Feb 9, 2023 to Mar 30, 2023
- Pooled vehicle clients · 10 to 11Feb 9, 2023 to Mar 30, 2023
- Assets in custody · $376M to $346MFeb 9, 2023 to Mar 30, 2023
- HQ city · NEW YORK to RYEFeb 9, 2023 to Mar 30, 2023
- Private funds · 10 to 11Feb 9, 2023 to Mar 30, 2023
- Discretionary RAUM · $376M to $346MFeb 9, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $376M to $346MFeb 9, 2023 to Mar 30, 2023
- RAUM · $376M to $346MFeb 9, 2023 to Mar 30, 2023
- Accounts · 7 to 10Aug 30, 2021 to Mar 30, 2022
- Pooled vehicle clients · 7 to 10Aug 30, 2021 to Mar 30, 2022
- Assets in custody · $381M to $376MAug 30, 2021 to Mar 30, 2022
- Employees · 23 to 28Aug 30, 2021 to Mar 30, 2022
- Private funds · 7 to 10Aug 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $381M to $376MAug 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $381M to $376MAug 30, 2021 to Mar 30, 2022
- RAUM · $381M to $376MAug 30, 2021 to Mar 30, 2022
- Private funds · 14 to 7Jun 17, 2021 to Aug 30, 2021
Signals
5 dated events
- Casey Kevin Gibbs (Member) no longer on Schedule A of M••••• C•••••• H••••••• L•• (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Eric Daniel Lipton (Chief Operating Officer, Chief Financial Officer) no longer on Schedule A of M••••• C•••••• H••••••• L•• (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Nmn Florinda Koka (Chief Financial Officer) appeared on Schedule A of M••••• C•••••• H••••••• L••Mar 28, 2024 · Control person joined · fact
- Girish Rishi Desai (Chief Compliance Officer) appeared on Schedule A of M••••• C•••••• H••••••• L••Aug 30, 2021 · Control person joined · fact
- M••••• C•••••• H••••••• L•• filed its initial SEC registration (Form ADV)Jun 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••• C•••••• H••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M••••• C•••••• H••••••• L•• · Private Equityshared crd · organization
- M••••• C•••••• H••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/merida-capital-holdingsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.M••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-210-1890reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026