DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• W••••••• C•••••• P••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2018 · 14 filings
SEC status approved since Apr 30, 2018
RAUM
$312M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$312M as of Mar 27, 2026
Mar 29, 2019$144M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 29, 20190 then
Employees (5.A)5 as of Mar 27, 2026
Mar 29, 20197 then
Private funds4 as of Mar 27, 2026
Mar 29, 20198 then
RAUM +27% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $78.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $213M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$312M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $213M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• W••••••• F••• I• L• | Private Equity Fund | $102M | 13 | May 31, 2017 |
| L••• W••••••• F••• I• L• | Private Equity Fund | $83.8M | 32 | Mar 18, 2022 |
| L• H••••• I•• L••no longer reported | Private Equity Fund | $10.0M | 4 | May 31, 2017 |
| L• H••••• V• L••no longer reported | Private Equity Fund | $9.3M | 4 | May 31, 2017 |
| L• H••••• V• L••no longer reported | Private Equity Fund | $7.3M | 3 | May 31, 2017 |
| L••• W••••••• V•••••• I• L••no longer reported | Private Equity Fund | $5.0M | 2 | May 31, 2017 |
| L••• W••••••• V•••••• I•• L••no longer reported | Private Equity Fund | $3.0M | 4 | May 31, 2017 |
| L• H••••• I• L••no longer reported | Private Equity Fund | $2.0M | 5 | May 31, 2017 |
| L• V•••••• X• L•• | Private Equity Fund | $1.4M | 5 | Mar 30, 2018 |
| L• V•••••• V• L••no longer reported | Private Equity Fund | $1.3M | 2 | Mar 30, 2018 |
| L• V•••••• I• L••no longer reported | Private Equity Fund | $700,000 | 5 | Mar 30, 2018 |
| L• V•••••• I•• L••no longer reported | Private Equity Fund | $100,000 | 3 | Mar 30, 2018 |
| L• V•••••• X• L••no longer reported | Private Equity Fund | $0 | 6 | May 31, 2017 |
| L• V•••••• I• L••no longer reported | Private Equity Fund | $0 | 7 | Mar 30, 2018 |
| L••••• I•• L••no longer reported | Private Equity Fund | $0 | 4 | May 31, 2017 |
| L• V•••••• X••no longer reported | Private Equity Fund | $0 | 1 | Mar 30, 2018 |
| L• V•••••• V• L••no longer reported | Private Equity Fund | $0 | 4 | Mar 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- P••••• C••••••••• A••••• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- D••••••• L••• D•••• · Managing Membercontrolsince 04/2020 · owns 25% to 50% of A•••••••• L••
- W••••••••• B•••• A••••• · Managing Membercontrolsince 04/2020 · owns 25% to 50% of A•••••••• L••
Entity owners
- A•••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list L••• W••••••• C•••••• P••••••• L•• as a related person
- 130711 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $127M to $213MAug 14, 2025 to Mar 27, 2026
- Discretionary RAUM · $246M to $312MAug 14, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $246M to $312MAug 14, 2025 to Mar 27, 2026
- RAUM · $246M to $312MAug 14, 2025 to Mar 27, 2026
- HQ city · DALLAS to PLANOMar 28, 2025 to Aug 14, 2025
- Accounts · 3 to 4Mar 14, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 4Mar 14, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 14, 2024 to Mar 28, 2025
- Private funds · 3 to 4Mar 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $187M to $246MMar 14, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $187M to $246MMar 14, 2024 to Mar 28, 2025
- RAUM · $187M to $246MMar 14, 2024 to Mar 28, 2025
- Assets in custody · $119M to $127MMar 27, 2023 to Mar 14, 2024
- Discretionary RAUM · $180M to $187MMar 27, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · $180M to $187MMar 27, 2023 to Mar 14, 2024
- RAUM · $180M to $187MMar 27, 2023 to Mar 14, 2024
- Assets in custody · $107M to $119MMar 18, 2022 to Mar 27, 2023
- Discretionary RAUM · $174M to $180MMar 18, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $174M to $180MMar 18, 2022 to Mar 27, 2023
- RAUM · $174M to $180MMar 18, 2022 to Mar 27, 2023
- Accounts · 2 to 3Jan 28, 2022 to Mar 18, 2022
- Pooled vehicle clients · 2 to 3Jan 28, 2022 to Mar 18, 2022
- Private funds · 2 to 3Jan 28, 2022 to Mar 18, 2022
- Discretionary RAUM · $107M to $174MJan 28, 2022 to Mar 18, 2022
- Pooled vehicle RAUM · $107M to $174MJan 28, 2022 to Mar 18, 2022
- RAUM · $107M to $174MJan 28, 2022 to Mar 18, 2022
- Advisory employees · 5 to 4Mar 31, 2021 to Jan 28, 2022
- Accounts · 5 to 2Oct 28, 2020 to Mar 31, 2021
- Advisory employees · 6 to 5Oct 28, 2020 to Mar 31, 2021
- Pooled vehicle clients · 5 to 2Oct 28, 2020 to Mar 31, 2021
- Assets in custody · $136M to $107MOct 28, 2020 to Mar 31, 2021
- Employees · 7 to 5Oct 28, 2020 to Mar 31, 2021
- HQ city · NEW YORK to DALLASOct 28, 2020 to Mar 31, 2021
- HQ state · NY to TXOct 28, 2020 to Mar 31, 2021
- Private funds · 5 to 2Oct 28, 2020 to Mar 31, 2021
- Discretionary RAUM · $136M to $107MOct 28, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $136M to $107MOct 28, 2020 to Mar 31, 2021
- RAUM · $136M to $107MOct 28, 2020 to Mar 31, 2021
- Accounts · 12 to 5Feb 18, 2020 to Mar 26, 2020
- Pooled vehicle clients · 8 to 5Feb 18, 2020 to Mar 26, 2020
Signals
2 dated events
- Andrew Constantine Pelos (Chief Compliance Officer) appeared on Schedule A of L••• W••••••• C•••••• P••••••• L••Jan 28, 2022 · Control person joined · fact
- L••• W••••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••• W••••••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L••• W••••••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lake-whillansreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (646) 389-1032reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026