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SEC-registered adviser

A••••• A•••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 287857SEC 801-111080websiteIAPD
Latest filing Jun 3, 2026
First filing on the tape Aug 2, 2017 · 12 filings
SEC status approved since Sep 5, 2017
RAUM
$100M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$100M as of Jun 3, 2026
Mar 12, 2018$100M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 3, 2026
Mar 12, 20180 then
Employees (5.A)2 as of Jun 3, 2026
Mar 12, 20183 then
Private funds: no history
RAUM +0.0% over the last fiscal year+0.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$100MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$100M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• D•••• A••• · President / Chief Executive Officer / Assistant Treasurer / Assistant Secretarycontrol
        since 10/2013 · owns less than 5%
      • G•••••• S••••• D•••••• · Chief Financial Officer / Treasurer / Secretary / Managing Director / Chief Compliance Officercontrol
        since 12/2016 · owns less than 5%
      • C••••••••• D•••• A••• · Membercontrol
        since 02/2016 · owns 50% to 75% of A••••• G•••• L••
      • C••••• J••••• J••••• · Membercontrol
        since 12/2014 · owns F of A••••• G•••• L••
      • G•••••• S••••• D•••••• · Membercontrol
        since 02/2016 · owns F of A••••• G•••• L••
      • P•••••••• J••••••• J•••• · Membercontrol
        since 12/2004 · owns F of A••••• G•••• L••
      Entity owners
      • A••••• G•••• L•• · Managing Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $0 to $100M
        Jun 6, 2025 to Jun 3, 2026
      • Non-discretionary RAUM · $100M to $0
        Jun 6, 2025 to Jun 3, 2026
      • Financial planning clients · 0 to 0
        Mar 28, 2024 to Jun 6, 2025
      • Discretionary RAUM · $100M to $0
        Mar 28, 2024 to Jun 6, 2025
      • Non-discretionary RAUM · $0 to $100M
        Mar 28, 2024 to Jun 6, 2025
      • Related broker-dealer · false to true
        Mar 20, 2023 to Mar 28, 2024
      • Discretionary RAUM · $0 to $100M
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $100M to $0
        Mar 31, 2021 to Mar 31, 2022
      • Financial planning clients · unset to 0
        Mar 3, 2020 to Mar 31, 2021
      • Discretionary RAUM · $100M to $0
        Mar 3, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $0 to $100M
        Mar 3, 2020 to Mar 31, 2021
      • Advisory employees · 3 to 1
        Oct 23, 2018 to Mar 20, 2019
      • Employees · 3 to 2
        Oct 23, 2018 to Mar 20, 2019
      • Accounts · 0 to 1
        Aug 2, 2017 to Jan 5, 2018
      • Business name · A••••• A•••• M••••••••• L•• to A••••• A•••• M••••••••• L••
        Aug 2, 2017 to Jan 5, 2018
      • Legal name · A••••• A•••• M••••••••• L•• to A••••• A•••• M••••••••• L••
        Aug 2, 2017 to Jan 5, 2018
      • Other offices · unset to 0.0
        Aug 2, 2017 to Jan 5, 2018
      • Discretionary RAUM · $0 to $100M
        Aug 2, 2017 to Jan 5, 2018
      • RAUM · $0 to $100M
        Aug 2, 2017 to Jan 5, 2018
      Signals
      2 dated events
      • Gilman Stephen O'Grady (Member) no longer on Schedule A of A••••• A•••• M••••••••• L•• (listed 2018-10-23, absent 2019-03-20)
        Mar 20, 2019 · Control person left · inference
      • A••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Aug 2, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      a•••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      2129184935reportedpublic record, Form ADV, Jun 3, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026