DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••• C••••••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 287867SEC 801-134626websiteIAPD
Legal name S•••• C•••••• M••••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Nov 14, 2025 · 2 filings
SEC status approved since Nov 20, 2025
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
51
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$1.2B as of Mar 23, 2026
Nov 14, 2025$436M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Nov 14, 20250 then
Employees (5.A)6 as of Mar 23, 2026
Nov 14, 20256 then
Private funds51 as of Mar 23, 2026
Nov 14, 202558 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$22.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.2B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
51reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      70 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•••• C•••••• L•••Venture Capital Fund$16.0M42Mar 2, 2017
      S•••• C•••••• I• L•••Venture Capital Fund$9.0M18Feb 25, 2021
      S•••• A••••• L••••• L••Other Private Fund$8.5M28Mar 1, 2023
      S•••• A••••• L•••• L••Other Private Fund$7.0M12Nov 9, 2021
      S•••• A••••• L••• L••Other Private Fund$7.0M13Nov 9, 2021
      S•••• A••••• L•••• L••Other Private Fund$5.0M26Nov 9, 2021
      S•••• A••••• L•• L••no longer reportedOther Private Fund$4.0M10Nov 9, 2021
      S•• H••••••• L• L••Other Private Fund$3.5M17Nov 9, 2021
      S•• H••••••• X••••• L••Other Private Fund$2.7M15Nov 9, 2021
      S•• H••••••• X•• L••Other Private Fund$2.5M14Nov 9, 2021
      S•• H••••••• X••• L••Other Private Fund$2.3M9Nov 9, 2021
      S•• H••••••• X•••• L••Other Private Fund$1.5M8Nov 9, 2021
      S•••• A••••• L••••• L••Other Private Fund$1.4M18Mar 22, 2024
      S•• H••••••• X•••• L••Other Private Fund$1.3M21Nov 9, 2021
      S•••• A••••• L••• L••Other Private Fund$1.2M15Mar 22, 2024
      S•• H••••••• X••• L••no longer reportedOther Private Fund$1.2M19Nov 9, 2021
      S•••• A••••• L••• L••Other Private Fund$1.0M10Mar 1, 2023
      S•• H••••••• X•••• L••Other Private Fund$1.0M9Nov 9, 2021
      S•••• A••••• L••••• L••Other Private Fund$835,00013Nov 9, 2021
      S•••• A••••• L••••• L••Other Private Fund$750,00012Nov 9, 2021
      S•••• A••••• L••••• L••Other Private Fund$700,0004Mar 1, 2023
      S•••• A••••• L•••• L••Other Private Fund$675,0005Mar 1, 2023
      S•• H••••••• X••• L••Other Private Fund$650,00019Nov 9, 2021
      S•• H••••••• X••••• L••no longer reportedOther Private Fund$610,00010Nov 9, 2021
      S•• H••••••• X•••• L••Other Private Fund$600,00013Nov 9, 2021
      S•••• A••••• L•••• L••Other Private Fund$500,0005Mar 22, 2024
      S•• P••••• H••••••• L••Other Private Fund$500,00011Nov 9, 2021
      S•••• A••••• L••• L••Other Private Fund$480,00020Nov 9, 2021
      S•••• A••••• L•••••• L••Other Private Fund$470,0009Mar 1, 2023
      S•• H••••••• X••• L••Other Private Fund$460,00011Nov 9, 2021
      S•••• A••••• L•••• L••Other Private Fund$410,0007Nov 9, 2021
      S•• H••••••• L• L••Other Private Fund$400,00011Nov 9, 2021
      S•• H••••••• X••• L••Other Private Fund$365,00012Nov 9, 2021
      S•••• A••••• L••• L••Other Private Fund$365,0006Nov 9, 2021
      S•• H••••••• X••• L••Other Private Fund$360,0004Nov 9, 2021
      S•••• A••••• L•••• L••Other Private Fund$360,00012Mar 1, 2023
      S•• H••••••• X•• L••Other Private Fund$325,0004Nov 9, 2021
      S•• H••••••• X••• L••Other Private Fund$315,00013Nov 9, 2021
      S•• H••••••• X••• L••Other Private Fund$300,00010Nov 9, 2021
      S•••• A••••• L••• L••Other Private Fund$300,0007Nov 9, 2021
      All funds of S•••• C••••••
      Owners and control persons
      Schedule A and B, latest filing
        Entity owners
        • S•••• A•••••• L•• · Parent Company Chief Compliance Officer
          direct · owns 75% or more
        Related persons
        Schedule D 7.A
        No related person reported.
        Offices
        Schedule D 1.F, the 25 largest
        No branch office listed.
        ADV anomalies
        1 against comparable advisers; where to look, not conclusions
        • many private funds relative to firm sizeStatic outlier · filing Mar 23, 2026
          private funds per $1B of RAUM of 43.7 against a peer median of 4.3 (953 comparable advisers, 99.0th percentile, 12.6 robust deviations)
          peers: asset managers, $1B to $5B (953) · 99% percentile
        What changed
        consecutive filings, newest first
        • Accounts · 57 to 51
          Nov 14, 2025 to Mar 23, 2026
        • Pooled vehicle clients · 57 to 51
          Nov 14, 2025 to Mar 23, 2026
        • Private funds · 58 to 51
          Nov 14, 2025 to Mar 23, 2026
        • Discretionary RAUM · $436M to $1.2B
          Nov 14, 2025 to Mar 23, 2026
        • Pooled vehicle RAUM · $436M to $1.2B
          Nov 14, 2025 to Mar 23, 2026
        • RAUM · $436M to $1.2B
          Nov 14, 2025 to Mar 23, 2026
        Signals
        1 dated events
        • S•••• C•••••• reported RAUM $1.2B, up 168% from $435.8M (2025-11-14 to 2026-03-23)
          Mar 23, 2026 · RAUM change · derived
        Across DFX
        shared identifiers only, never a name match
        How to reach
        public business contact points only, each with its source
        Firm profile
        linkedin.com/company/space-talentreportedpublic record, Form ADV, Sep 18, 2026
        Firm profile
        linkedin.com/company/spacecapitalreportedpublic record, Form ADV, Sep 18, 2026
        Website
        spacetalent.orgreportedpublic record, Form ADV, Sep 18, 2026
        Principal office phone
        (917) 275-7105reportedpublic record, Form ADV, Mar 23, 2026
        Provenance
        Form ADV
        SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
        Advisors
        IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
        Class
        Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
        RAUM per advisor
        n/aderivedfirm RAUM over the IAPD count; not a book size
        Loaded
        Sep 14, 2026