DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L•••• M••••••••• A•• C•••••• P••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Mar 15, 2017 · 30 filings
SEC status approved since Apr 5, 2017
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$4.9B as of Mar 30, 2026
Mar 30, 2018$112M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20180 then
Employees (5.A)16 as of Mar 30, 2026
Mar 30, 20183 then
Private funds11 as of Mar 30, 2026
Mar 30, 20181 then
RAUM +25% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $374MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.9B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.9B for 13 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M• T••• I••••• M••••• F••• L•• | Other Private Fund | $1.4B | 3 | Mar 29, 2019 |
| L•••• P•••• F••• L•• • S••••• M• | Liquidity Fund | $704M | 12 | Aug 8, 2018 |
| L•••• P•••• F••• L•• • S••••• M•• | Liquidity Fund | $537M | 6 | Jan 11, 2021 |
| L•••• P•••• F••• L•• • S••••• Q• | Liquidity Fund | $511M | 8 | Jan 11, 2021 |
| L•••• P•••• F••• L•• • Q••• | Liquidity Fund | $459M | 5 | Oct 13, 2021 |
| L•••• P•••• F••• L•• • Q• | Liquidity Fund | $213M | 4 | Mar 31, 2021 |
| L•••• P•••• F••• L•• • S••••• M•no longer reported | Liquidity Fund | $200M | 1 | Jan 11, 2021 |
| L•••• P•••• F••• L•• • S••••• C• | Liquidity Fund | $114M | 1 | Jan 11, 2021 |
| L•••• P•••• F••• L•• • S••••• S•no longer reported | Liquidity Fund | $99.5M | 1 | Mar 28, 2022 |
| L•••• P•••• F••• L•• • S••••• 2••• | Other Private Fund | $89.5M | 3 | Jan 13, 2023 |
| L•••• P•••• F••• L•• • S••••• A• | Other Private Fund | $76.5M | 2 | Oct 4, 2022 |
| L•••• C••• F••• U•• L•• | Liquidity Fund | $72.3M | 4 | Jul 14, 2017 |
| L•••• P•••• F••• L•• • S••••• A•• | Other Private Fund | $0 | 0 | Nov 20, 2024 |
| L•••• P•••• F••• L•• • S••••• U••• | Liquidity Fund | $0 | 0 | Nov 20, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• M••••••• •••• · Officer, Limited Partnercontrolsince 02/2017 · owns 5% to 10%
- C•••••••• H••••••• L•• · Chief Financial Officer, Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- C••••••• D••••• K••• · Chief Executive Officer, Limited Partnercontrolsince 01/2017 · owns 50% to 75%
- S•• P•••••• M•••••• I•••••••• · Chief Risk Officer, Limited Partnercontrolsince 02/2017 · owns 10% to 25%
- C••••••• D••••• K••• · Managing Membercontrolsince 01/2017 · owns 75% or more of L•••• G• L••
- D••••••••• C••••••••• W•••••• · Membercontrolsince 01/2017 · owns 25% to 50% of L•••• G• L••
Entity owners
- L•••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 13Sep 17, 2025 to Mar 30, 2026
- Pooled vehicle clients · 12 to 13Sep 17, 2025 to Mar 30, 2026
- Assets in custody · $3.9B to $4.9BSep 17, 2025 to Mar 30, 2026
- Employees · 19 to 16Sep 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.9B to $4.9BSep 17, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.9B to $4.9BSep 17, 2025 to Mar 30, 2026
- RAUM · $3.9B to $4.9BSep 17, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Sep 17, 2025
- Private funds · 10 to 11Mar 28, 2025 to Sep 17, 2025
- Accounts · 13 to 12Nov 20, 2024 to Mar 28, 2025
- Advisory employees · 6 to 5Nov 20, 2024 to Mar 28, 2025
- Pooled vehicle clients · 13 to 12Nov 20, 2024 to Mar 28, 2025
- Assets in custody · $3.8B to $3.9BNov 20, 2024 to Mar 28, 2025
- Employees · 13 to 19Nov 20, 2024 to Mar 28, 2025
- Private funds · 12 to 10Nov 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.2B to $3.9BNov 20, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.2B to $3.9BNov 20, 2024 to Mar 28, 2025
- RAUM · $4.2B to $3.9BNov 20, 2024 to Mar 28, 2025
- Private funds · 10 to 12Apr 24, 2024 to Nov 20, 2024
- Assets in custody · $2.9B to $3.8BMay 8, 2023 to Mar 28, 2024
- Employees · 11 to 13May 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.2B to $4.2BMay 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.2B to $4.2BMay 8, 2023 to Mar 28, 2024
- RAUM · $3.2B to $4.2BMay 8, 2023 to Mar 28, 2024
- Accounts · 12 to 13Jan 13, 2023 to Mar 28, 2023
- Advisory employees · 5 to 6Jan 13, 2023 to Mar 28, 2023
- Pooled vehicle clients · 12 to 13Jan 13, 2023 to Mar 28, 2023
- Assets in custody · $2.5B to $2.9BJan 13, 2023 to Mar 28, 2023
- Employees · 9 to 11Jan 13, 2023 to Mar 28, 2023
- Private funds · 11 to 10Jan 13, 2023 to Mar 28, 2023
- Discretionary RAUM · $2.7B to $3.2BJan 13, 2023 to Mar 28, 2023
- Pooled vehicle RAUM · $2.7B to $3.2BJan 13, 2023 to Mar 28, 2023
- RAUM · $2.7B to $3.2BJan 13, 2023 to Mar 28, 2023
- Private funds · 10 to 11Oct 4, 2022 to Jan 13, 2023
- Private funds · 9 to 10Mar 29, 2022 to Oct 4, 2022
- Accounts · 11 to 12Oct 13, 2021 to Mar 28, 2022
- Advisory employees · 4 to 5Oct 13, 2021 to Mar 28, 2022
- Pooled vehicle clients · 11 to 12Oct 13, 2021 to Mar 28, 2022
- Assets in custody · $2.0B to $2.5BOct 13, 2021 to Mar 28, 2022
- Employees · 7 to 9Oct 13, 2021 to Mar 28, 2022
Signals
9 dated events
- (Nmn) Mattias Almers (Office, Limited Partner) appeared on Schedule A of L•••• M••••••••• A•• C•••••• P••••••• L•Apr 2, 2024 · Control person joined · fact
- L•••• M••••••••• A•• C•••••• P••••••• L• reported RAUM $4.2B, up 30% from $3.2B (2023-05-08 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Lee Heather Campbell (Chief Financial Officer, Chief Compliance Officer) appeared on Schedule A of L•••• M••••••••• A•• C•••••• P••••••• L•Mar 28, 2024 · Control person joined · fact
- L•••• M••••••••• A•• C•••••• P••••••• L• reported RAUM $2.7B, up 40% from $2.0B (2021-10-13 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- L•••• M••••••••• A•• C•••••• P••••••• L• reported RAUM $1.6B, up 43% from $1.1B (2020-03-30 to 2021-01-11)Jan 11, 2021 · RAUM change · derived
- L•••• M••••••••• A•• C•••••• P••••••• L• reported RAUM $1.1B, up 109% from $540.7M (2019-04-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- L•••• M••••••••• A•• C•••••• P••••••• L• reported RAUM $540.7M, up 47% from $367.7M (2018-08-08 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- L•••• M••••••••• A•• C•••••• P••••••• L• reported RAUM $367.7M, up 229% from $111.7M (2018-06-07 to 2018-08-08)Aug 8, 2018 · RAUM change · derived
- L•••• M••••••••• A•• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)Mar 15, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- L••••MA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212)551-1702reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026