DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

D••••• C•••••• M••••••••• ••• L••••••

Asset manager (funds and pooled vehicles)Central, CRD 287890SEC 801-132130websiteIAPD
Latest filing Jun 24, 2026
First filing on the tape Apr 1, 2025 · 3 filings
SEC status approved since Apr 2, 2025
RAUM
$168M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$168M as of Jun 24, 2026
Apr 1, 2025$95.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 24, 2026
Apr 1, 20250 then
Employees (5.A)4 as of Jun 24, 2026
Apr 1, 20256 then
Private funds1 as of Jun 24, 2026
Apr 1, 20251 then
RAUM +76% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$84.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+76%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Custody
$161M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$161M96%
  • Investment companies$7.4M4.4%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$161M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V••• I••••••••• S••••••••• P••••••••no longer reportedOther Private Fund$72.0M12Jun 15, 2017
      V•••••• D••• L••Other Private Fund$60.3M12Mar 29, 2021
      P•••••• 2• I••••••••• S••••••••• P••••••••no longer reportedOther Private Fund$55.0M13Mar 30, 2018
      P•••••• I••••••••• S••••••••• P••••••••no longer reportedOther Private Fund$52.0M15Jun 15, 2017
      D• A•••• C•••• I•••no longer reportedOther Private Fund$2.6M1Mar 31, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• B•••••• B•••••• · Head Of Group Compliancecontrol
        since 11/2018 · owns less than 5%
      • P••••• S•• Y••• · Investment Managercontrol
        since 04/2025 · owns less than 5%
      • R••••••• B••••• D•••• · Chief Compliance Officercontrol
        since 04/2025 · owns less than 5%
      • S•••••••• B••• · Responsible Officer
        since 04/2014 · owns less than 5%
      • S••••••• D••••••• T•••••• C•••••• · Responsible Officer
        since 08/2010 · owns 25% to 50%
      Entity owners
      • D••••• C•••••• V••••••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 31, 2026
        RAUM (Item 5.F) moved from $95,798,000 to $168,256,000 (+76.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 95.0th percentile of changes)
        peers: asset managers, $100M to $500M (1,147) · 95% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Advisory activities · 2 to 3
        Apr 1, 2025 to Mar 31, 2026
      • Assets in custody · unset to 160881000.0
        Apr 1, 2025 to Mar 31, 2026
      • Custody of client assets · false to true
        Apr 1, 2025 to Mar 31, 2026
      • Employees · 6 to 4
        Apr 1, 2025 to Mar 31, 2026
      • Discretionary RAUM · $95.8M to $168M
        Apr 1, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $95.8M to $161M
        Apr 1, 2025 to Mar 31, 2026
      • RAUM · $95.8M to $168M
        Apr 1, 2025 to Mar 31, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/dragon-capital-group-limitedreportedpublic record, Form ADV, Sep 19, 2026
      Website
      D•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      85239798100reportedpublic record, Form ADV, Jun 24, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026