DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• C••••••••• G••••• L••
Latest filing Sep 16, 2026
First filing on the tape Apr 14, 2017 · 34 filings
SEC status approved since May 12, 2017
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$1000M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$262M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.0B as of Aug 13, 2026
Mar 26, 2018$342M then
HNW client RAUM$773M as of Aug 13, 2026
Mar 26, 2018$178M then
State-registered IARs (5.B.3)4 as of Aug 13, 2026
Mar 26, 20182 then
Employees (5.A)7 as of Aug 13, 2026
Mar 26, 20186 then
Private funds: no history
RAUM +17% over the last fiscal year+17% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $262MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 271derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $384,673derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.1%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.0BreportedItem 5.I
- Custody
- $553M, 325 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$773M74%
- Individuals$227M22%
- Corporations and businesses$38.3M3.7%
- Pension and profit-sharing plans$6.4M0.6%
- Charitable organizations$1.9M0.2%
- Individual clients
- 709reported
- HNW clients
- 376reported
- Pension plan clients
- 5reported
- Charitable clients
- 3reported
- Accounts
- 2,720reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $1.4M sponsored, $0 managedreported
- Custody of client assets
- $553M for 325 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=2.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• M•••••• W••••• | Huntington Beach, Ca | May 16, 2017 | 29 y | 1 |
| H••••• A••• P••••••• | Huntington Beach, Ca | Jan 26, 2018 | 10 y | 0 |
| T••••• J••• W••••• | Huntington Beach, Ca | Mar 17, 2022 | 22 y | 1 |
| P••••• C• M•••••• | Huntington Beach, Ca | Nov 13, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• J••• W••••• from A••••••••• F•••••••• S•••••••• L••Mar 17, 2022 · Affiliated broker-dealer or bank to independent RIA
- J•••• M•••••• W••••• from A••••••••• F•••••••• S•••••••• L••May 16, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••••••• F•••••••• S•••••••• L••May 16, 2017 · Huntington Beach, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••• J••••• M•••••• · Managing Membercontrolsince 05/2017 · owns 50% to 75%
- W•••••• T•••••• J••• · Member And Chief Compliance Officercontrolsince 05/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Huntington Beach, Ca · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Aug 13, 2026 to Sep 16, 2026
- Related adviser · false to unsetAug 13, 2026 to Sep 16, 2026
- Related bank · false to unsetAug 13, 2026 to Sep 16, 2026
- Related broker-dealer · false to unsetAug 13, 2026 to Sep 16, 2026
- Related insurance company · false to unsetAug 13, 2026 to Sep 16, 2026
- Succession · false to unsetAug 13, 2026 to Sep 16, 2026
- Accounts · 2,570 to 2,720Feb 6, 2026 to Mar 16, 2026
- Charity clients · 0 to 3Feb 6, 2026 to Mar 16, 2026
- Corporate clients · 19 to 21Feb 6, 2026 to Mar 16, 2026
- HNW clients · 368 to 376Feb 6, 2026 to Mar 16, 2026
- Individual clients · 695 to 709Feb 6, 2026 to Mar 16, 2026
- Pension plan clients · 6 to 5Feb 6, 2026 to Mar 16, 2026
- Assets in custody · $668M to $553MFeb 6, 2026 to Mar 16, 2026
- Discretionary RAUM · $893M to $1.0BFeb 6, 2026 to Mar 16, 2026
- HNW RAUM · $678M to $773MFeb 6, 2026 to Mar 16, 2026
- Individual RAUM · $184M to $227MFeb 6, 2026 to Mar 16, 2026
- Pension RAUM · $6.6M to $6.4MFeb 6, 2026 to Mar 16, 2026
- RAUM · $893M to $1.0BFeb 6, 2026 to Mar 16, 2026
- Wrap assets (sponsor) · $0 to $1.4MFeb 6, 2026 to Mar 16, 2026
- State-registered IARs · 3 to 4Dec 9, 2025 to Feb 6, 2026
- BD registered reps · 3 to 2Jul 28, 2025 to Dec 9, 2025
- Financial planning clients · 11-25 to 11-25Jun 26, 2025 to Jul 28, 2025
- Advisory employees · 3 to 4Apr 2, 2025 to Jun 26, 2025
- Advisory activities · 4 to 5Apr 2, 2025 to Jun 26, 2025
- Employees · 6 to 7Apr 2, 2025 to Jun 26, 2025
- Accounts · 2,382 to 2,570Mar 24, 2024 to Apr 2, 2025
- Corporate clients · 17 to 19Mar 24, 2024 to Apr 2, 2025
- HNW clients · 348 to 368Mar 24, 2024 to Apr 2, 2025
- Individual clients · 652 to 695Mar 24, 2024 to Apr 2, 2025
- Assets in custody · $240M to $668MMar 24, 2024 to Apr 2, 2025
- Discretionary RAUM · $775M to $893MMar 24, 2024 to Apr 2, 2025
- HNW RAUM · $581M to $678MMar 24, 2024 to Apr 2, 2025
- Individual RAUM · $167M to $184MMar 24, 2024 to Apr 2, 2025
- Pension RAUM · $5.7M to $6.6MMar 24, 2024 to Apr 2, 2025
- RAUM · $775M to $893MMar 24, 2024 to Apr 2, 2025
- Accounts · 2,202 to 2,382Mar 20, 2023 to Mar 14, 2024
- Corporate clients · 6 to 17Mar 20, 2023 to Mar 14, 2024
- HNW clients · 296 to 348Mar 20, 2023 to Mar 14, 2024
- Individual clients · 643 to 652Mar 20, 2023 to Mar 14, 2024
- Assets in custody · $88.8M to $240MMar 20, 2023 to Mar 14, 2024
Signals
2 dated events
- W••••• C••••••••• G••••• L•• reported RAUM $681.0M, up 26% from $539.0M (2021-12-16 to 2022-03-16)Mar 16, 2022 · RAUM change · derived
- H•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 14, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@weaverconsultinggroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jessica@weaverconsultinggroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kaylyn@weaverconsultinggroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lindsay@weaverconsultinggroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 714-509-0165reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 714-536-4065reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/W•••••C•••••••••GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- W•••••C•••••••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (714)536-4065reportedpublic record, Form ADV, Sep 16, 2026
- Contact form
- weaverconsultinggroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- weaverconsultinggroup.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $262Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026