DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••• L•
Latest filing Jul 6, 2026
First filing on the tape Apr 13, 2017 · 30 filings
SEC status approved since Apr 20, 2017
RAUM
$8.7B
reported, Item 5.F
Discretionary
53%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$8.7B as of Jul 6, 2026
Mar 28, 2018$832M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 6, 2026
Mar 28, 20180 then
Employees (5.A)42 as of Jul 6, 2026
Mar 28, 201814 then
Private funds4 as of Jul 6, 2026
Mar 27, 20201 then
RAUM +19% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $322MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 53%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.6B, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.6B for 19 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.66 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••• C••••• O••••••••• M••••• F••• L•• | Hedge Fund | $206M | 14 | Mar 31, 2022 |
| E••••••••• O••••••••• M••••• F••• I•• L• | Hedge Fund | $97.6M | 11 | Feb 28, 2024 |
| F•••••• I••••••••• S•••••• S••••••••• S•• R••• | Private Equity Fund | $94.0M | 5 | Mar 31, 2023 |
| T•••• S•••••• O••••••••• C•••••••• I• ••••••••• L•• | Private Equity Fund | $21.3M | 4 | Mar 27, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M•••• N•• · Presidentcontrolsince 04/2017 · owns less than 5%
- G••••••• H•••• F•••••• · Chief Operating Officercontrolsince 04/2023 · owns less than 5%
- G••• J••• C• · Chief Financial Officercontrolsince 10/2023 · owns less than 5%
- H••••••• P•••• D•••••• · Chief Executive Officercontrolsince 04/2017 · owns less than 5%
- R••••••• S•••• D•••••• · Chief Compliance Officer And Assistant G•••••• Counselcontrolsince 01/2020 · owns less than 5%
- Y••••• J•••• R••••• · Chief Investment Officercontrolsince 04/2017 · owns less than 5%
- H••••••• P•••• D•••••• · Membercontrolsince 07/2023 · owns 50% to 75% of H• S•••••••• H••••••• L••
- H••••••• P•••• D•••••• · Class A Membercontrolsince 07/2023 · owns 25% to 50% of O••• I••••••••• H••••••• L••
- Y••••• J•••• R••••• · Class A Membercontrolsince 07/2023 · owns 25% to 50% of O••• I••••••••• H••••••• L••
- Y••••• J•••• R••••• · Membercontrolsince 07/2023 · owns 25% to 50% of H• S•••••••• H••••••• L••
Entity owners
- O••• G•• L•• · G•••••• Partnerdirect · owns less than 5%
- O••• U• H••••••• L•• · L•••••• Partnerdirect · owns 75% or more
- H• S•••••••• H••••••• L•• · Managerindirect · owns F of O••• I••••••••• H••••••• L••
- O••• I••••••••• H••••••• L•• · Shareholderindirect · owns 75% or more of O•••••• G••••• C•••••• G•••• I•••
- O•••••• G••••• C•••••• G•••• I••• · Memberindirect · owns 75% or more of O••• U• H••••••• L••
Related persons
Schedule D 7.A
- B•••• F••••• G•••••• P•••••• L•••pooled vehicle sponsorn
- C••••••••• G•••••• P•••••• L•••pooled vehicle sponsorn
- E••••••••• O••••••••• F••• G• L•••pooled vehicle sponsorn
- L••••••••• G• L••pooled vehicle sponsorn
- O••• L•••investment adviserbankn
- O••• S••••• G• S•• R•••pooled vehicle sponsorn
- O••• T••••••• ••• L•••pooled vehicle sponsorn
- O••• G•• L•••pooled vehicle sponsorn
- O•••••• G••••• A•••• M••••••••• •• P•• L••investment adviserbankn
- O•••••• G••••• A•••• M••••••••• L••investment adviserbanknRAUM $11B
- O•••••• L••••• C••••• G• L•••pooled vehicle sponsorn
- O• T••••• O•• G• L••n
- T•• G• L••••••pooled vehicle sponsorn
Advisers that list O•••• L• as a related person
- 287599 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 23 to 27Nov 26, 2025 to Mar 26, 2026
- Assets in custody · $2.9B to $4.6BNov 26, 2025 to Mar 26, 2026
- Employees · 48 to 42Nov 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.9B to $4.6BNov 26, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $4.4B to $4.1BNov 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $4.9B to $5.7BNov 26, 2025 to Mar 26, 2026
- RAUM · $7.3B to $8.7BNov 26, 2025 to Mar 26, 2026
- Accounts · 22 to 23Jul 11, 2024 to Mar 31, 2025
- Pooled vehicle clients · 14 to 15Jul 11, 2024 to Mar 31, 2025
- Assets in custody · $1.7B to $2.9BJul 11, 2024 to Mar 31, 2025
- Employees · 46 to 48Jul 11, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 11, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.7B to $2.9BJul 11, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $4.4B to $4.4BJul 11, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.1B to $4.9BJul 11, 2024 to Mar 31, 2025
- RAUM · $6.1B to $7.3BJul 11, 2024 to Mar 31, 2025
- Accounts · 18 to 22Feb 28, 2024 to Mar 28, 2024
- Pooled vehicle clients · 11 to 14Feb 28, 2024 to Mar 28, 2024
- Assets in custody · $1.2B to $1.7BFeb 28, 2024 to Mar 28, 2024
- Employees · 44 to 46Feb 28, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $1.7BFeb 28, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $3.6B to $4.4BFeb 28, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $3.4B to $4.1BFeb 28, 2024 to Mar 28, 2024
- RAUM · $4.7B to $6.1BFeb 28, 2024 to Mar 28, 2024
- Private funds · 3 to 4Oct 25, 2023 to Feb 28, 2024
- Accounts · 9 to 18Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 7 to 9Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 11Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $299M to $1.2BMar 31, 2022 to Mar 31, 2023
- Employees · 29 to 44Mar 31, 2022 to Mar 31, 2023
- Private funds · 2 to 3Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $299M to $1.2BMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $3.7B to $3.6BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.4B to $3.4BMar 31, 2022 to Mar 31, 2023
- RAUM · $4.0B to $4.7BMar 31, 2022 to Mar 31, 2023
- Accounts · 7 to 9Jun 15, 2021 to Mar 31, 2022
- Advisory employees · 6 to 7Jun 15, 2021 to Mar 31, 2022
- Pooled vehicle clients · 4 to 6Jun 15, 2021 to Mar 31, 2022
- Assets in custody · $12.3M to $299MJun 15, 2021 to Mar 31, 2022
- Employees · 25 to 29Jun 15, 2021 to Mar 31, 2022
Signals
13 dated events
- Adam David Burke (Head Of Distribution) no longer on Schedule A of O•••• L• (listed 2024-03-28, absent 2024-07-11)Jul 11, 2024 · Control person left · inference
- O•••• L• reported RAUM $6.1B, up 30% from $4.7B (2024-02-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- C Jin Guo (Chief Financial Officer) appeared on Schedule A of O•••• L•Oct 25, 2023 · Control person joined · fact
- T•••• P•••••• L••••• (Chief Financial Officer) no longer on Schedule A of O•••• L• (listed 2023-07-28, absent 2023-10-25)Oct 25, 2023 · Control person left · inference
- Fredrik Hans Gentzel (Chief Operating Officer) appeared on Schedule A of O•••• L•May 5, 2023 · Control person joined · fact
- Nmn Olivia Scanlon (Chief Operating Officer) no longer on Schedule A of O•••• L• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Adam David Burke (Head Of Distribution) appeared on Schedule A of O•••• L•Mar 31, 2022 · Control person joined · fact
- T•••• P•••••• L••••• (Chief Financial Officer) appeared on Schedule A of O•••• L•Jun 15, 2021 · Control person joined · fact
- J••••• M•••••• R•••••• (Chief Financial Officer) no longer on Schedule A of O•••• L• (listed 2021-04-28, absent 2021-06-15)Jun 15, 2021 · Control person left · inference
- Douglas Sean R•••••s (Chief Compliance Officer And Assistant General Counsel) appeared on Schedule A of O•••• L•Jan 7, 2020 · Control person joined · fact
- O•••• L• reported RAUM $2.7B, up 212% from $852.6M (2018-05-03 to 2018-12-14)Dec 14, 2018 · RAUM change · derived
- O•••• L• reported RAUM $832.4M, up 27% from $652.9M (2017-08-10 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- O•••• L• filed its initial SEC registration (Form ADV)Apr 13, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/O••••••-GLOBAL-ASSET-MANAGEMENT/ABOUTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- O••••••GLOBAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1 (713) 225-5965reportedpublic record, Form ADV, Jul 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026