DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• A•••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Mar 19, 2017 · 15 filings
SEC status approved since Mar 23, 2017
RAUM
$50B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
115
51 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$50B as of Mar 27, 2026
Mar 30, 2018$6.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20180 then
Employees (5.A)115 as of Mar 27, 2026
Mar 30, 201830 then
Private funds2 as of Mar 27, 2026
Mar 30, 20181 then
RAUM +33% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $50B, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$50B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $50B for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••• A••••••• M••••• F••• L••• | Hedge Fund | $36B | 348 | Mar 19, 2017 |
| H••••••• C••••••••• F••• L• | Hedge Fund | $439M | 60 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• E•••• M••• · Chief Compliance Officer & Legal Counselcontrolsince 05/2021 · owns less than 5%
- D•••••• J••••• B••••••••• · Chief Operating Officercontrolsince 07/2016 · owns less than 5%
- F••••••• B••••• H••••• · General Counselcontrolsince 11/2016 · owns less than 5%
- H••••• J•••• B•••••• · Chief Investment Officercontrolsince 03/2016 · owns 25% to 50%
- S•••• V•••••• G••••••••• · Chief Risk Officercontrolsince 09/2016 · owns less than 5%
- W••••••••• B••••••• M••• · Chief Financial Officercontrolsince 10/2016 · owns less than 5%
- H••••• J•••• B•••••• · Trusteecontrolsince 05/2018 · owns 25% to 50% of A••• F•••• I••••••••• F••••• T•••• O• 2•••
- H••••• J•••• B•••••• · Managing Membercontrolsince 04/2016 · owns 25% to 50% of H••••••• G•• L••
- F••••• A•••• L•••• · Trustee, F•••• H•••• G•••••• R••••••• A•••••• T••••since 03/2022 · owns 50% to 75%
- M•••••• J•••••••• E••••• · Trustee, F•••• H•••• G•••••• R••••••• A•••••• T••••since 06/2023 · owns 50% to 75%
- F••••• A•••• L•••• · Trusteesince 03/2022 · owns 50% to 75% of F•••• H•••• G•••••• R••••••• A•••••• T••••
- M•••••• J•••••••• E••••• · Trusteesince 06/2023 · owns 50% to 75% of F•••• H•••• G•••••• R••••••• A•••••• T••••
- M•••••• J•••••••• E••••• · Trusteesince 06/2023 · owns 25% to 50% of A••• F•••• I••••••••• F••••• T•••• O• 2•••
Entity owners
- A••• F•••• I••••••••• F••••• T•••• O• 2••• · Limited Partnerdirect · owns 25% to 50%
- F•••• H•••• G•••••• R••••••• A•••••• T•••• · Limited Partnerdirect · owns 50% to 75%
- H••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- H••••••• F••• G•• L••investment adviserbankpooled vehicle sponsorn
- J••• B•••••• H••••bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 42 to 51Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $38B to $50BMar 27, 2025 to Mar 27, 2026
- Employees · 94 to 115Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $38B to $50BMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $38B to $50BMar 27, 2025 to Mar 27, 2026
- RAUM · $38B to $50BMar 27, 2025 to Mar 27, 2026
- Advisory employees · 45 to 42Jan 7, 2025 to Mar 27, 2025
- Assets in custody · $37B to $38BJan 7, 2025 to Mar 27, 2025
- Employees · 86 to 94Jan 7, 2025 to Mar 27, 2025
- Financial planning clients · unset to Jan 7, 2025 to Mar 27, 2025
- Discretionary RAUM · $37B to $38BJan 7, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $37B to $38BJan 7, 2025 to Mar 27, 2025
- RAUM · $37B to $38BJan 7, 2025 to Mar 27, 2025
- Advisory employees · 37 to 45Jun 21, 2023 to Mar 27, 2024
- Assets in custody · $26B to $37BJun 21, 2023 to Mar 27, 2024
- Employees · 71 to 86Jun 21, 2023 to Mar 27, 2024
- Discretionary RAUM · $26B to $37BJun 21, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $26B to $37BJun 21, 2023 to Mar 27, 2024
- RAUM · $26B to $37BJun 21, 2023 to Mar 27, 2024
- Advisory employees · 36 to 37Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $28B to $26BMar 30, 2022 to Mar 29, 2023
- Employees · 66 to 71Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $28B to $26BMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $28B to $26BMar 30, 2022 to Mar 29, 2023
- RAUM · $28B to $26BMar 30, 2022 to Mar 29, 2023
- Accounts · 4 to 7May 5, 2021 to Mar 30, 2022
- Pooled vehicle clients · 4 to 7May 5, 2021 to Mar 30, 2022
- Assets in custody · $22B to $28BMay 5, 2021 to Mar 30, 2022
- Employees · 62 to 66May 5, 2021 to Mar 30, 2022
- Private funds · 1 to 2May 5, 2021 to Mar 30, 2022
- Discretionary RAUM · $22B to $28BMay 5, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $22B to $28BMay 5, 2021 to Mar 30, 2022
- RAUM · $22B to $28BMay 5, 2021 to Mar 30, 2022
- Advisory employees · 34 to 36Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $16B to $22BMar 30, 2020 to Mar 30, 2021
- Employees · 55 to 62Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $16B to $22BMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $16B to $22BMar 30, 2020 to Mar 30, 2021
- RAUM · $16B to $22BMar 30, 2020 to Mar 30, 2021
- Advisory employees · 27 to 34Mar 29, 2019 to Mar 30, 2020
Signals
9 dated events
- H••••••• A•••••••• L• reported RAUM $50.4B, up 33% from $38.0B (2025-03-27 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- H••••••• A•••••••• L• reported RAUM $36.7B, up 39% from $26.5B (2023-06-21 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- H••••••• A•••••••• L• reported RAUM $28.3B, up 30% from $21.8B (2021-05-05 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Milo Eric Albert (Chief Compliance Officer & Legal Counsel) appeared on Schedule A of H••••••• A•••••••• L•May 5, 2021 · Control person joined · fact
- H••••••• A•••••••• L• reported RAUM $21.8B, up 41% from $15.5B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- H••••••• A•••••••• L• reported RAUM $15.5B, up 60% from $9.7B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- H••••••• A•••••••• L• reported RAUM $9.7B, up 46% from $6.7B (2018-05-09 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- H••••••• A•••••••• L• reported RAUM $6.7B, up 35% from $4.9B (2017-07-11 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- H••••••• A•••••••• L• filed its initial SEC registration (Form ADV)Mar 19, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-779-6420reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026