DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• C••••••••• M••••••••• L••
Latest filing Sep 8, 2026
First filing on the tape May 12, 2021 · 11 filings
SEC status approved since Jun 14, 2021
RAUM
$801M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$801M as of Jul 29, 2026
Mar 30, 2022$766M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Mar 30, 20220 then
Employees (5.A)16 as of Jul 29, 2026
Mar 30, 202217 then
Private funds15 as of Jul 29, 2026
Mar 30, 202215 then
RAUM +3.8% over the last fiscal year+4.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $53.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $413,613, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$801M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $413,613 for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••• C••••••••• F••• I•• L• | Venture Capital Fund | $258M | 179 | Mar 31, 2021 |
| F•••••• C••••••••• F••• I• L• | Venture Capital Fund | $253M | 95 | Apr 19, 2017 |
| F•••••• C••••••••• F••• I• L• | Venture Capital Fund | $83.2M | 8 | Mar 27, 2024 |
| F•••••• C••••••••• O••••••••• F••• I• L• | Venture Capital Fund | $81.4M | 46 | Mar 30, 2023 |
| F•••••• C••••••••• D••• F••• I• L• | Venture Capital Fund | $54.7M | 179 | Mar 30, 2022 |
| F•••••• C••••••••• D••• F••• I• L• | Venture Capital Fund | $28.9M | 18 | Mar 30, 2023 |
| R•••••••• F••• I• L• | Venture Capital Fund | $27.0M | 14 | Apr 19, 2017 |
| F•••••• C••••••••• K•• L••no longer reported | Venture Capital Fund | $21.7M | 2 | Mar 30, 2022 |
| F•••••• C••••••••• S• L•• | Venture Capital Fund | $21.2M | 36 | Mar 27, 2024 |
| F•••••• C••••••••• F••• I••• L• | Venture Capital Fund | $14.2M | 8 | Mar 31, 2018 |
| G•• I• L•• | Venture Capital Fund | $13.5M | 2 | Mar 31, 2018 |
| F•••••• C••••••••• N•• L•• | Venture Capital Fund | $12.4M | 25 | May 12, 2021 |
| F•••••• C••••••••• P•• L•• | Venture Capital Fund | $9.1M | 2 | Mar 30, 2023 |
| F•••••• C••••••••• S•• L•• | Venture Capital Fund | $4.2M | 4 | Apr 19, 2017 |
| F•••••• C••••••••• N•• L••no longer reported | Venture Capital Fund | $1.1M | 4 | Apr 19, 2017 |
| F•••••• C••••••••• S•• L•• | Venture Capital Fund | $1.1M | 5 | Apr 19, 2017 |
| F•••••• C••••••••• T•• L•• | Venture Capital Fund | $935,720 | 4 | Apr 19, 2017 |
| F•••••• C••••••••• W• L•• | Venture Capital Fund | $864,706 | 4 | May 12, 2021 |
| F•••••• C••••••••• S•• L•• | Venture Capital Fund | $588,487 | 13 | Mar 31, 2020 |
| F•••••• C••••••••• S•• L•• | Venture Capital Fund | $408,268 | 14 | Mar 28, 2019 |
| F•••••• C••••••••• M• L••no longer reported | Venture Capital Fund | $11,000 | 17 | Apr 19, 2017 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• D•••••• B••••• · President Of The Membercontrolsince 01/2014 · owns less than 5%
- J••••• G••••• · Secretary Of The Membercontrolsince 01/2014 · owns less than 5%
- K••••••• J••••• · Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- G••••••• D•••••• B••••• · Presidentcontrolsince 08/2017 · owns 25% to 50% of F•••••• C••••••••• L••
- J••••• G••••• · Secretarycontrolsince 08/2017 · owns 25% to 50% of F•••••• C••••••••• L••
Entity owners
- F•••••• C••••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- F•••••• C••••••••• C•• G• L••pooled vehicle sponsorn
- F•••••• C••••••••• D••• F••• I• G• L••pooled vehicle sponsorn
- F•••••• C••••••••• D••• F••• I• G• L••pooled vehicle sponsorn
- F•••••• C••••••••• F••• I• G• L••pooled vehicle sponsorn
- F•••••• C••••••••• F••• I•• G• L••pooled vehicle sponsorn
- F•••••• C••••••••• F••• I• G• L•pooled vehicle sponsorn
- F•••••• C••••••••• O••••••••• F••• I• G• L••pooled vehicle sponsorn
- R•••••••• F••• I• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom2 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 29, 2026 to Sep 8, 2026
- Private funds · 15 to unsetJul 29, 2026 to Sep 8, 2026
- Succession · false to unsetJul 29, 2026 to Sep 8, 2026
- Accounts · 12 to 15Jun 18, 2025 to Mar 31, 2026
- Advisory employees · 11 to 12Jun 18, 2025 to Mar 31, 2026
- Pooled vehicle clients · 12 to 15Jun 18, 2025 to Mar 31, 2026
- Assets in custody · $420,334 to $413,613Jun 18, 2025 to Mar 31, 2026
- Employees · 15 to 16Jun 18, 2025 to Mar 31, 2026
- Private funds · 12 to 15Jun 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $771M to $801MJun 18, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $771M to $801MJun 18, 2025 to Mar 31, 2026
- RAUM · $771M to $801MJun 18, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 18, 2025
- Accounts · 14 to 12Mar 27, 2024 to Mar 31, 2025
- Advisory employees · 14 to 11Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 13 to 12Mar 27, 2024 to Mar 31, 2025
- Assets in custody · $22.1M to $420,334Mar 27, 2024 to Mar 31, 2025
- Employees · 17 to 15Mar 27, 2024 to Mar 31, 2025
- Other offices · 1 to 0Mar 27, 2024 to Mar 31, 2025
- Private funds · 13 to 12Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $861M to $771MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $861M to $771MMar 27, 2024 to Mar 31, 2025
- RAUM · $861M to $771MMar 27, 2024 to Mar 31, 2025
- Related adviser · false to trueMar 27, 2024 to Mar 31, 2025
- Accounts · 17 to 14May 4, 2023 to Mar 27, 2024
- Advisory employees · 12 to 14May 4, 2023 to Mar 27, 2024
- Pooled vehicle clients · 16 to 13May 4, 2023 to Mar 27, 2024
- Assets in custody · $8.1M to $22.1MMay 4, 2023 to Mar 27, 2024
- Employees · 12 to 17May 4, 2023 to Mar 27, 2024
- Other offices · 0 to 1May 4, 2023 to Mar 27, 2024
- Private funds · 16 to 13May 4, 2023 to Mar 27, 2024
- Discretionary RAUM · $706M to $861MMay 4, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $706M to $861MMay 4, 2023 to Mar 27, 2024
- RAUM · $706M to $861MMay 4, 2023 to Mar 27, 2024
- Accounts · 16 to 17Apr 26, 2022 to Mar 30, 2023
- Pooled vehicle clients · 15 to 16Apr 26, 2022 to Mar 30, 2023
- Assets in custody · $71.9M to $8.1MApr 26, 2022 to Mar 30, 2023
- Employees · 17 to 12Apr 26, 2022 to Mar 30, 2023
- Private funds · 15 to 16Apr 26, 2022 to Mar 30, 2023
- Discretionary RAUM · $766M to $706MApr 26, 2022 to Mar 30, 2023
Signals
2 dated events
- F•••••• C••••••••• M••••••••• L•• reported RAUM $766.2M, up 49% from $515.2M (2021-05-12 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- F•••••• C••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•••••• C••••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fintech-collectivereportedpublic record, Form ADV, Sep 18, 2026
- Website
- fintech.ioreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-826-9770reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026