DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••• M••••••••• C••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 288045SEC 801-119174websiteIAPD
Latest filing Sep 14, 2026
First filing on the tape Jun 28, 2020 · 14 filings
SEC status approved since Jul 28, 2020
RAUM
$2.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$2.8B as of Apr 29, 2026
Mar 31, 2021$584M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Mar 31, 20210 then
Employees (5.A)20 as of Apr 29, 2026
Mar 31, 20219 then
Private funds40 as of Apr 29, 2026
Mar 31, 202117 then
RAUM +28% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$69.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+28%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.6B, 40 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.8B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
40reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$2.6B for 40 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      38 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• G••••• P••••••• I• L•Venture Capital Fund$462M86Mar 31, 2022
      A••••• G••••• P••••••• I•• L•Venture Capital Fund$310M83Mar 31, 2022
      A••••• G••••• P••••••• I•• L•••Venture Capital Fund$148M69Mar 30, 2020
      A••••• G••••• P••••••• I•• C•••••••• L•Venture Capital Fund$136M6Mar 31, 2022
      A••••• F••••••••• I•••••••• L••Venture Capital Fund$106M29Mar 31, 2022
      A••• L••Venture Capital Fund$83.5M6Mar 29, 2024
      A••••• S••••• I•••••••• L••Venture Capital Fund$80.5M12Mar 31, 2022
      A••••• G••••• P••••••• I• C••••••••• L•••Venture Capital Fund$79.4M7Jun 28, 2020
      A••••• S•••• I•••••••• L••Venture Capital Fund$57.6M18Mar 31, 2022
      A••••• S••••• I•••••••• L••Venture Capital Fund$54.5M15Mar 31, 2021
      A••••• D•••• I•••••••• I• L••Venture Capital Fund$50.8M6Mar 31, 2023
      A••••• D•• I•••••••• L••Venture Capital Fund$50.6M22Mar 31, 2022
      A••••• F••••••••• I•••••••• I• L••Venture Capital Fund$50.0M10Mar 31, 2023
      A••••• C•••••• I•••••••• L••Venture Capital Fund$48.6M15Mar 31, 2021
      A••••• X•••••• I•••••••• L••Venture Capital Fund$40.1M9Mar 31, 2023
      A••••• A•••• I•••••••• L••Venture Capital Fund$38.0M9Mar 31, 2022
      A••••• B••• I••••••••• L••Venture Capital Fund$34.4M11Mar 30, 2020
      A••••• M••••• I•••••••• L••Venture Capital Fund$29.0M9Mar 31, 2021
      A••••• G••••• P••••••• I••• L•Venture Capital Fund$23.8M43Mar 31, 2023
      A••••• G••••• P•••••••• L•••Venture Capital Fund$19.5M39May 8, 2018
      A••••• E•••••••• P••••••• I• L•Venture Capital Fund$18.4M13Mar 31, 2023
      A••••• T•• I•••••••• L••Venture Capital Fund$18.2M10Mar 31, 2022
      A••••• B•• I••••••••• L••Venture Capital Fund$10.3M26Mar 29, 2019
      A••••• S•• I••••••••• L••Venture Capital Fund$9.7M6Mar 30, 2020
      A••••• A•••• I••••••••• L••Venture Capital Fund$9.0M32Jul 17, 2017
      A••••• L•••• I••••••••• L••Venture Capital Fund$5.3M23Mar 30, 2020
      A••••• L•••• I•••••••• I•• L••Venture Capital Fund$4.7M23Jun 28, 2020
      A••••• A•••• I•••••••• T••• L••Venture Capital Fund$4.5M9Jul 17, 2017
      A••••• L•••• I•••••••• I•• L••Venture Capital Fund$4.4M14Mar 31, 2022
      A••••• M•••• I••••••••• L••Venture Capital Fund$2.6M4Mar 30, 2020
      A••••• D••••• I•••••••• L••Venture Capital Fund$2.6M55Mar 31, 2021
      A••••• V•••• H••••• I••••••••• L••no longer reportedVenture Capital Fund$500,0001Mar 30, 2020
      A••••• L•••••••• I••••••••• L••no longer reportedVenture Capital Fund$446,8201Mar 30, 2020
      A••••• F•••• I••••••••• L••Venture Capital Fund$207,66256Mar 29, 2019
      A••••• T••• I•••••••• L••Venture Capital Fund$158,76113Mar 31, 2022
      A••••• R• I••••••••• L••Venture Capital Fund$13,1364May 8, 2018
      A••••• E•••••••• P••••••• V• L•Venture Capital Fund$03Mar 29, 2024
      A••••• G••••• P••••••• V• L•Venture Capital Fund$022Mar 29, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • R•••••••• J••••• M•••••• · M••••••• Membercontrol
        since 01/2022 · owns 25% to 50% of A••••• M••••••••• G• L••
      • R•••••••• J••••• M•••••• · Limited Partnercontrol
        since 01/2022 · owns 25% to 50% of A••••• M••••••••• H••••••• L•
      • S•••••• A•••••• G•••••• · M••••••• Membercontrol
        since 01/2022 · owns 50% to 75% of A••••• M••••••••• G• L••
      • S•••••• A•••••• G•••••• · Limited Partnercontrol
        since 01/2022 · owns 50% to 75% of A••••• M••••••••• H••••••• L•
      • D•••••• C••••••••• T••••• · Chief Compliance Officer
        since 10/2022 · owns less than 5%
      Entity owners
      • A••••• M••••••••• H••••••• L• · Direct Holder
        direct · owns 75% or more
      • A••••• M••••••••• G• L•• · General Partner
        indirect · owns F of A••••• M••••••••• H••••••• L•
      Related persons
      Schedule D 7.A
      • A••••• G••••• M••••••• P•••••• I•• L••
        pooled vehicle sponsorn
      • A••••• G••••• M••••••• P•••••• I••• L••
        pooled vehicle sponsorn
      • A••••• G••••• M••••••• P•••••• I•• L••
        pooled vehicle sponsorn
      • A••••• G••••• M••••••• P•••••• V• L••
        pooled vehicle sponsorn
      • A••••• G••••• M••••••• P••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · to unset
        Apr 29, 2026 to Sep 14, 2026
      • Private funds · 40 to unset
        Apr 29, 2026 to Sep 14, 2026
      • Succession · false to unset
        Apr 29, 2026 to Sep 14, 2026
      • Accounts · 37 to 40
        Apr 30, 2025 to Mar 31, 2026
      • Advisory employees · 9 to 11
        Apr 30, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 37 to 40
        Apr 30, 2025 to Mar 31, 2026
      • Assets in custody · $1.7B to $2.6B
        Apr 30, 2025 to Mar 31, 2026
      • Employees · 16 to 20
        Apr 30, 2025 to Mar 31, 2026
      • Private funds · 37 to 40
        Apr 30, 2025 to Mar 31, 2026
      • Discretionary RAUM · $2.2B to $2.8B
        Apr 30, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $2.2B to $2.8B
        Apr 30, 2025 to Mar 31, 2026
      • RAUM · $2.2B to $2.8B
        Apr 30, 2025 to Mar 31, 2026
      • Accounts · 36 to 37
        Apr 29, 2024 to Apr 30, 2025
      • Advisory employees · 11 to 9
        Apr 29, 2024 to Apr 30, 2025
      • Pooled vehicle clients · 36 to 37
        Apr 29, 2024 to Apr 30, 2025
      • Assets in custody · $1.9B to $1.7B
        Apr 29, 2024 to Apr 30, 2025
      • Financial planning clients · unset to
        Apr 29, 2024 to Apr 30, 2025
      • Private funds · 36 to 37
        Apr 29, 2024 to Apr 30, 2025
      • Discretionary RAUM · $1.9B to $2.2B
        Apr 29, 2024 to Apr 30, 2025
      • Pooled vehicle RAUM · $1.9B to $2.2B
        Apr 29, 2024 to Apr 30, 2025
      • RAUM · $1.9B to $2.2B
        Apr 29, 2024 to Apr 30, 2025
      • Accounts · 33 to 36
        Apr 28, 2023 to Mar 29, 2024
      • Advisory employees · 10 to 11
        Apr 28, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 33 to 36
        Apr 28, 2023 to Mar 29, 2024
      • Assets in custody · $2.0B to $1.9B
        Apr 28, 2023 to Mar 29, 2024
      • Employees · 15 to 16
        Apr 28, 2023 to Mar 29, 2024
      • Private funds · 33 to 36
        Apr 28, 2023 to Mar 29, 2024
      • Discretionary RAUM · $2.0B to $1.9B
        Apr 28, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $2.0B to $1.9B
        Apr 28, 2023 to Mar 29, 2024
      • RAUM · $2.0B to $1.9B
        Apr 28, 2023 to Mar 29, 2024
      • Accounts · 28 to 33
        Oct 21, 2022 to Mar 31, 2023
      • Advisory employees · 9 to 10
        Oct 21, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 28 to 33
        Oct 21, 2022 to Mar 31, 2023
      • Assets in custody · $2.3B to $2.0B
        Oct 21, 2022 to Mar 31, 2023
      • Employees · 14 to 15
        Oct 21, 2022 to Mar 31, 2023
      • Private funds · 28 to 33
        Oct 21, 2022 to Mar 31, 2023
      • Discretionary RAUM · $2.3B to $2.0B
        Oct 21, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $2.3B to $2.0B
        Oct 21, 2022 to Mar 31, 2023
      • RAUM · $2.3B to $2.0B
        Oct 21, 2022 to Mar 31, 2023
      • HQ city · COCONUT GROVE to NEW YORK
        Sep 16, 2022 to Oct 21, 2022
      Signals
      4 dated events
      • A••••• M••••••••• C••••••• L•• reported RAUM $2.8B, up 28% from $2.2B (2025-04-30 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • A••••• M••••••••• C••••••• L•• reported RAUM $2.3B, up 293% from $583.8M (2021-03-31 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • A••••• M••••••••• C••••••• L•• reported RAUM $583.8M, up 167% from $219.0M (2020-06-28 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • A••••• M••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 28, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/68777187reportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      3476142682reportedpublic record, Form ADV, Sep 14, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026